FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/28/2015 |
3. Issuer Name and Ticker or Trading Symbol
OIL STATES INTERNATIONAL, INC [ OIS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 13,167(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Option (right to purchase) | 02/19/2014(2) | 02/19/2016 | Common Stock | 3,860 | $21.96 | D | |
Common Stock Option (right to purchase) | 02/17/2015(3) | 02/17/2021 | Common Stock | 1,715 | $43.95 | D | |
Common Stock Option (right to purchase) | 02/16/2016(4) | 02/16/2022 | Common Stock | 3,431 | $49.33 | D | |
Common Stock Option (right to purchase) | 02/19/2017(5) | 02/19/2023 | Common Stock | 3,860 | $46.78 | D | |
Common Stock Option (right to purchase) | 02/19/2018(6) | 02/19/2024 | Common Stock | 3,860 | $58.54 | D | |
Common Stock Option (right to purchase) | 02/18/2019(7) | 02/18/2025 | Common Stock | 4,370 | $42.29 | D |
Explanation of Responses: |
1. Includes 261 fully vested shares awarded on 2/18/2008, 253 fully vested shares awarded on 2/19/2009, 1,367 fully vested shares awarded on 2/19/2010, 1,120 fully vested shares awarded on 2/17/2011, 1,583 shares awarded on 2/16/2012 (940 fully vested shares and 643 shares vesting on 2/16/2016), 2,661 shares awarded on 2/19/2013 (945 fully vested shares, 858 shares vesting on 2/19/2016 and 858 shares vesting on 2/19/2017), 3,152 shares awarded on 2/19/2014 (578 fully vested shares, 858 shares vesting on 2/19/2016, 858 shares vesting on 2/19/2017 and 858 shares vesting on 2/19/2018) and 2,770 shares awarded on 2/18/2015 that vest 25% per year beginning 2/18/2016. |
2. Option award of 2/19/2010 fully vested on 2/19/2014. |
3. Option award of 2/17/2011 fully vested on 2/17/2015. |
4. Option award of 2/16/2012 with remaining 857 options vesting on 2/16/2016. |
5. Option award of 2/19/2013 with remaining options vesting on 2/19/2016 (964 options) and 2/19/2017 (964 options). |
6. Option award of 2/19/2014 with remaining options vesting on 2/19/2016 (966 options), 2/19/2017 (964 options) and 2/19/2018 (964 options). |
7. Option award of 2/18/15 which vests in four equal annual installments beginning 2/18/2016. |
/s/ Sarah A. Munson | 03/06/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |