| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
IXIA [ XXIA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/07/2013 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 02/11/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 02/07/2013 | A(1) | 2,700(2) | A | $0 | 32,767(2) | D | |||
| Common Stock | 02/11/2013 | M | 34,375 | A | $8.88 | 67,142(2) | D | |||
| Common Stock | 02/11/2013 | M | 1,562 | A | $5 | 68,704(2) | D | |||
| Common Stock | 02/11/2013 | M | 34,375 | A | $8.88 | 103,079(2) | D | |||
| Common Stock | 02/11/2013 | S | 35,937 | D | $20.504(3) | 67,142(2) | D | |||
| Common Stock | 02/11/2013 | S | 34,375 | D | $20.5121(4) | 32,767(2) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $20.94 | 02/07/2013 | A | 8,000(2) | (5) | 02/07/2020 | Common Stock | 8,000(2) | $0 | 8,000(2) | D | ||||
| Explanation of Responses: |
| 1. Restricted Stock Units for 2,700 shares vest and shares will be issued in 16 equal quarterly installments with the first installment vesting on 5/15/13 and one additional installment vesting on the 15th day of the second calendar month of each of the fifteen calendar quarters thereafter. Each Restricted Stock Unit represents the right to receive one share of Ixia Common Stock to be issued and delivered upon the applicable vesting date. |
| 2. Amendment is being filed to correct (a) the number of securities reported in each line 1 of Column 4 (Securities Acquired (A)) and Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction (s)) of each line item of Table I and (b) the number of securities reported in each of Column 5 (No. of Derivative Securities Acquired (A)), Column 7 (Amount of Underlying Securities), and Column 9 (No. of Derivative Securities Beneficially Owned Following Reported Transaction(s)) of Table II. Subsequent report filed on February 21, 2013 also incorrectly stated the balance in Column 5 of Table I which should be decreased by 4,000 shares in each line item in that report. |
| 3. This transaction was executed in multiple trades at prices ranging from $20.46 to $20.55. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. |
| 4. This transaction was executed in multiple trades at prices ranging from $20.49 to $20.55. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. |
| 5. Option to purchase 8,000 shares vests and becomes exercisable in sixteen equal quarterly installments commencing 6/30/13. |
| Remarks: |
| Raymond de Graaf | 04/16/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||