-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QyoN4KPUiv6NIjW3/2ZwpkpkP88uE4+FThoa2Wx+0CgizuYsRsH0bh9DUWZ1YzP8 1CtkpQVnssCN1dA2SLu+tw== 0001181431-09-026595.txt : 20090522 0001181431-09-026595.hdr.sgml : 20090522 20090522121315 ACCESSION NUMBER: 0001181431-09-026595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 09847933 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd243584.xml FORM 4 - GLENN HUTCHINS - 5/20/09 X0303 4 2009-05-20 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001027038 HUTCHINS GLENN H 9 WEST 57TH STREET 25TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock, par value $0.01 per share 2009-05-20 4 A 0 4201 0 A 12603 D Represents restricted stock granted pursuant to The NASDAQ OMX Group, Inc. Equity Incentive Plan (the "Equity Plan"). Represents restricted stock held directly and granted pursuant to the Equity Plan. Under Mr. Hutchins' arrangements with Silver Lake Technology Management, L.L.C. with respect to director compensation, these shares or proceeds therefrom are expected to be assigned to Silver Lake Technology Management, L.L.C. As previously reported, certain investment funds affiliated with Silver Lake (the "Silver Lake Funds") hold 1,523,325 shares of the common stock of The NASDAQ OMX Group, Inc., as well as Series A notes convertible into an aggregate of 8,177,715 shares (collectively, the "NASDAQ OMX Securities"). Mr. Hutchins may be deemed to indirectly beneficially own the NASDAQ OMX Securities because he serves as a managing director of the general partners of the Silver Lake Funds. Mr. Hutchins, however, disclaims beneficial ownership of the NASDAQ OMX Securities held by the Silver Lake Funds, expect to the extent of any pecuniary interest therein. /s/ Edward S. Knight, by power of attorney 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----