0001144204-13-028377.txt : 20130513 0001144204-13-028377.hdr.sgml : 20130513 20130513173058 ACCESSION NUMBER: 0001144204-13-028377 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT INVESTORS INC CENTRAL INDEX KEY: 0001121908 IRS NUMBER: 112646031 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05873 FILM NUMBER: 13838525 BUSINESS ADDRESS: STREET 1: 181 SMITHTOWN BLVD. CITY: NESCONSET STATE: NY ZIP: 11767 BUSINESS PHONE: 6319792142 13F-HR 1 v344422_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 --------------------------------- Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Independent Investors Inc. ---------------------------------------------------------------------- Address: 181 Smithtown Blvd. ---------------------------------------------------------------------- Nesconset, New York 11767 ---------------------------------------------------------------------- Form 13F File Number: 28-05873 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patrick Moloney ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 631-979-2142 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Patrick Moloney Nesconset, New York 05-09-2013 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 99 ------------------- Form 13F Information Table Value Total: $182,555 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Independent Investors, Inc. FORM 13F INFORMATION TABLE
FAIR MKT. SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ----- ------- ------- -------- ---- ------ ---- 3M Common Stock 88579Y101 3357000 31580 SOLE X ABBOTT LABORATORIES Common Stock 002824100 2223000 62950 SOLE X ABBVIE INC. Common Stock 00287Y109 2526000 61950 SOLE X AGILENT TECHNOLOGIES Common Stock 00846U101 398000 9500 SOLE X AIR PRODUCTS & CHEMICALS Common Stock 009158106 370000 4250 SOLE X ALTRIA GROUP INC. Common Stock 02209S103 471000 13700 SOLE X AMERICAN EXPRESS CO. Common Stock 025816109 1140000 16900 SOLE X AMGEN INC. Common Stock 031162100 2921000 28500 SOLE X ANADARKO PETROLEUM CORPORATION Common Stock 03251110 445000 5100 SOLE X APACHE CORP. Common Stock 037411105 235000 3050 SOLE X APPLE COMPUTER Common Stock 037833100 27969000 63185 SOLE X AQUA AMERICA, INC. Common Stock 03836W103 207000 6599 SOLE X BP plc (ADR) Common Stock 055622104 834000 19700 SOLE X BAKER HUGHES, INC. Common Stock 057224107 937000 20200 SOLE X BANK OF NY MELLON CORP Common Stock 064058100 599000 21421 SOLE X BANK OF AMERICA CORP Common Stock 060505104 597000 49029 SOLE X BAXTER INTERNATIONAL Common Stock 071813109 3232000 44500 SOLE X BERKSHIRE HATHAWAY INC. CL. "B" Common Stock 084670207 2000000 19195 SOLE X BOEING CORPORATION Common Stock 097023105 2951000 34375 SOLE X BRISTOL-MYERS SQUIBB Common Stock 110122108 2372000 57600 SOLE X BROADCOM CORP Common Stock 111320107 674000 19450 SOLE X CATERPILLAR, INC. Common Stock 149123101 669000 7700 SOLE X CHEVRON TEXACO Common Stock 166764100 706000 5950 SOLE X CISCO SYSTEMS Common Stock 17275R102 1251000 59875 SOLE X COCA COLA Common Stock 191216100 3857000 95380 SOLE X COLGATE-PALMOLIVE COMPANY Common Stock 194162103 3068000 25998 SOLE X CONOCO PHILLIPS Common Stock 20825C104 745000 12398 SOLE X CORNING INC. Common Stock 219350105 413000 31000 SOLE X COSTCO Common Stock 22160K105 419000 3950 SOLE X CUMMINS INC. Common Stock 231021106 671000 5800 SOLE X CYTEC INDUSTRIES Common Stock 232820100 600000 8100 SOLE X D.E MASTER BLENDERS 1753 N.V. Common Stock AC 1022F69 309000 20000 SOLE X DEERE & COMPANY Common Stock 24419910 726000 8450 SOLE X DEVON ENERGY CORP. Common Stock 25179M103 818000 14500 SOLE X DISNEY (WALT) CO. Common Stock 254687106 2945000 51850 SOLE X DOVER CORP Common Stock 260003108 1843000 25300 SOLE X DUPONT DE NEMOURS Common Stock 263534109 1411000 28718 SOLE X EMC CORPORATION Common Stock 26864810 298000 12500 SOLE X EATON CORP. PLC Common Stock G29183103 245000 4000 SOLE X EMERSON CO. Common Stock 291011104 3323000 59480 SOLE X ENTERPRISE PRODUCTS PARTNERS Common Stock 293792107 204000 3400 SOLE X EXELIS, INC. Common Stock 30162A108 156000 14400 SOLE X EXXON MOBIL Common Stock 30231G102 7789000 86442 SOLE X FEDEX CORP Common Stock 31428X106 785000 8000 SOLE X FLUOR CORP Common Stock 343412102 530000 8000 SOLE X FREEPORT-MCMORAN COPPER & GOLD, INC. Common Stock 35671D857 470000 14200 SOLE X GENERAL ELECTRIC Common Stock 369604103 3449000 149217 SOLE X GOLDMAN SACHS Common Stock 38141G104 728000 4950 SOLE X GOOGLE, INC. Common Stock 38259P508 786000 990 SOLE X HALLIBURTON COMPANY Common Stock 406216101 1066000 26400 SOLE X HOME DEPOT Common Stock 437076102 460000 6600 SOLE X HONEYWELL INTL Common Stock 438516106 4172000 55375 SOLE X HOWARD HUGHES CORP Common Stock 44267D107 884000 10550 SOLE X IBM CORPORATION Common Stock 459200101 5326000 24970 SOLE X ISHARES MCSI PACIFIC EX-JAPAN Common Stock 464286665 260000 5250 SOLE X ISHARES MSCI EMERGING MKTS Common Stock 464287234 238000 5575 SOLE X ITT INDUSTRIES Common Stock 450911102 204000 7200 SOLE X INTEL CORP. Common Stock 458140100 794000 36400 SOLE X JP MORGAN CHASE & CO. Common Stock 46625H100 3567000 75160 SOLE X JACOBS ENGINEERING GROUP Common Stock 469814107 1704000 30300 SOLE X JOHNSON & JOHNSON Common Stock 478160104 8771000 107582 SOLE X KIMBERLY CLARK Common Stock 494368103 930000 9500 SOLE X KRAFT FOODS INC Common Stock 50075N104 515000 10000 SOLE X L-3 COMMUNICATIONS Common Stock 502424104 639000 7900 SOLE X LILLY (ELI) & CO. Common Stock 532457108 851000 15000 SOLE X LOWES COMPANIES Common Stock 548661107 515000 13600 SOLE X MARTIN MARIETTA MATERIALS, INC. Common Stock 573284106 408000 4000 SOLE X MC DONALD'S CORPORATION Common Stock 580135101 2796000 28050 SOLE X MICROSOFT CORPORATION Common Stock 594918104 1891000 66112 SOLE X MONSANTO Common Stock 61166W101 316000 3000 SOLE X MORGAN STANLEY Common Stock 617446448 374000 17025 SOLE X NESTLE S A SPONSORED ADR Common Stock 641069406 282000 3900 SOLE X NIKE INC. Common Stock 654106103 2065000 35000 SOLE X NORFOLK SOUTHERN CORP. Common Stock 655844108 1541000 20000 SOLE X NOVARTIS ADR Common Stock 66987V109 1752000 24600 SOLE X OAKTREE CAPITAL GROUP, LLC Common Stock 674001201 739000 14500 SOLE X ORACLE CORPORATION Common Stock 68389X105 2440000 75500 SOLE X PALL CORPORATION Common Stock 696429307 1777000 26000 SOLE X PEPSICO Common Stock 713448108 2264000 28620 SOLE X PFIZER Common Stock 717081103 998000 34600 SOLE X PHILIP MORRIS INTERNATIONAL Common Stock 718172109 1288000 13900 SOLE X PRECISION CASTPARTS Common Stock 740189105 1668000 8800 SOLE X PROCTER & GAMBLE Common Stock 742718109 7834000 101672 SOLE X QUALCOMM Common Stock 747525103 3353000 50100 SOLE X RESEARCH IN MOTION, LTD Common Stock 760975102 153000 10600 SOLE X SCHLUMBERGER LIMITED Common Stock 806857108 3720000 49684 SOLE X STRYKER CORPORATION Common Stock 863667101 502000 7700 SOLE X TJX COMPANIES, INC. Common Stock 872540109 243000 5200 SOLE X TIME WARNER INC. Common Stock 887317105 337000 5850 SOLE X UNION PACIFIC CORP. Common Stock 907818108 1370000 9625 SOLE X UNITED PARCEL SERVICE Common Stock 911312106 3710000 43200 SOLE X VANGUARD EMERGING MARKETS ETF Common Stock 922042858 321000 7500 SOLE X VODAFONE GROUP PLC ADR Common Stock 92857W209 1235000 43500 SOLE X WATERS CORP Common Stock 941848103 5648000 60150 SOLE X WATTS WATER TECHNOLOGIES Common Stock 942749102 1823000 38000 SOLE X WELLS FARGO Common Stock 30226D106 1276000 34500 SOLE X WISDOM TREE EMERGING MARKET EQUITY FUND Common Stock W625942 245000 4450 SOLE X XYLEM INC. Common Stock 98419M100 396000 14400 SOLE X YUM! BRANDS Common Stock 988498101 1222000 17000 SOLE X TOTAL VALUE 182,555,000