0001144204-11-063814.txt : 20111114 0001144204-11-063814.hdr.sgml : 20111111 20111114120345 ACCESSION NUMBER: 0001144204-11-063814 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT INVESTORS INC CENTRAL INDEX KEY: 0001121908 IRS NUMBER: 112646031 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05873 FILM NUMBER: 111199654 BUSINESS ADDRESS: STREET 1: 181 SMITHTOWN BLVD. CITY: NESCONSET STATE: NY ZIP: 11767 BUSINESS PHONE: 6319792142 13F-HR 1 v240169_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 --------------------------------- Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Independent Investors Inc. ---------------------------------------------------------------------- Address: 181 Smithtown Blvd. ---------------------------------------------------------------------- Nesconset, New York 11767 ---------------------------------------------------------------------- Form 13F File Number: 28-05873 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patrick Moloney ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 631-979-2142 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Patrick Moloney Nesconset, New York 11-14-2011 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [_] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 89 ------------------- Form 13F Information Table Value Total: $151,425 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Independent Investors, Inc. FORM 13F INFORMATION TABLE
FAIR MKT. SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- ----- ------- ------- -------- ---- ------ ---- 3M Common Stock 88579Y101 2572000 35840 SOLE X ABBOTT LABORATORIES Common Stock 002824100 3275000 64050 SOLE X AGILENT TECHNOLOGIES Common Stock 00846U101 296000 9500 SOLE X AIR PRODUCTS & CHEMICALS Common Stock 009158106 511000 6694 SOLE X ALTRIA GROUP INC. Common Stock 02209S103 369000 13800 SOLE X AMERICAN EXPRESS CO. Common Stock 025816109 776000 17300 SOLE X AMGEN INC. Common Stock 031162100 1566000 28500 SOLE X ANADARKO PETROLEUM CORPORATION Common Stock 03251110 321000 5100 SOLE X APPLE COMPUTER Common Stock 037833100 24425000 64055 SOLE X AUDIOVOX CORPORATION Common Stock 050757103 54000 10000 SOLE X AVON PRODUCTS Common Stock 054303102 197000 10100 SOLE X BHP BILLITON LTD ADR Common Stock 088606108 292000 4400 SOLE X BP plc (ADR) Common Stock 055622104 854000 23700 SOLE X BAKER HUGHES, INC. Common Stock 057224107 932000 20200 SOLE X BANK OF NY MELLON CORP Common Stock 064058100 422000 22721 SOLE X BANK OF AMERICA CORP Common Stock 060505104 279000 45629 SOLE X BAXTER INTERNATIONAL Common Stock 071813109 2941000 52400 SOLE X BERKSHIRE HATHAWAY INC. CL. "B" Common Stock 084670207 1467000 20660 SOLE X BOEING CORPORATION Common Stock 097023105 2049000 33875 SOLE X BRISTOL-MYERS SQUIBB Common Stock 110122108 1575000 50200 SOLE X BROADCOM CORP Common Stock 111320107 669000 20100 SOLE X CHEVRON TEXACO Common Stock 166764100 597000 6450 SOLE X CISCO SYSTEMS Common Stock 17275R102 1284000 82875 SOLE X COCA COLA Common Stock 191216100 3412000 50508 SOLE X COLGATE-PALMOLIVE COMPANY Common Stock 194162103 2106000 23750 SOLE X CONOCO PHILLIPS Common Stock 20825C104 474000 7500 SOLE X CORNING INC. Common Stock 219350105 454000 36800 SOLE X CYTEC INDUSTRIES Common Stock 232820100 284000 8100 SOLE X DEERE & COMPANY Common Stock 24419910 335000 5200 SOLE X DEVON ENERGY CORP. Common Stock 25179M103 1153000 20800 SOLE X DISNEY (WALT) CO. Common Stock 254687106 1558000 51675 SOLE X DOVER CORP Common Stock 260003108 1295000 27800 SOLE X DUPONT DE NEMOURS Common Stock 263534109 1469000 36759 SOLE X EMC CORPORATION Common Stock 26864810 262000 12500 SOLE X EMERSON CO. Common Stock 291011104 2776000 67200 SOLE X EXXON MOBIL Common Stock 30231G102 6825000 93982 SOLE X FEDEX CORP Common Stock 31428X106 406000 6000 SOLE X FIDELITY NATIONAL INFORMATION SERVICES, INC. Common Stock 31620M106 617000 25400 SOLE X FLUOR CORP Common Stock 343412102 665000 14300 SOLE X GENERAL ELECTRIC Common Stock 369604103 2481000 163037 SOLE X GOLDMAN SACHS Common Stock 38141G104 902000 9550 SOLE X GOOGLE, INC. Common Stock 38259P508 587000 1140 SOLE X HALLIBURTON COMPANY Common Stock 406216101 982000 32200 SOLE X HOME DEPOT Common Stock 437076102 1380000 42000 SOLE X HONEYWELL INTL Common Stock 438516106 2296000 52300 SOLE X IBM CORPORATION Common Stock 459200101 4760000 27221 SOLE X ISHARES MSCI EMERGING MKTS Common Stock 464287234 245000 7000 SOLE X ITT INDUSTRIES Common Stock 450911102 613000 14600 SOLE X INTEL CORP. Common Stock 458140100 1129000 52924 SOLE X JP MORGAN CHASE & CO. Common Stock 46625H100 2651000 88020 SOLE X JACOBS ENGINEERING GROUP Common Stock 469814107 1246000 38600 SOLE X JOHNSON & JOHNSON Common Stock 478160104 7169000 112572 SOLE X KIMBERLY CLARK Common Stock 494368103 923000 13000 SOLE X KRAFT FOODS INC Common Stock 50075N104 648000 19300 SOLE X L-3 COMMUNICATIONS Common Stock 502424104 520000 8400 SOLE X LILLY (ELI) & CO. Common Stock 532457108 554000 15000 SOLE X MARTIN MARIETTA MATERIALS, INC. Common Stock 573284106 518000 8200 SOLE X MC DONALD'S CORPORATION Common Stock 580135101 2823000 32150 SOLE X MICROSOFT CORPORATION Common Stock 594918104 1859000 74700 SOLE X MONSANTO Common Stock 61166W101 270000 4500 SOLE X MORGAN STANLEY Common Stock 617446448 260000 19275 SOLE X NESTLE S A SPONSORED ADR Common Stock 641069406 214000 3900 SOLE X NIKE INC. Common Stock 654106103 1581000 18500 SOLE X NORFOLK SOUTHERN CORP. Common Stock 655844108 1415000 23200 SOLE X NOVARTIS ADR Common Stock 66987V109 1433000 25700 SOLE X ORACLE CORPORATION Common Stock 68389X105 2325000 80900 SOLE X PALL CORPORATION Common Stock 696429307 1399000 33000 SOLE X PEABODY ENERGY CORP Common Stock 704549104 508000 15000 SOLE X PEPSICO Common Stock 713448108 2007000 32425 SOLE X PFIZER Common Stock 717081103 634000 35900 SOLE X PHILIP MORRIS INTERNATIONAL Common Stock 718172109 879000 14100 SOLE X PRECISION CASTPARTS Common Stock 740189105 1943000 12500 SOLE X PROCTER & GAMBLE Common Stock 742718109 6960000 110170 SOLE X QUALCOMM Common Stock 747525103 2650000 54500 SOLE X RESEARCH IN MOTION, LTD. Common Stock 760975102 267000 13200 SOLE X SARA LEE CORP Common Stock 803111103 327000 20000 SOLE X SCHLUMBERGER LIMITED Common Stock 806857108 3084000 51646 SOLE X STRYKER CORPORATION Common Stock 863667101 1461000 31000 SOLE X TETRA TECH INC. Common Stock 88162G103 674000 36000 SOLE X THOMAS & BETTS CORP. Common Stock 884315102 478000 12000 SOLE X UNION PACIFIC CORP. Common Stock 907818108 375000 4600 SOLE X UNITED PARCEL SERVICE Common Stock 911312106 3555000 56300 SOLE X VALSPAR CORPORATION Common Stock 920355104 1560000 50000 SOLE X VANGUARD EMERGING MARKETS ETF Common Stock 922042858 408000 11400 SOLE X WATERS CORP Common Stock 941848103 5306000 70300 SOLE X WATTS WATER TECHNOLOGIES Common Stock 942749102 1279000 48000 SOLE X WELLS FARGO Common Stock 30226D106 981000 40700 SOLE X YUM! BRANDS Common Stock 988498101 889000 18000 SOLE X ZIMMER HOLDINGS Common Stock 98956P102 203000 3800 SOLE X