-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DtA4kZARydzuYH5xW3KMYKgxoh5xTwcrI+1MpTOu4Nzkp3EWYn5xQbRCZpxQTCgJ YHFXA+elSzzocbUzYaTdWA== 0001140361-09-026749.txt : 20091118 0001140361-09-026749.hdr.sgml : 20091118 20091118164821 ACCESSION NUMBER: 0001140361-09-026749 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091118 DATE AS OF CHANGE: 20091118 EFFECTIVENESS DATE: 20091118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COURAGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001119376 IRS NUMBER: 621749393 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10362 FILM NUMBER: 091193847 BUSINESS ADDRESS: STREET 1: 4400 HARDING ROAD CITY: NASHVILLE STATE: TN ZIP: 37205 BUSINESS PHONE: 6157426280 MAIL ADDRESS: STREET 1: 4400 HARDING ROAD CITY: NASHVILLE STATE: TN ZIP: 37205 13F-HR/A 1 form13fa.txt COURAGE CAPITAL 13F-HR/A 9-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Courage Capital Management, LLC Address: 4400 Harding Road Suite 503 Nashville, TN 37205-2290 Form 13F File Number: 28-10362 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Richard C. Patton Title: Chief Manager Phone: 615-369-0110 Signature, Place, and Date of Signing: /s/ Richard C. Patton Nashville, TN 11/17/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $ 340,110 -------------- (In Thousands) List of Other Included Managers: Not Applicable Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ------------------ --------- -------- ------------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ------------------ --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---- Abbott Laboratories Common 002824100 9,894 200,000 SH DEFINED (1) X 0 0 Abbot Laboratories Option 002824100 8,657 175,000 SH CALL DEFINED (1) X 0 0 Altisource Portfolio Solutions Common L0175J104 1,174 81,285 SH DEFINED (1) X 0 0 Becton Dickinson Common 075887109 6,975 100,000 SH DEFINED (1) X 0 0 Carrizo Oil & Co Note 4.375% 144577AA1 17,010 21,000,000 PRN DEFINED (1) X 0 0 Charming Shoppes Inc. Note 1.125% 161133AE3 6,194 8,500,000 PRN DEFINED (1) X 0 0 Cornell Companies Inc Common 219141108 801 35,700 SH DEFINED (1) X 0 0 Corrections Corp Amer Common 22025Y407 3,964 175,000 SH DEFINED (1) X 0 0 Covidien PLC Option G2554F105 8,652 200,000 SH CALL DEFINED (1) X 0 0 Covidien PLC Common G2554F105 6,489 150,000 SH DEFINED (1) X 0 0 Dun & Bradstreet Common 26483E100 2,636 35,000 SH DEFINED (1) X 0 0 Entertainment Properties Trust Preferred Series C 29380T402 7,732 500,125 SH DEFINED (1) X 0 0 Entertainment Properties Trust Preferred Series E 29380T600 6,515 300,000 SH DEFINED (1) X 0 0 Fifth Third Bancorp Option 316773100 24,600 1,200,000 SH PUT DEFINED (1) X 0 0 Ingram Micro Inc Common 457153104 18,535 1,100,000 SH DEFINED (1) X 0 0 Jetblue Airways Corp Option 477143101 1,196 200,000 SH CALL DEFINED (1) X 0 0 Kendle International Inc Note 3.375% 48880LAA5 8,384 9,500,000 PRN DEFINED (1) X 0 0 Pennsylvania Real Estate Option 709102107 2,283 300,000 SH CALL DEFINED (1) X 0 0 Pennsylvania Real Estate Option 709102107 4,566 600,000 SH PUT DEFINED (1) X 0 0 Pre Paid Legal Common 740065107 762 15,000 SH DEFINED (1) X 0 0 Red Robin Gourmet Burgers Common 75689M101 6,745 330,300 SH DEFINED (1) X 0 0 SPDR GOLD TRUST GLD SHS 78463V107 890 9,000 SH DEFINED (1) X 0 0 SPDR TRUST Option 78462F103 174,224 1,650,000 SH PUT DEFINED (1) X 0 0 UAL Corp Option 902549807 2,489 270,000 SH PUT DEFINED (1) X 0 0 Wyeth Common 983024100 8,744 180,000 SH DEFINED (1) X 0 0
(1) Courage Investments, Inc. is the general partner of certain private investment funds managed by the Reporting Manager. However, the Reporting Manager has discretion over the investment and voting decisions with respect to securities directly owned by such funds pursuant to investment management agreements. Similarly, the Reporting Manager has discretion over the investment and voting decisions with respect to securities directly owned by other third party accounts that are managed by the Reporting Manager pursuant to trading manager agreements. -----END PRIVACY-ENHANCED MESSAGE-----