0001140361-12-036837.txt : 20120814 0001140361-12-036837.hdr.sgml : 20120814 20120814123245 ACCESSION NUMBER: 0001140361-12-036837 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COURAGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001119376 IRS NUMBER: 621749393 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10362 FILM NUMBER: 121031092 BUSINESS ADDRESS: STREET 1: 4400 HARDING ROAD STREET 2: SUITE 503 CITY: NASHVILLE STATE: TN ZIP: 37205 BUSINESS PHONE: 6157426280 MAIL ADDRESS: STREET 1: 4400 HARDING ROAD STREET 2: SUITE 503 CITY: NASHVILLE STATE: TN ZIP: 37205 13F-HR 1 form13fhr.txt COURAGE CAPITAL MANAGEMENT, LLC 13F-HR 6-30-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Courage Capital Management, LLC Address: 4400 Harding Road, Suite 503 Nashville, TN 37205-2290 Form 13F File Number: 28-10362 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Richard C. Patton Title: Chief Manager Phone: 615-369-0110 Signature, Place, and Date of Signing: /s/ Richard C. Patton Nashville, TN 8/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $ 284,261 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- Arch Coal Ord Shs Option 039380100 1,171 170,000 SH CALL DEFINED (1) X 0 0 Ancestry.com Ord Shs Option 032803108 1,652 60,000 SH PUT DEFINED (1) X 0 0 America's Car-Mart Ord Shs Common 03062T105 9,104 234,332 SH DEFINED (1) X 0 0 Arcos Dorados Holdings Ord Shs Class A Common G0457F107 2,950 199,598 SH DEFINED (1) X 0 0 Ascent Media Ord Shs Series A Common 043632108 4,783 92,425 SH DEFINED (1) X 0 0 Athena Health Ord Shs Option 04685W103 2,375 30,000 SH PUT DEFINED (1) X 0 0 Cloud Peak Energy Ord Shs Common 18911Q102 877 51,891 SH DEFINED (1) X 0 0 Coca-Cola Ord Shs Common 191216100 1,462 18,699 SH DEFINED (1) X 0 0 Consol Energy Ord Shs Common 20854P109 440 14,558 SH DEFINED (1) X 0 0 Diamond Foods Ord shs Option 252603105 1,906 100,000 SH CALL DEFINED (1) X 0 0 Dreamworks Animation Ord shs Common 26153C103 1,525 80,000 SH DEFINED (1) X 0 0 Dreamworks Animation Ord shs Option 26153C103 4,765 250,000 SH CALL DEFINED (1) X 0 0 EchoStar Ord Shs Common 278768106 7,492 283,584 SH DEFINED (1) X 0 0 Electronic Arts Ord Shs Common 285512109 3,273 265,000 SH DEFINED (1) X 0 0 EXCO Resources Ord Shs Common 269279402 356 46,953 SH DEFINED (1) X 0 0 Facebook Common Common 30303M102 3,110 100,000 SH DEFINED (1) X 0 0 Georgia Gulf Ord Shs Common 373200302 4,071 158,594 SH DEFINED (1) X 0 0 Georgia Gulf Ord Shs Option 373200302 7,064 275,200 SH CALL DEFINED (1) X 0 0 Google Inc Common 38259P508 6,400 11,033 SH DEFINED (1) X 0 0 Graco Ord Shs Common 384109104 1,889 41,000 SH DEFINED (1) X 0 0 Graftech International Ord Shs Common 384313102 2,851 295,470 SH DEFINED (1) X 0 0 Harsco Ord Shs Common 415864107 1,655 81,226 SH DEFINED (1) X 0 0 HCA Holdings Ord Shs Common 40412C101 4,802 157,790 SH DEFINED (1) X 0 0 Hartford Financial Services Ord Shs Option 416515104 22,919 1,300,000 SH PUT DEFINED (1) X 0 0 Home Loan Servicing Solutions Ord Shs Common G6648D109 4,876 363,856 SH DEFINED (1) X 0 0 Ingram Micro Inc CL A Common 457153104 3,598 205,971 SH DEFINED (1) X 0 0 IntraLinks Holdings Ord Shs Common 46118H104 4,818 1,100,000 SH DEFINED (1) X 0 0 Invacare Ord Shs Common 461203101 6,843 443,510 SH DEFINED (1) X 0 0 Ishares Russell 2000 Index ETF Option 464287655 14,599 183,500 SH CALL DEFINED (1) X 0 0 JC Penney Ord Shs Common 708160106 5,338 229,000 SH DEFINED (1) X 0 0 JC Penney Ord Shs Option 708160106 14,103 605,000 SH CALL DEFINED (1) X 0 0 Lear Ord Shs Common 521865204 6,784 179,798 SH DEFINED (1) X 0 0 Liberty Media Liberty Cap Ord Shs Class A Common 530322106 5,103 58,053 SH DEFINED (1) X 0 0 Markel Ord Shs Common 570535104 5,432 12,297 SH DEFINED (1) X 0 0 Market Vectors Gold Miners ETF Gold Miner ETF 57060U100 5,296 118,294 SH DEFINED (1) X 0 0 Move Ord Shs Common 62458M207 2,411 265,282 SH DEFINED (1) X 0 0 Occidental Petroleum Ord Shs Option 674599105 6,133 71,500 SH CALL DEFINED (1) X 0 0 Pan American Silver Ord Shs Option 697900108 3,376 200,000 SH CALL DEFINED (1) X 0 0 Pan American Silver Ord Shs Common 697900108 1,604 95,000 SH DEFINED (1) X 0 0 Rackspace Ord Shs Option 750086100 2,197 50,000 SH PUT DEFINED (1) X 0 0 Radioshack Ord Shs Option 750438103 1,794 467,300 SH CALL DEFINED (1) X 0 0 SanDisk Ord Shs Common 80004C101 3,174 87,000 SH DEFINED (1) X 0 0 Semgroup Ord Shs Class A Common 81663A105 20,878 653,883 SH DEFINED (1) X 0 0 Smith and Wesson Holding Ord Shs Common 831756101 4,900 590,000 SH DEFINED (1) X 0 0 SPDR Gold Shares ETF Gold ETF 78463V107 5,299 34,146 SH DEFINED (1) X 0 0 SPDR Gold Shares ETF Option 78463V107 24,691 159,100 SH CALL DEFINED (1) X 0 0 S&P 500 Index ETF Option 78462F103 3,634 26,700 SH PUT DEFINED (1) X 0 0 SunTrust Banks Ord Shs Option 867914103 12,115 500,000 SH CALL DEFINED (1) X 0 0 SunTrust Banks Ord Shs Common 867914103 2,835 117,000 SH DEFINED (1) X 0 0 True Religion Apparel Ord Shs Common 89784N104 5,703 196,800 SH DEFINED (1) X 0 0 ViaSat Ord Shs Common 92552V100 2,611 69,130 SH DEFINED (1) X 0 0 WalMart Stores Ord Shs Common 931142103 697 10,000 SH DEFINED (1) X 0 0 WEBMD Health Ord Shs Common 94770V102 4,527 220,710 SH DEFINED (1) X 0 0
(1) Courage Investments, Inc. is the general partner of certain private investment funds managed by the Reporting Manager. However, the Reporting Manager has discretion over the investment and voting decisions with respect to securities directly owned by such funds pursuant to investment management agreements. Similarly, the Reporting Manager has discretion over the investment and voting decisions with respect to securities directly owned by other third party accounts that are managed by the Reporting Manager pursuant to trading manager agreements.