0001144204-12-027222.txt : 20120509 0001144204-12-027222.hdr.sgml : 20120509 20120509164520 ACCESSION NUMBER: 0001144204-12-027222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 EFFECTIVENESS DATE: 20120509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT INVESTORS INC CENTRAL INDEX KEY: 0001121908 IRS NUMBER: 112646031 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05873 FILM NUMBER: 12826354 BUSINESS ADDRESS: STREET 1: 181 SMITHTOWN BLVD. CITY: NESCONSET STATE: NY ZIP: 11767 BUSINESS PHONE: 6319792142 13F-HR 1 v312551_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 --------------------------------- Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Independent Investors Inc. ---------------------------------------------------------------------- Address: 181 Smithtown Blvd. ---------------------------------------------------------------------- Nesconset, New York 11767 ---------------------------------------------------------------------- Form 13F File Number: 28-05873 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patrick Moloney ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 631-979-2142 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Patrick Moloney Nesconset, New York 05-09-2012 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 92 ------------------- Form 13F Information Table Value Total: $174,047 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Independent Investors, Inc. FORM 13F INFORMATION TABLE
FAIR MKT. SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ----- ------- ------- -------- ---- ------ ---- 3M Common Stock 88579Y101 2947000 33040 SOLE X ABBOTT LABORATORIES Common Stock 002824100 4011000 65450 SOLE X AGILENT TECHNOLOGIES Common Stock 00846U101 422000 9500 SOLE X AIR PRODUCTS & CHEMICALS Common Stock 009158106 531000 5794 SOLE X ALTRIA GROUP INC. Common Stock 02209S103 426000 13800 SOLE X AMERICAN EXPRESS CO. Common Stock 025816109 977000 16900 SOLE X AMGEN INC. Common Stock 031162100 1937000 28500 SOLE X ANADARKO PETROLEUM CORPORATION Common Stock 03251110 399000 5100 SOLE X APACHE CORP. Common Stock 037411105 215000 2150 SOLE X APPLE COMPUTER Common Stock 037833100 33438000 55773 SOLE X BHP BILLITON LTD ADR Common Stock 088606108 282000 3900 SOLE X BP plc (ADR) Common Stock 055622104 954000 21200 SOLE X BAKER HUGHES, INC. Common Stock 057224107 847000 20200 SOLE X BANK OF NY MELLON CORP Common Stock 064058100 516000 21421 SOLE X BANK OF AMERICA CORP Common Stock 060505104 453000 47429 SOLE X BAXTER INTERNATIONAL Common Stock 071813109 2785000 46600 SOLE X BERKSHIRE HATHAWAY INC. CL. "B" Common Stock 084670207 1561000 19239 SOLE X BOEING CORPORATION Common Stock 097023105 2519000 33875 SOLE X BRISTOL-MYERS SQUIBB Common Stock 110122108 1805000 53500 SOLE X BROADCOM CORP Common Stock 111320107 683000 17400 SOLE X CATERPILLAR, INC. Common Stock 149123101 713000 6700 SOLE X CHEVRON TEXACO Common Stock 166764100 680000 6350 SOLE X CISCO SYSTEMS Common Stock 17275R102 1479000 69975 SOLE X COCA COLA Common Stock 191216100 3723000 50308 SOLE X COLGATE-PALMOLIVE COMPANY Common Stock 194162103 2625000 26850 SOLE X CONOCO PHILLIPS Common Stock 20825C104 600000 7900 SOLE X CORNING INC. Common Stock 219350105 436000 31000 SOLE X CUMMINS INC. Common Stock 231021106 696000 5800 SOLE X CYTEC INDUSTRIES Common Stock 232820100 492000 8100 SOLE X DEERE & COMPANY Common Stock 24419910 582000 7200 SOLE X DEVON ENERGY CORP. Common Stock 25179M103 1301000 18300 SOLE X DISNEY (WALT) CO. Common Stock 254687106 2262000 51675 SOLE X DOVER CORP Common Stock 260003108 1718000 27300 SOLE X DUPONT DE NEMOURS Common Stock 263534109 1595000 30159 SOLE X EMC CORPORATION Common Stock 26864810 373000 12500 SOLE X EMERSON CO. Common Stock 291011104 3271000 62700 SOLE X EXELIS, INC. Common Stock 30162A108 180000 14400 SOLE X EXXON MOBIL Common Stock 30231G102 7681000 88567 SOLE X FAMILY DOLLAR STORES, INC. Common Stock 307000109 417000 6600 SOLE X FEDEX CORP Common Stock 31428X106 735000 8000 SOLE X FLUOR CORP Common Stock 343412102 738000 12300 SOLE X GENERAL ELECTRIC Common Stock 369604103 3201000 159537 SOLE X GOLDMAN SACHS Common Stock 38141G104 665000 5350 SOLE X GOOGLE, INC. Common Stock 38259P508 666000 1040 SOLE X HALLIBURTON COMPANY Common Stock 406216101 902000 27200 SOLE X HOME DEPOT Common Stock 437076102 352000 7000 SOLE X HONEYWELL INTL Common Stock 438516106 3278000 53700 SOLE X IBM CORPORATION Common Stock 459200101 5173000 24796 SOLE X ISHARES MSCI EMERGING MKTS Common Stock 464287234 300000 7000 SOLE X INTEL CORP. Common Stock 458140100 1305000 46419 SOLE X JP MORGAN CHASE & CO. Common Stock 46625H100 3541000 77020 SOLE X JACOBS ENGINEERING GROUP Common Stock 469814107 1437000 32400 SOLE X JOHNSON & JOHNSON Common Stock 478160104 7388000 112022 SOLE X JOHNSON CONTROLS, INC. Common Stock 178366107 204000 6300 SOLE X KIMBERLY CLARK Common Stock 494368103 701000 9500 SOLE X KRAFT FOODS INC Common Stock 50075N104 680000 17900 SOLE X L-3 COMMUNICATIONS Common Stock 502424104 559000 7900 SOLE X LILLY (ELI) & CO. Common Stock 532457108 603000 15000 SOLE X MS BUFFERED JUMP VALUE S&P 02/27/2015 Common Stock 61760P205 287000 25000 SOLE X MARTIN MARIETTA MATERIALS, INC. Common Stock 573284106 342000 4000 SOLE X MC DONALD'S CORPORATION Common Stock 580135101 2761000 28150 SOLE X MICROSOFT CORPORATION Common Stock 594918104 2377000 73700 SOLE X MONSANTO Common Stock 61166W101 239000 3000 SOLE X MORGAN STANLEY Common Stock 617446448 406000 20675 SOLE X NESTLE S A SPONSORED ADR Common Stock 641069406 245000 3900 SOLE X NIKE INC. Common Stock 654106103 2006000 18500 SOLE X NORFOLK SOUTHERN CORP. Common Stock 655844108 1329000 20200 SOLE X NOVARTIS ADR Common Stock 66987V109 1396000 25200 SOLE X ORACLE CORPORATION Common Stock 68389X105 2163000 74200 SOLE X PALL CORPORATION Common Stock 696429307 1610000 27000 SOLE X PEPSICO Common Stock 713448108 1912000 28820 SOLE X PFIZER Common Stock 717081103 801000 35400 SOLE X PHILIP MORRIS INTERNATIONAL Common Stock 718172109 1240000 14000 SOLE X PRECISION CASTPARTS Common Stock 740189105 1979000 11450 SOLE X PROCTER & GAMBLE Common Stock 742718109 6866000 102170 SOLE X QUALCOMM Common Stock 747525103 3287000 48300 SOLE X RESEARCH IN MOTION, LTD Common Stock 760975102 164000 11200 SOLE X SARA LEE CORP Common Stock 803111103 430000 20000 SOLE X SCHLUMBERGER LIMITED Common Stock 806857108 3552000 50796 SOLE X STRYKER CORPORATION Common Stock 863667101 427000 7700 SOLE X TJX COMPANIES, INC. Common Stock 872540109 206000 5200 SOLE X THOMAS & BETTS CORP. Common Stock 884315102 719000 10000 SOLE X TIME WARNER INC. Common Stock 887317105 220000 5850 SOLE X UNION PACIFIC CORP. Common Stock 907818108 967000 9000 SOLE X UNITED PARCEL SERVICE Common Stock 911312106 4140000 51300 SOLE X VANGUARD EMERGING MARKETS ETF Common Stock 922042858 482000 11100 SOLE X WATERS CORP Common Stock 941848103 5846000 63100 SOLE X WATTS WATER TECHNOLOGIES Common Stock 942749102 1548000 38000 SOLE X WELLS FARGO Common Stock 30226D106 1246000 36500 SOLE X WISDOM TREE EMERGING MARKET EQUITY FUND Common Stock W625942 285000 4950 SOLE X XYLEM INC. Common Stock 98419M100 399000 14400 SOLE X YUM! BRANDS Common Stock 988498101 1210000 17000 SOLE X