SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FTVentures Management III, L.L.C.

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CardConnect Corp. [ CCN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/06/2017 D 9,756,030 D (1) 0 I By FTVentures III, L:P.
Common Stock 07/06/2017 D 528,983 D (1) 0 I By FTVentures III-N, L:P.
Common Stock 07/06/2017 D 317,390 D (1) 0 I By FTVentures III-T, L:P.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
FTVentures Management III, L.L.C.

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III LP

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III N LP

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
FTVentures III TLP

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Bernstein Bradford E

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HAYNES DAVID

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HURET ROBERT A

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HALE JAMES C III

(Last) (First) (Middle)
C/O FTV CAPITAL
555 CALIFORNIA STREET, SUITE 2850

(Street)
SAN FRANCISCO CA 94190

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. On May 29, 2017, the Issuer agreed to be acquired by First Data Corporation, a Delaware corporation ("First Data"), for $15.00 per share of common stock in cash. All shares of common stock validly tendered and not withdrawn were accepted for payment, including those shares tendered by the Reporting Persons. On July 6, 2017, payment in consideration for the validly tendered common stock was made to the Reporting Persons by First Data. As a result, the Reporting Persons no longer beneficially own any common stock.
FTVentures Management III, L.L.C., /s/ David A. Haynes 07/06/2017
FTVentures III, L.P. /s/ David A. Haynes 07/06/2017
FTVentures III-N, L.P., /s/ David A. Haynes 07/06/2017
FTVentures III-T, L.P. /s/ David A. Haynes 07/06/2017
Brad E. Bernstein /s/ David A. Haynes by Power of Attorney 07/06/2017
/s/ David A. Haynes 07/06/2017
Robert A. Huret /s/ David A. Haynes by Power of Attorney 07/06/2017
James C. Hale /s/ David A. Haynes by Power of Attorney 07/06/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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