-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEkZP7v7holAESg1yv/ECRProPdcHYAKzKWx0q+FqVn58XNeae1lSeYFs2LLexyF ih1iSGqAulHC02cqZ8PIfQ== 0001112746-09-000077.txt : 20091020 0001112746-09-000077.hdr.sgml : 20091020 20091020134544 ACCESSION NUMBER: 0001112746-09-000077 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 EFFECTIVENESS DATE: 20091020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL CORP CENTRAL INDEX KEY: 0001112746 IRS NUMBER: 752635485 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11325 FILM NUMBER: 091127656 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET SUITE 1555 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-335-1145 MAIL ADDRESS: STREET 1: 201 MAIN STREET SUITE 1555 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 apoogee13f093009.txt 13F FILING 09-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [X]; Amendment Number: 001 This Amendment (Check only one.):[X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emmett M. Murphy Address: 201 Main Street, Suite 1555 Fort Worth, Texas 76102 13F File Number: 28-11325 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Emmett M. Murphy Title: President Phone: 817-335-1145 Signature, Place, and Date of Signing: Emmett M. Murphy, Fort Worth, Texas October 19, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $80,013 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ***BARCLAYS BK PLC COMMON 06739H255 2782 89400 SH SOLE 89400 0 0 ***HERITAGE OIL CORP COMMON 426928305 596 76500 SH SOLE 76500 0 0 ***KIRKLAND LAKE GOLD OTC IS 49740P106 697 81000 SH SOLE 81000 0 0 ***LAKE SHORE GOLD CORP OTC IS 510728108 268 100000 SH SOLE 450000 0 0 ***OSISKO MINING CORPORATION OTC IS 688278100 968 130000 SH SOLE 130000 0 0 ***TRANSATLANTIC PETROLEUM COMMON 893522201 1904 800000 SH SOLE 800000 0 0 ***VITRAN CORP INC. CL A COMMON 92850e107 111 12300 SH SOLE 12300 0 0 ASPENBIO PHARMA INC OTC IS 045346103 743 364232 SH SOLE 364232 0 0 BUFFALO WILD WINGS OTC IS 119848109 2081 50000 SH SOLE 50000 0 0 CALGON CARBON CORP. COMMON 129603106 2966 200000 SH SOLE 200000 0 0 CASH AMERICA INVESTMENTS COMMON 14754D100 6623 219585 SH SOLE 219585 0 0 CLEVELAND CLIFFS INC.W/WAR. COMMON 18683K101 1133 35000 SH SOLE 35000 0 0 CONTINENTAL RESOURCES OTC IS 212015101 983 25089 SH SOLE 25089 0 0 CRUSADER ENERGY GROUP INC OTC IS 228834107 15 493800 SH SOLE 493800 0 0 DISCOVERY COMMUNICATIONS COMMON 25470F104 2022 70000 SH SOLE 70000 0 0 EASTERN PLATINUM LTD OTC IS 276855103 542 1000000 SH SOLE 1000000 0 0 EMERGENCY MED SVCS COMMON 29100P102 4190 90099 SH SOLE 90099 0 0 EMULEX CORP. OTC 292475209 1544 150000 SH SOLE 150000 0 0 ENCORE ACQUISITION CO COMMON 29255W100 2569 68692 SH SOLE 68692 0 0 EXCO RESOURCES INC. OPTIONS 269279402 935 50000 SH SOLE 50000 0 0 EXIDE TECHNOLOGIES OTC IS 302051206 2860 358800 SH SOLE 358800 0 0 IDEATION ACQUISITION CORP. COMMON 451665103 1574 200000 SH SOLE 200000 0 0 IDEATION ACQUISITION CORP. COMMON 451665111 169 100000 SH SOLE 100000 0 0 INVERNESS MED TECHNOLOGY COMMON 46126P106 6197 160000 SH SOLE 160000 0 0 JOSEPH A BANK CLOTHIERS OTC IS 480838101 1723 50000 SH SOLE 50000 0 0 LENDER PROCESSING SVCS COMMON 52602E102 3817 100000 SH SOLE 100000 0 0 MARINER ENERGY INC. COMMON 56845T305 2127 150000 SH SOLE 150000 0 0 MILLICOM INTERNATIONAL OTC IS L6388F110 3273 45000 SH SOLE 45000 0 0 NII HOLDINGS INC BONDS 62913FAJ1 3142 3596000 SH SOLE 3596000 0 0 NII HOLDINGS INC OTC IS 62913F201 2405 80000 SH SOLE 80000 0 0 NIKO RESOURCES LTD OTC IS 653905109 5530 70600 SH SOLE 70600 0 0 PALADIN RESOURCES LTD OTC IS Q7264T104 3184 800000 SH SOLE 800000 0 0 PENN OCTANE CORP. OTC IS 707573101 155 1034717 SH SOLE 1034717 0 0 PRICESMART INC. OTC IS 741511109 1511 80600 SH SOLE 80600 0 0 RADNET INC OTC IS 750491102 1489 574784 SH SOLE 574784 0 0 SUN HEALTHCARE GROUP INC. OTC IS 866933401 1555 180000 SH SOLE 180000 0 0 TITAN INTERNATIONAL COMMON 88830M102 1817 204201 SH SOLE 204201 0 0 VAALCO INERGY INC. OTC IS 91851C201 920 200100 SH SOLE 200100 0 0 VERMILLION INC. OTC IS 92407M206 270 20000 SH SOLE 20000 0 0 W AND T OFFSHORE COMMON 92922P106 1660 141800 SH SOLE 141800 0 0 Page Column Totals 80013
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