FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/14/2019 |
3. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 14,530 | D | |
Common Stock | 155,730 | I | See(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Settled Appreciation Right | (2) | (2) | Common Stock | 60,000 | $14.25 | D | |
Stock Settled Appreciation Right | (3) | (3) | Common Stock | 60,606 | $8.25 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 60,000 | $15.5 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 7,564 | $15.5 | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 7,500 | $15.5 | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 7,476 | $15.5 | D |
Explanation of Responses: |
1. Consists of: (i) 7,018 shares held by The English Family Trust, (ii) 19,986 shares held by the Harris Family Revocable Trust, (iii) 112,122 shares held by G&M Partners, LTD, of which Mr. Jones is the Managing General Partner, and as to which shares Mr. Jones has shared voting and investment power. |
2. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on May 1, 2021. |
3. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on April 30, 2023. |
4. These restricted stock units, granted May 1, 2018, vest in three equal annual installments beginning on the first anniversary date of grant. |
5. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2020. |
6. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2019. |
7. These restricted stock units, granted February 28, 2019, vest in three equal annual installments beginning on the first anniversary date of grant. |
/s/Aisha Reynolds, Attorney-in-Fact for George F. Jones, Jr. | 08/14/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |