-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GnYPla3fYHxPG7YN3nP4Z+xS10KUQ9zSRXNECIvQfZ4lMuFQ9yA6nnaf2R1eX7Ah GQkWNvaJ3xYp83Bz0KApyw== 0001047469-09-010092.txt : 20091113 0001047469-09-010092.hdr.sgml : 20091113 20091113115942 ACCESSION NUMBER: 0001047469-09-010092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENWOOD INVESTMENTS, INC. CENTRAL INDEX KEY: 0001121943 IRS NUMBER: 223147811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12943 FILM NUMBER: 091180016 BUSINESS ADDRESS: STREET 1: 222 BERKELEY ST STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364240 MAIL ADDRESS: STREET 1: 222 BERKELEY ST STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: GREENWOOD INVESTMENTS INC DATE OF NAME CHANGE: 20000815 13F-HR 1 a2195350z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greenwood Investments, Inc. ------------------------------- Address: 222 Berkeley St., 17th Floor ------------------------------- Boston, MA 02116 ------------------------------- Form 13F File Number: 28-12943 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Tannenbaum ------------------------------- Title: President ------------------------------- Phone: (617)-236-4240 ------------------------------- Signature, Place, and Date of Signing: /s/ Steven Tannenbaum Boston, MA 11/4/2009 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 30 --------------- Form 13F Information Table Value Total: $52,895 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE
TOTAL VALUE SHARES/ SH/ INVSTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- Acergy ADR Reptg 1 Ord Shs Sponsored ADR 00443E104 $ 5,367 424,930 SH SOLE NA 424,930 Acme United Corp COM 004816104 $ 856 95,025 SH SOLE NA 95,025 ADDvantage Technologies Group Inc COM 006743306 $ 548 238,327 SH SOLE NA 238,327 Ark Restaurants Corp COM 040712101 $ 577 33,419 SH SOLE NA 33,419 Boots and Coots Inc COM 099469504 $ 2,738 1,700,500 SH SOLE NA 1,700,500 Baldwin Technology Co Inc CL A 058264102 $ 549 296,522 SH SOLE NA 296,522 Cycle Country Accessories Corp COM 232984104 $ 312 503,280 SH SOLE NA 503,280 Delta Apparel Inc COM 247368103 $ 1,432 179,040 SH SOLE NA 179,040 DSW Inc CL A 23334L102 $ 1,597 100,000 SH SOLE NA 100,000 Dress Barn Inc COM 261570105 $ 4,056 226,200 SH SOLE NA 226,200 HearUSA Inc COM 422360305 $ 1,208 974,114 SH SOLE NA 974,114 Edac Technologies Corp COM 279285100 $ 2,104 458,398 SH SOLE NA 458,398 Foot Locker Inc COM 344849104 $ 3,644 304,900 SH SOLE NA 304,900 Hawk Corp CL A 420089104 $ 1,164 84,849 SH SOLE NA 84,849 John B San Filippo & Son COM 800422107 $ 1,536 132,212 SH SOLE NA 132,212 Learning Tree International Inc COM 522015106 $ 3,538 310,581 SH SOLE NA 310,581 Liberty Acqusitions Holdings Corp Warrants W 53015Y115 $ 542 888,700 SH SOLE NA 888,700 MedQuist Inc COM 584949101 $ 2,912 457,903 SH SOLE NA 457,903 Mitcham Industries Inc COM 606501104 $ 2,482 400,376 SH SOLE NA 400,376 Point 360 COM 730507100 $ 771 500,932 SH SOLE NA 500,932 QLT Inc COM 746927102 $ 2,486 671,794 SH SOLE NA 671,794 Altisource Portfolio Solutions SA REG SHS L0175J104 $ 395 27,354 SH SOLE NA 27,354 Overhill Farms Inc COM 690212105 $ 61 10,000 SH SOLE NA 10,000 PDI Inc COM 69329V100 $ 2,189 477,874 SH SOLE NA 477,874 Phoenix Footwear Group Inc COM 71903M100 $ 298 662,050 SH SOLE NA 662,050 Price Smart Inc. COM 741511109 $ 716 38,162 SH SOLE NA 38,162 Rubio's Restaurants Inc COM 78116B102 $ 2,819 444,603 SH SOLE NA 444,603 TechTeam Global Inc COM 878311109 $ 4,387 516,123 SH SOLE NA 516,123 Alesco Financial 7.625% 5/15/27 NOTE 014485AB2 $ 696 10,000 PRN SOLE NA 10,000 Palm Harbor Homes 3.25% 5/15/24 NOTE 696639AB9 $ 916 26,463 PRN SOLE NA 26,463 $ 52,895
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