0001144204-13-007788.txt : 20130212 0001144204-13-007788.hdr.sgml : 20130212 20130212162008 ACCESSION NUMBER: 0001144204-13-007788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT INVESTORS INC CENTRAL INDEX KEY: 0001121908 IRS NUMBER: 112646031 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05873 FILM NUMBER: 13597453 BUSINESS ADDRESS: STREET 1: 181 SMITHTOWN BLVD. CITY: NESCONSET STATE: NY ZIP: 11767 BUSINESS PHONE: 6319792142 13F-HR 1 v334867_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 --------------------------------- Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Independent Investors Inc. ---------------------------------------------------------------------- Address: 181 Smithtown Blvd. ---------------------------------------------------------------------- Nesconset, New York 11767 ---------------------------------------------------------------------- Form 13F File Number: 28-05873 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patrick Moloney ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 631-979-2142 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Patrick Moloney Nesconset, New York 02-12-2013 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 92 ------------------- Form 13F Information Table Value Total: $170,077 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Independent Investors, Inc. FORM 13F INFORMATION TABLE
FAIR MKT. SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ----- ------- ------- -------- ---- ------ ---- 3M Common Stock 88579Y101 2965000 31940 SOLE X ABBOTT LABORATORIES Common Stock 002824100 4142000 63250 SOLE X AGILENT TECHNOLOGIES Common Stock 00846U101 388000 9500 SOLE X AIR PRODUCTS & CHEMICALS Common Stock 009158106 357000 4250 SOLE X ALTRIA GROUP INC. Common Stock 02209S103 433000 13800 SOLE X AMERICAN EXPRESS CO. Common Stock 025816109 971000 16900 SOLE X AMGEN INC. Common Stock 031162100 2456000 28500 SOLE X ANADARKO PETROLEUM CORPORATION Common Stock 03251110 378000 5100 SOLE X APACHE CORP. Common Stock 037411105 239000 3050 SOLE X APPLE COMPUTER Common Stock 037833100 33061000 62125 SOLE X BP plc (ADR) Common Stock 055622104 820000 19700 SOLE X BAKER HUGHES, INC. Common Stock 057224107 825000 20200 SOLE X BANK OF NY MELLON CORP Common Stock 064058100 550000 21421 SOLE X BANK OF AMERICA CORP Common Stock 060505104 580000 50029 SOLE X BAXTER INTERNATIONAL Common Stock 071813109 3033000 45500 SOLE X BERKSHIRE HATHAWAY INC. CL. "B" Common Stock 084670207 1734000 19339 SOLE X BOEING CORPORATION Common Stock 097023105 2522000 33475 SOLE X BRISTOL-MYERS SQUIBB Common Stock 110122108 1886000 57900 SOLE X BROADCOM CORP Common Stock 111320107 679000 20450 SOLE X CATERPILLAR, INC. Common Stock 149123101 689000 7700 SOLE X CHEVRON TEXACO Common Stock 166764100 643000 5950 SOLE X CISCO SYSTEMS Common Stock 17275R102 1261000 64175 SOLE X COCA COLA Common Stock 191216100 3493000 96366 SOLE X COLGATE-PALMOLIVE COMPANY Common Stock 194162103 2744000 26250 SOLE X CONOCO PHILLIPS Common Stock 20825C104 748000 12900 SOLE X CORNING INC. Common Stock 219350105 391000 31000 SOLE X CUMMINS INC. Common Stock 231021106 628000 5800 SOLE X CYTEC INDUSTRIES Common Stock 232820100 557000 8100 SOLE X D.E MASTER BLENDERS 1753 N.V. Common Stock AC 1022F69 229000 20000 SOLE X DEERE & COMPANY Common Stock 24419910 730000 8450 SOLE X DEVON ENERGY CORP. Common Stock 25179M103 801000 15400 SOLE X DISNEY (WALT) CO. Common Stock 254687106 2587000 51975 SOLE X DOVER CORP Common Stock 260003108 1662000 25300 SOLE X DUPONT DE NEMOURS Common Stock 263534109 1325000 29459 SOLE X EMC CORPORATION Common Stock 26864810 316000 12500 SOLE X EATON CORP. PLC Common Stock G29183103 216000 4000 SOLE X EMERSON CO. Common Stock 291011104 3214000 60700 SOLE X EXELIS, INC. Common Stock 30162A108 162000 14400 SOLE X EXXON MOBIL Common Stock 30231G102 7526000 86967 SOLE X FEDEX CORP Common Stock 31428X106 733000 8000 SOLE X FLUOR CORP Common Stock 343412102 722000 12300 SOLE X GENERAL ELECTRIC Common Stock 369604103 3191000 152037 SOLE X GOLDMAN SACHS Common Stock 38141G104 644000 5050 SOLE X GOOGLE, INC. Common Stock 38259P508 700000 990 SOLE X HALLIBURTON COMPANY Common Stock 406216101 915000 26400 SOLE X HOME DEPOT Common Stock 437076102 408000 6600 SOLE X HONEYWELL INTL Common Stock 438516106 3440000 54200 SOLE X IBM CORPORATION Common Stock 459200101 4807000 25096 SOLE X ISHARES MCSI PACIFIC EX-JAPAN Common Stock 464286665 247000 5250 SOLE X ISHARES MSCI EMERGING MKTS Common Stock 464287234 247000 5575 SOLE X INTEL CORP. Common Stock 458140100 752000 36500 SOLE X JP MORGAN CHASE & CO. Common Stock 46625H100 3324000 75620 SOLE X JACOBS ENGINEERING GROUP Common Stock 469814107 1294000 30400 SOLE X JOHNSON & JOHNSON Common Stock 478160104 7656000 109222 SOLE X KIMBERLY CLARK Common Stock 494368103 802000 9500 SOLE X KRAFT FOODS INC Common Stock 50075N104 260000 5729 SOLE X L-3 COMMUNICATIONS Common Stock 502424104 605000 7900 SOLE X LILLY (ELI) & CO. Common Stock 532457108 739000 15000 SOLE X LOWES COMPANIES Common Stock 548661107 483000 13600 SOLE X MARTIN MARIETTA MATERIALS, INC. Common Stock 573284106 377000 4000 SOLE X MC DONALD'S CORPORATION Common Stock 580135101 2474000 28050 SOLE X MICROSOFT CORPORATION Common Stock 594918104 1773000 66400 SOLE X MONDELEZ INTERNATIONAL, INC. Common Stock 609207105 437000 17200 SOLE X MONSANTO Common Stock 61166W101 283000 3000 SOLE X MORGAN STANLEY Common Stock 617446448 335000 17525 SOLE X NESTLE S A SPONSORED ADR Common Stock 641069406 254000 3900 SOLE X NIKE INC. Common Stock 654106103 1806000 35000 SOLE X NORFOLK SOUTHERN CORP. Common Stock 655844108 1249000 20200 SOLE X NOVARTIS ADR Common Stock 66987V109 1557000 24600 SOLE X OAKTREE CAPITAL GROUP, LLC Common Stock 674001201 659000 14500 SOLE X ORACLE CORPORATION Common Stock 68389X105 2522000 75700 SOLE X PALL CORPORATION Common Stock 696429307 1566000 26000 SOLE X PEPSICO Common Stock 713448108 1972000 28820 SOLE X PFIZER Common Stock 717081103 867000 34600 SOLE X PHILIP MORRIS INTERNATIONAL Common Stock 718172109 1170000 14000 SOLE X PRECISION CASTPARTS Common Stock 740189105 1666000 8800 SOLE X PROCTER & GAMBLE Common Stock 742718109 6957000 102485 SOLE X QUALCOMM Common Stock 747525103 3099000 50100 SOLE X RESEARCH IN MOTION, LTD Common Stock 760975102 128000 10800 SOLE X SCHLUMBERGER LIMITED Common Stock 806857108 3458000 49900 SOLE X STRYKER CORPORATION Common Stock 863667101 422000 7700 SOLE X TJX COMPANIES, INC. Common Stock 872540109 220000 5200 SOLE X TIME WARNER INC. Common Stock 887317105 279000 5850 SOLE X UNION PACIFIC CORP. Common Stock 907818108 1081000 8600 SOLE X UNITED PARCEL SERVICE Common Stock 911312106 3347000 45400 SOLE X VANGUARD EMERGING MARKETS ETF Common Stock 922042858 333000 7500 SOLE X WATERS CORP Common Stock 941848103 5292000 60750 SOLE X WATTS WATER TECHNOLOGIES Common Stock 942749102 1633000 38000 SOLE X WELLS FARGO Common Stock 30226D106 1179000 34500 SOLE X WISDOM TREE EMERGING MARKET EQUITY FUND Common Stock W625942 254000 4450 SOLE X XYLEM INC. Common Stock 98419M100 390000 14400 SOLE X YUM! BRANDS Common Stock 988498101 1128000 17000 SOLE X TOTAL VALUE 170,077,000