Chief Compliance Officer

0001127612-18-000007.txt : 20180824 0001127612-18-000007.hdr.sgml : 20180824 20180824132100 ACCESSION NUMBER: 0001127612-18-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180824 DATE AS OF CHANGE: 20180824 EFFECTIVENESS DATE: 20180824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTAY CAPITAL MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0001127612 IRS NUMBER: 383561339 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18705 FILM NUMBER: 181036509 BUSINESS ADDRESS: STREET 1: 10775 SOUTH SAGINAW BLD C STREET 2: STE F CITY: GRAND BLANC STATE: MI ZIP: 48439 BUSINESS PHONE: 8664446246 MAIL ADDRESS: STREET 1: 10775 SOUTH SAGINAW ST. STREET 2: BLDG C, SUITE F CITY: GRAND BLANC STATE: MI ZIP: 48439 FORMER COMPANY: FORMER CONFORMED NAME: MAINSTAY CAPITAL MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 20001101 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001127612 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT MAINSTAY CAPITAL MANAGEMENT LLC /ADV

10775 SOUTH SAGINAW ST. BLDG C, SUITE F GRAND BLANC MI 48439

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SOLE 0 0 238 DR PEPPER SNAPPLE GROUP INC N/C 7/10/18 49271V100 N/C 7/10/18 49271V100 26138E109 98 800 SH SOLE 0 0 800 DYCOM INDUSTRIES INC COM COM 267475101 20 210 SH SOLE 0 0 210 ELI LILLY & CO COM COM 532457108 52 615 SH SOLE 0 0 615 EMERGE ENERGY SERVICES LP COM REP PARTN COM REP PARTN 29102H108 14 2000 SH SOLE 0 0 2000 EMERSON ELEC CO COM COM 291011104 7 106 SH SOLE 0 0 106 ENCANA CORPORATION COM COM 292505104 26 2000 SH SOLE 0 0 2000 ETF MANAGERS TR ETFMG ALTR HRVST ETFMG ALTR HRVST 26924G508 74 2500 SH SOLE 0 0 2500 ETF MANAGERS TR PRIME CYBR SCRTY ETF PRIME CYBR SCRTY ETF 26924G201 2 48 SH SOLE 0 0 48 ETF SER SOLUTIONS ALPCLONE ALTER ETF ALPCLONE ALTER ETF 26922A305 4 88 SH SOLE 0 0 88 EXPRESS SCRIPTS HOLDING CO COM COM 30219G108 1 19 SH SOLE 0 0 19 F M C CORP COM COM 302491303 9 100 SH SOLE 0 0 100 FIRST AMERN FINL CORP COM COM 31847R102 26 500 SH SOLE 0 0 500 FIRST SOLAR INC COM COM 336433107 16 300 SH SOLE 0 0 300 FIRST TRUST DJ INTERNT IDX ETF DJ INTERNT IDX ETF 33733E302 4 28 SH SOLE 0 0 28 FIRST TRUST EXCHANGE TRADED FD MANAGD MUN ETF MANAGD MUN ETF 33739N108 60 1140 SH SOLE 0 0 1140 FIRST TRUST LRGE CP CORE ALPHA COM SHS ETF LRGE CP CORE ALPHA COM SHS ETF 33734K109 42 715 SH SOLE 0 0 715 FIRSTENERGY CORP COM COM 337932107 10 288 SH SOLE 0 0 288 FORMENTO ECONOMICO MEXICANO ADR SPONSORED ADR SPONSORED 344419106 53 600 SH SOLE 0 0 600 GENTEX CORP COM COM 371901109 230 10000 SH SOLE 0 0 10000 GLADSTONE CAPITAL CORP COM COM 376535100 23 2500 SH SOLE 0 0 2500 GLAXO SMITHKLINE PLC ADR SPONSORED ADR SPONSORED 37733W105 38 944 SH SOLE 0 0 944 GOLD STANDARD VENTURES CORP COM COM 380738104 1 1060 SH SOLE 0 0 1060 GSV CAPITAL CORP COM COM 36191J101 7 1000 SH SOLE 0 0 1000 HARRIS CORP DEL COM COM 413875105 8 57 SH SOLE 0 0 57 HDFC BANK LTD ADR SPONSORED ADR SPONSORED 40415F101 105 1000 SH SOLE 0 0 1000 HECLA MINING CO COM COM 422704106 26 7512 SH SOLE 0 0 7512 HELEN OF TROY LTD COM COM G4388N106 49 500 SH SOLE 0 0 500 HEXCEL CORP COM COM 428291108 33 500 SH SOLE 0 0 500 HIGHLAND SHS BEN INT SHS BEN INT 43010E404 2 112 SH SOLE 0 0 112 HOLLYFRONTIER CORP COM COM 436106108 137 2000 SH SOLE 0 0 2000 HONDA MOTOR LTD ADR SPONSORED ADR SPONSORED 438128308 15 500 SH SOLE 0 0 500 HUNTINGTON INGALLS INDS INC COM COM 446413106 7 31 SH SOLE 0 0 31 IAC/INTERACTIVECORP COM COM 44919P508 61 400 SH SOLE 0 0 400 ICON COM COM G4705A100 28 210 SH SOLE 0 0 210 IDACORP INC COM COM 451107106 22 244 SH SOLE 0 0 244 INDIA FD INC COM COM 454089103 27 1111 SH SOLE 0 0 1111 ING GROEP N V ADR SPONSORED ADR SPONSORED 456837103 825 57586 SH SOLE 0 0 57586 INTERDIGITAL INC COM COM 45867G101 40 500 SH SOLE 0 0 500 INTL BUSINESS MACHINES COM COM 459200101 45 320 SH SOLE 0 0 320 ISHARES CHINA LG-CAP ETF CHINA LG-CAP ETF 464287184 52 1200 SH SOLE 0 0 1200 ISHARES CORE S&P MCP ETF CORE S&P MCP ETF 464287507 35 182 SH SOLE 0 0 182 ISHARES GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 4 90 SH SOLE 0 0 90 ISHARES MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 25 350 SH SOLE 0 0 350 ISHARES MIN VOL GBL ETF MIN VOL GBL ETF 464286525 4 48 SH SOLE 0 0 48 ISHARES MSCI JPN ETF NEW MSCI JPN ETF NEW 46434G822 17 300 SH SOLE 0 0 300 ISHARES S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 128 786 SH SOLE 0 0 786 ISHARES S&P MC 400VL ETF S&P MC 400VL ETF 464287705 44 274 SH SOLE 0 0 274 ISHARES SELECT DIVID ETF SELECT DIVID ETF 464287168 195 2000 SH SOLE 0 0 2000 ISHARES SHT MAT MUN ETF SHT MAT MUN ETF 46431W838 150 3010 SH SOLE 0 0 3010 ISHARES TRUST US CR BD ETF US CR BD ETF 464288620 182 1700 SH SOLE 0 0 1700 ISHARES US HLTHCARE ETF US HLTHCARE ETF 464287762 3 19 SH SOLE 0 0 19 ISHARES USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 14 124 SH SOLE 0 0 124 KB FINANCIAL GROUP INC ADR SPONSORED ADR SPONSORED 48241A105 37 800 SH SOLE 0 0 800 KELLOGG CO COM COM 487836108 17 240 SH SOLE 0 0 240 KKR & COMPANY LP N/C 7/2/18 48251W104 N/C 7/2/18 48251W104 48248M102 37 1500 SH SOLE 0 0 1500 LABORATORY CORP OF AMERICA COM COM 50540R409 36 200 SH SOLE 0 0 200 LAZARD LTD PFD COM CLASS 'A' USD0.01 COM CLASS 'A' USD0.01 G54050102 10 200 SH SOLE 0 0 200 LINCOLN NATL CORP COM COM 534187109 25 400 SH SOLE 0 0 400 MANPOWERGROUP INC COM COM 56418H100 15 171 SH SOLE 0 0 171 MARATHON OIL CORP COM COM 565849106 15 705 SH SOLE 0 0 705 MARATHON PATENT GROUP INC COM COM 56585W302 2 2022 SH SOLE 0 0 2022 MARATHON PETE CORP COM COM 56585A102 50 711 SH SOLE 0 0 711 MASIMO CORP COM COM 574795100 29 300 SH SOLE 0 0 300 MEDICAL PROPERTIES TRUST INC COM COM 58463J304 70 5000 SH SOLE 0 0 5000 METLIFE INC COM COM 59156R108 49 1117 SH SOLE 0 0 1117 MICROCHIP TECHNOLOGY INC COM COM 595017104 73 800 SH SOLE 0 0 800 MICRON TECHNOLOGY INC COM COM 595112103 37 700 SH SOLE 0 0 700 MORGAN STANLEY INDIA INVT FD COM COM 61745C105 22 850 SH SOLE 0 0 850 NETEASE INC ADR SPONSORED ADR SPONSORED 64110W102 76 300 SH SOLE 0 0 300 NEVSUN RES LTD COM COM 64156L101 1 300 SH SOLE 0 0 300 NEXTERA ENERGY INC COM COM 65339F101 51 304 SH SOLE 0 0 304 NORDIC AMERN OFFSHORE LTD COM COM G65772108 0 20 SH SOLE 0 0 20 NORTHROP GRUMMAN CORP COM COM 666807102 58 189 SH SOLE 0 0 189 NOVARTIS AG ADR SPONSORED ADR SPONSORED 66987V109 15 200 SH SOLE 0 0 200 NU SKIN ENTERPRISES INC. COM CL A COM CL A 67018T105 16 200 SH SOLE 0 0 200 OGE ENERGY CORP COM COM 670837103 14 400 SH SOLE 0 0 400 OKTA INC COM CL A COM CL A 679295105 10 200 SH SOLE 0 0 200 OSHKOSH CORPORATION COM COM 688239201 12 169 SH SOLE 0 0 169 OVERSTOCK.COM COM COM 690370101 5 140 SH SOLE 0 0 140 PEMBINA PIPELINE CORP COM COM 706327103 22 637 SH SOLE 0 0 637 PENNANT INVESTMENT CORP COM COM 708062104 8 1200 SH SOLE 0 0 1200 PENTAIR PLC COM COM G7S00T104 8 179 SH SOLE 0 0 179 PERKINELMER INC COM COM 714046109 7 101 SH SOLE 0 0 101 PERSHING GOLD CORP COM COM 715302204 2 1135 SH SOLE 0 0 1135 PETROLEO BRASILEIRO SA ADR SPONSORED ADR SPONSORED 71654V408 30 3000 SH SOLE 0 0 3000 PIMCO INTER MUN BD ACT ETF INTER MUN BD ACT ETF 72201R866 55 1042 SH SOLE 0 0 1042 POSCO ADR SPONSORED ADR SPONSORED 693483109 22 300 SH SOLE 0 0 300 PRAXAIR INC COM COM 74005P104 82 516 SH SOLE 0 0 516 PROSHARES ULTRAPRO QQQ ETF ULTRAPRO QQQ ETF 74347X831 888 15546 SH SOLE 0 0 15546 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 226 4180 SH SOLE 0 0 4180 REPUBLIC SERVICES INC COM COM 760759100 15 225 SH SOLE 0 0 225 RIOT BLOCKCHAIN INC COM COM 767292105 4 689 SH SOLE 0 0 689 ROCKWELL AUTOMATION INC COM COM 773903109 234 1408 SH SOLE 0 0 1408 ROCKWELL COLLINS COM COM 774341101 190 1408 SH SOLE 0 0 1408 ROYAL GOLD INC COM COM 780287108 9 100 SH SOLE 0 0 100 SANDSTORM GOLD LTD COM COM 80013R206 5 1000 SH SOLE 0 0 1000 SANOFI ADR SPONSORED ADR SPONSORED 80105N105 13 315 SH SOLE 0 0 315 SAREPTA THERAPEUTICS INC COM COM 803607100 13 100 SH SOLE 0 0 100 SCHWAB SCHWB FDT EMK LG ETF SCHWB FDT EMK LG ETF 808524730 83 3000 SH SOLE 0 0 3000 SEABRIDGE GOLD INC COM COM 811916105 11 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF SBI CONS STPLS ETF 81369Y308 33 634 SH SOLE 0 0 634 SERVICE CORP INTL COM COM 817565104 72 2000 SH SOLE 0 0 2000 SEVEN STARS CLOUD GROUP INC COM COM 81789Y102 3 1818 SH SOLE 0 0 1818 SHIRE PLC ADR SPONSORED ADR SPONSORED 82481R106 12 74 SH SOLE 0 0 74 SINA CORPORATION COM COM G81477104 17 200 SH SOLE 0 0 200 SKYWORKS SOLUTIONS INC COM COM 83088M102 77 801 SH SOLE 0 0 801 SOCIAL REALITY INC COM CL A COM CL A 83362P300 7 1585 SH SOLE 0 0 1585 SOCIEDAD QUIMICA MINERA DE CHI ADR SPONSORED ADR SPONSORED 833635105 48 1000 SH SOLE 0 0 1000 SOUTHWEST AIRLINES CO COM COM 844741108 25 500 SH SOLE 0 0 500 SPDR FTSE BLMBRG BRC CNVRT ETF BLMBRG BRC CNVRT ETF 78464A359 106 2000 SH SOLE 0 0 2000 SPDR FTSE PORTFOLIO TL STK ETF PORTFOLIO TL STK ETF 78464A805 4 120 SH SOLE 0 0 120 SPIRIT REALTY CAPITAL INC COM COM 84860W102 10 1247 SH SOLE 0 0 1247 SPROTT PHYSICAL GOLD TRUST UNIT UNIT 85207H104 102 10000 SH SOLE 0 0 10000 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD COM UNIT LTD 866142102 12 758 SH SOLE 0 0 758 TATA MOTORS LTD ADR ADR 876568502 10 500 SH SOLE 0 0 500 TELEKOMUNIKASI INDONESIA ADR SPONSORED ADR SPONSORED 715684106 31 1200 SH SOLE 0 0 1200 TEVA PHARMACEUTICAL INDS LTD ADR SPONSORED ADR SPONSORED 881624209 19 800 SH SOLE 0 0 800 THE TRAVELERS COMPANIES INC COM COM 89417E109 61 500 SH SOLE 0 0 500 TJX COMPANIES INC COM COM 872540109 39 405 SH SOLE 0 0 405 TORONTO DOMINION BK ONT COM COM 891160509 12 200 SH SOLE 0 0 200 TRACTOR SUPPLY CO COM COM 892356106 31 410 SH SOLE 0 0 410 TYSON FOODS INC COM CL A COM CL A 902494103 16 237 SH SOLE 0 0 237 UBIQUITI NETWORKS INC COM COM 90347A100 36 427 SH SOLE 0 0 427 UNITEDHEALTH GROUP INC COM COM 91324P102 29 117 SH SOLE 0 0 117 US GLOBAL INVESTORS INC COM CL A COM CL A 902952100 3 1876 SH SOLE 0 0 1876 VALERO ENERGY CORP COM COM 91913Y100 166 1500 SH SOLE 0 0 1500 VANGUARD INTERMED TERM ETF INTERMED TERM ETF 921937819 9 105 SH SOLE 0 0 105 VANGUARD INT-TERM CORP ETF INT-TERM CORP ETF 92206C870 14 163 SH SOLE 0 0 163 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 49 394 SH SOLE 0 0 394 WESTERN COPPER AND GOLD CORP COM COM 95805V108 1 1600 SH SOLE 0 0 1600 WGL HOLDINGS INC CSH MRG $88.25/SH 7/9/18 CSH MRG $88.25/SH 7/9/18 92924F106 67 751 SH SOLE 0 0 751 WILLIAMS COS INC COM COM 969457100 203 7500 SH SOLE 0 0 7500 WPX ENERGY INC COM COM 98212B103 45 2500 SH SOLE 0 0 2500 XUNLEI LIMITED ADR ADR 98419E108 6 557 SH SOLE 0 0 557 YUM CHINA HOLDINGS INC COM COM 98850P109 17 430 SH SOLE 0 0 430 YUM! BRANDS INC COM COM 988498101 31 400 SH SOLE 0 0 400 ZYNERBA PHARMACEUTICALS INC COM COM 98986X109 3 300 SH SOLE 0 0 300