-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FppwbtnnELyZYFGjaDgsn+nG2TF8mvu3qrSdeBcdd1JzVUkrsqC5kJWna9cnzuJU vTy331pHHXaQm4YTYpPyTg== 0001408324-09-000098.txt : 20091102 0001408324-09-000098.hdr.sgml : 20091102 20091102102040 ACCESSION NUMBER: 0001408324-09-000098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY CENTRAL INDEX KEY: 0001111629 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11898 FILM NUMBER: 091149973 BUSINESS ADDRESS: STREET 1: 850 THIRD AVENUE 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 firm.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FIRST NEW YORK SECURITIES LLC ----------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ----------------------------- NEW YORK, NY 10016 ----------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY October 30, 2009 - ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 313 Form 13F Information table Value Total: $407,053,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABRAXAS PETE CORP COM 003830106 54 30000 SH Sole Sole ACE LTD SHS H0023R105 230 4300 SH Sole Sole ACTIVISION BLIZZARD INC COM 00507V109 592 47800 SH Sole Sole ADVANCED BATTERY TECHNOLOG I COM 00752H102 113 26008 SH Sole Sole ADVANCED BATTERY TECHNOLOG I COM 00752H102 217 50000 SH C Sole Sole ADVANTEST CORP SPON ADR NEW 00762U200 274 10000 SH Sole Sole AEGON N V NY REGISTRY SH 007924103 212 25000 SH Sole Sole AEROPOSTALE INC COM 007865108 417 9600 SH Sole Sole AGCO CORP COM 001084102 1061 38400 SH Sole Sole ALCOA INC COM 013817101 194 14800 SH Sole Sole ALLIANZ SE SP ADR 1/10 SH 018805101 1373 110000 SH Sole Sole ALLIED IRISH BKS P L C SPON ADR ORD 019228402 188 20000 SH Sole Sole ALUMINA LTD SPONSORED ADR 022205108 94 14770 SH Sole Sole AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 355 8100 SH Sole Sole AMERICAN CAP LTD COM 02503Y103 45 13900 SH P Sole Sole AMERICAN CAP LTD COM 02503Y103 65 20000 SH Sole Sole AMERICAN CAP LTD COM 02503Y103 81 25100 SH C Sole Sole AMERICAN EAGLE OUTFITTERS NE COM 02553E106 422 25000 SH Sole Sole AMERICAN TECHNOLOGY CORP COM NEW 030145205 44 25000 SH Sole Sole AMGEN INC COM 031162100 1680 27900 SH P Sole Sole AMGEN INC COM 031162100 1716 28500 SH Sole Sole AMR CORP COM 001765106 1167 146500 SH Sole Sole ANADIGICS INC COM 032515108 47 10000 SH C Sole Sole ANADIGICS INC COM 032515108 94 20000 SH Sole Sole ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 408 10000 SH Sole Sole ANTARES PHARMA INC COM 036642106 167 150400 SH Sole Sole AON CORP COM 037389103 208 5100 SH Sole Sole APOLLO GOLD CORP COM 03761E104 28 55000 SH Sole Sole APPLE INC COM 037833100 3707 20000 SH C Sole Sole APPLIED MATLS INC COM 038222105 402 30000 SH C Sole Sole ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2823 76000 SH Sole Sole ARCHER DANIELS MIDLAND CO COM 039483102 292 10000 SH Sole Sole ARCHER DANIELS MIDLAND CO COM 039483102 3001 102700 SH C Sole Sole ASML HOLDING N V NY REG SHS N07059186 228 7700 SH Sole Sole ASPECT MED SYS INC COM 045235108 392 32700 SH C Sole Sole ATLAS AMER INC COM 049167109 4873 180020 SH Sole Sole AUTOBYTEL INC COM 05275N106 35 50000 SH Sole Sole B & G FOODS INC NEW CL A 05508R106 82 10000 SH Sole Sole BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 5457 305900 SH Sole Sole BANK OF AMERICA CORPORATION COM 060505104 169 10000 SH C Sole Sole BANK OF AMERICA CORPORATION COM 060505104 338 20000 SH P Sole Sole BANK OF AMERICA CORPORATION COM 060505104 587 34700 SH Sole Sole BANK OF NEW YORK MELLON CORP COM 064058100 275 9500 SH Sole Sole BARCLAYS BK PLC IPATH SHRT ETN 06740C527 275 5500 SH Sole Sole BHP BILLITON LTD SPONSORED ADR 088606108 13274 201092 SH Sole Sole BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 38 19100 SH Sole Sole BIOVAIL CORP COM 09067J109 154 10000 SH Sole Sole BLOCKBUSTER INC CL A 093679108 86 80000 SH Sole Sole BOYD GAMING CORP COM 103304101 109 10000 SH C Sole Sole BRINKER INTERNATIONAL INC COM 109641100 604 38400 SH Sole Sole BRINKER INTL INC COM 109641100 551 35000 SH C Sole Sole BUFFALO WILD WINGS INC COM 119848109 416 10000 SH P Sole Sole BUNGE LIMITED COM G16962105 313 5000 SH P Sole Sole BURGER KING HLDGS INC COM 121208201 466 26500 SH Sole Sole BURLINGTON NORTHN SANTA FE C COM 12189T104 551 6900 SH Sole Sole CACHE INC COM NEW 127150308 378 76269 SH Sole Sole CADBURY PLC SPONS ADR 12721E102 394 7700 SH Sole Sole CAL DIVE INTL INC DEL COM 12802T101 1419 143500 SH Sole Sole CALPINE CORP COM NEW 131347304 115 10000 SH Sole Sole CANON INC ADR 138006309 4325 108152 SH Sole Sole CASUAL MALE RETAIL GRP INC COM NEW 148711302 69 20000 SH Sole Sole CELL GENESYS INC COM 150921104 16 45000 SH Sole Sole CEL-SCI CORP COM NEW 150837409 24 13784 SH Sole Sole CF INDS HLDGS INC COM 125269100 862 10000 SH Sole Sole CHARLOTTE RUSSE HLDG INC COM 161048103 8235 470572 SH Sole Sole CHILDRENS PL RETAIL STORES I COM 168905107 285 9500 SH Sole Sole CHIPOTLE MEXICAN GRILL INC CL B 169656204 749 9000 SH Sole Sole CIGNA CORP COM 125509109 205 7300 SH Sole Sole CIT GROUP INC COM 125581108 25 20800 SH C Sole Sole CITIGROUP INC COM 172967101 252 52000 SH Sole Sole CITIZENS REPUBLIC BANCORP IN COM 174420109 536 705000 SH Sole Sole CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 72 11500 SH Sole Sole CLOROX CO DEL COM 189054109 412 7000 SH C Sole Sole COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 264 10000 SH Sole Sole COINSTAR INC COM 19259P300 330 10000 SH C Sole Sole COLUMBIA LABS INC COM 197779101 18 14000 SH Sole Sole COMPTON PETE CORP COM 204940100 13 10000 SH Sole Sole CONSOL ENERGY INC COM 20854P109 451 10000 SH P Sole Sole CONVERTED ORGANICS INC COM 21254S107 12 10000 SH Sole Sole COSTCO WHSL CORP NEW COM 22160K105 435 7700 SH Sole Sole CREDIT SUISSE GROUP SPONSORED ADR 225401108 1119 20100 SH Sole Sole CROCS INC COM 227046109 133 20000 SH Sole Sole CSX CORP COM 126408103 431 10300 SH Sole Sole CVS CAREMARK CORPORATION COM 126650100 2338 65400 SH Sole Sole DANA HOLDING CORP COM 235825205 102 15000 SH Sole Sole DAYSTAR TECHNOLOGIES INC COM 23962Q100 89 118100 SH Sole Sole DEAN FOODS CO NEW COM 242370104 411 23100 SH Sole Sole DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 693 8500 SH Sole Sole DIGIRAD CORP COM 253827109 43 15000 SH Sole Sole DIREXION SHS ETF TR DLY EMRGMKT BR3X 25459W409 176 25000 SH P Sole Sole DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 1161 55800 SH Sole Sole DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 1196 57500 SH C Sole Sole DOCUMENT SEC SYS INC COM 25614T101 322 137425 SH Sole Sole DR REDDYS LABS LTD ADR 256135203 722 37000 SH Sole Sole DRDGOLD LIMITED SPON ADR NEW 26152H301 126 17408 SH Sole Sole DRYSHIPS INC SHS Y2109Q101 99 15000 SH Sole Sole DRYSHIPS INC SHS Y2109Q101 116 17500 SH C Sole Sole DYNEGY INC DEL CL A 26817G102 77 30000 SH Sole Sole E TRADE FINANCIAL CORP COM 269246104 100 57100 SH C Sole Sole E TRADE FINANCIAL CORP COM 269246104 2051 1171500 SH Sole Sole EASTMAN KODAK CO COM 277461109 72 15000 SH Sole Sole ELECTRONIC ARTS INC COM 285512109 1028 54000 SH C Sole Sole ELECTRONIC ARTS INC COM 285512109 2105 110500 SH Sole Sole ELRON ELECTR INDS LTD ORD 290160100 265 50516 SH Sole Sole ENI S P A SPONSORED ADR 26874R108 457 9162 SH Sole Sole EOG RES INC COM 26875P101 418 5000 SH P Sole Sole EXCEL MARITIME CARRIERS LTD COM V3267N107 90 13500 SH C Sole Sole EXCEL MARITIME CARRIERS LTD COM V3267N107 150 22500 SH Sole Sole EXPEDIA INC DEL COM 30212P105 1437 60000 SH C Sole Sole EXXON MOBIL CORP COM 30231G102 2867 41800 SH Sole Sole FAMILY DLR STORES INC COM 307000109 1320 50000 SH C Sole Sole FAMILY DLR STORES INC COM 307000109 9541 361450 SH Sole Sole FEDEX CORP COM 31428X106 203 2700 SH Sole Sole FIDELITY NATIONAL FINANCIAL CL A 31620R105 754 50000 SH C Sole Sole FIDELITY NATL INFORMATION SV COM 31620M106 712 27900 SH Sole Sole FIFTH STREET FINANCE CORP COM 31678A103 219 20000 SH Sole Sole FOOT LOCKER INC COM 344849104 180 15059 SH Sole Sole FORCE PROTECTION INC COM NEW 345203202 164 30000 SH Sole Sole FORD MTR CO DEL COM PAR $0.01 345370860 281 39000 SH Sole Sole FORD MTR CO DEL COM PAR $0.01 345370860 1444 200000 SH C Sole Sole FREEPORT-MCMORAN COPPER & GO COM 35671D857 631 9200 SH Sole Sole FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 816 16400 SH Sole Sole FRONTLINE LTD SHS G3682E127 222 9500 SH Sole Sole GAMESTOP CORP NEW CL A 36467W109 537 20300 SH C Sole Sole GAMESTOP CORP NEW CL A 36467W109 3257 123049 SH Sole Sole GAP INC DEL COM 364760108 1952 91200 SH Sole Sole GENCO SHIPPING & TRADING LTD SHS Y2685T107 312 15000 SH C Sole Sole GENTEK INC COM NEW 37245X203 240 6300 SH Sole Sole GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 186 10000 SH Sole Sole GYMBOREE CORP COM 403777105 532 11000 SH Sole Sole HANESBRANDS INC COM 410345102 482 22500 SH Sole Sole HARRIS CORP DEL COM 413875105 1797 47800 SH C Sole Sole HARRIS STRATEX NTWRKS INC CL A 41457P106 254 36300 SH Sole Sole HERSHEY CO COM 427866108 33683 866700 SH C Sole Sole HONDA MOTOR LTD AMERN SHS 438128308 2753 90824 SH Sole Sole HONEYWELL INTL INC COM 438516106 361 9705 SH Sole Sole HUNT J B TRANS SVCS INC COM 445658107 279 8700 SH Sole Sole HUNT J B TRANS SVCS INC COM 445658107 5858 182300 SH C Sole Sole HUNTINGTON BANCSHARES INC COM 446150104 266 56500 SH Sole Sole HYDROGENICS CORP COM 448882100 31 50000 SH Sole Sole IBASIS INC COM NEW 450732201 45 21128 SH Sole Sole IGO INC COM 449593102 27 25000 SH Sole Sole IMMUNOMEDICS INC COM 452907108 107 19500 SH P Sole Sole ING PRIME RATE TR SH BEN INT 44977W106 474 95500 SH Sole Sole INTEL CORP COM 458140100 980 50100 SH C Sole Sole INTERSIL CORP CL A 46069S109 153 10000 SH C Sole Sole IRVINE SENSORS CORP COM PAR $ 463664607 50 91100 SH Sole Sole ISHARES INC MSCI JAPAN 464286848 99 10000 SH Sole Sole ISHARES TR INDEX BARCLYS 20+ YR 464287432 296 3000 SH Sole Sole ISHARES TR INDEX DJ US REAL EST 464287739 875 20500 SH P Sole Sole IVANHOE ENERGY INC COM 465790103 49 21000 SH Sole Sole JAMBA INC COM 47023A101 19 10000 SH Sole Sole JOHNSON & JOHNSON COM 478160104 329 5400 SH Sole Sole KBR INC COM 48242W106 207 8900 SH Sole Sole KBR INC COM 48242W106 582 25000 SH C Sole Sole KEYCORP NEW COM 493267108 98 15000 SH Sole Sole KRAFT FOODS INC CL A 50075N104 1353 51500 SH Sole Sole KROGER CO COM 501044101 2580 125000 SH Sole Sole LA JOLLA PHARMACEUTICAL CO COM NEW 503459307 39 185000 SH Sole Sole LEAP WIRELESS INTL INC COM NEW 521863308 1565 80000 SH C Sole Sole LIHIR GOLD LTD SPONSORED ADR 532349107 1717 68528 SH Sole Sole LIME ENERGY CO COM NEW 53261U205 453 81600 SH Sole Sole LIZ CLAIBORNE INC COM 539320101 197 40000 SH Sole Sole LORILLARD INC COM 544147101 372 5000 SH C Sole Sole LORILLARD INC COM 544147101 1301 17500 SH Sole Sole LOWES COS INC COM 548661107 585 27900 SH Sole Sole MACYS INC COM 55616P104 183 10000 SH Sole Sole MAGNA INTL INC CL A 559222401 852 20000 SH C Sole Sole MARATHON OIL CORP COM 565849106 402 12600 SH Sole Sole MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 453 10000 SH Sole Sole MARSH & MCLENNAN COS INC COM 571748102 495 20000 SH C Sole Sole MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 325 20099 SH Sole Sole MASTERCARD INC CL A 57636Q104 2163 10700 SH C Sole Sole MCDONALDS CORP COM 580135101 285 5000 SH C Sole Sole MCG CAPITAL CORP COM 58047P107 210 50000 SH Sole Sole MEAD JOHNSON NUTRITION CO COM CL A 582839106 613 13600 SH Sole Sole METAVANTE TECHNOLOGIES INC COM 591407101 3189 92491 SH Sole Sole METROPCS COMMUNICATIONS INC COM 591708102 115 12300 SH C Sole Sole MICROSOFT CORP COM 594918104 2071 80000 SH P Sole Sole MICROSOFT CORP COM 594918104 2071 80000 SH Sole Sole MICROSOFT CORP COM 594918104 2234 86300 SH Sole Sole MONSANTO CO NEW COM 61166W101 2438 31500 SH Sole Sole MOODYS CORP COM 615369105 205 10000 SH P Sole Sole MOODYS CORP COM 615369105 290 14200 SH Sole Sole MORGAN STANLEY COM NEW 617446448 262 8500 SH C Sole Sole MOSAIC CO COM 61945A107 8678 180500 SH C Sole Sole MSC SOFTWARE CORP COM 553531104 306 36352 SH Sole Sole NAUTILUS INC COM 63910B102 17 10000 SH Sole Sole NAVIOS MARITIME HOLDINGS INC COM Y62196103 147 30000 SH Sole Sole NEWS CORP CL B 65248E206 506 36198 SH Sole Sole NEWS CORP CL A 65248E104 2786 232354 SH Sole Sole NGAS RESOURCES INC COM 62912T103 24 10000 SH Sole Sole NIKE INC CL B 654106103 3559 55000 SH P Sole Sole NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 2363 102600 SH Sole Sole NOKIA CORP SPONSORED ADR 654902204 4474 306000 SH Sole Sole NOMURA HLDGS INC SPONSORED ADR 65535H208 1570 256572 SH Sole Sole NORFOLK SOUTHERN CORP COM 655844108 886 20550 SH Sole Sole NORTHROP GRUMMAN CORP COM 666807102 259 5000 SH P Sole Sole NOVARTIS A G SPONSORED ADR 66987V109 3527 70000 SH Sole Sole NRDC ACQUISITION CORP COM 62941R102 202 19500 SH Sole Sole NTT DOCOMO INC SPONS ADR 62942M201 708 44621 SH Sole Sole NVIDIA CORP COM 67066G104 171 11400 SH Sole Sole OCEANFREIGHT INC SHS Y64202107 47 35000 SH Sole Sole OCLARO INC COM 67555N107 14 13000 SH Sole Sole ODYSSEY RE HLDGS CORP COM 67612W108 1685 26000 SH Sole Sole OPTIMAL GROUP INC CL A SHS NEW 68388R307 123 40740 SH Sole Sole ORIX CORP SPONSORED ADR 686330101 304 10000 SH Sole Sole PARALLEL PETE CORP DEL COM 699157103 224 70800 SH Sole Sole PATRIOT CAPITAL FUNDING INC COM 70335Y104 121 29602 SH Sole Sole PENN NATL GAMING INC COM 707569109 443 16000 SH Sole Sole PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 141 11000 SH Sole Sole PENNEY J C INC COM 708160106 203 6000 SH Sole Sole PENSKE AUTOMOTIVE GRP INC COM 70959W103 442 23000 SH Sole Sole PEPSICO INC COM 713448108 587 10000 SH Sole Sole PEPSICO INC COM 713448108 3813 65000 SH C Sole Sole PEROT SYS CORP CL A 714265105 7527 253400 SH C Sole Sole PEROT SYS CORP CL A 714265105 13121 441794 SH Sole Sole PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 757 16500 SH Sole Sole PFIZER INC COM 717081103 1258 76000 SH Sole Sole PFIZER INC COM 717081103 3310 200000 SH P Sole Sole PLAINS EXPL& PRODTN CO COM 726505100 1521 55000 SH C Sole Sole PLUG POWER INC COM 72919P103 9 10000 SH Sole Sole POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1018 40000 SH C Sole Sole POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1999 78500 SH Sole Sole PROCTER & GAMBLE CO COM 742718109 1158 20000 SH C Sole Sole PROSHARES TR PSHS ULTSHRT JAP 74347R347 226 4500 SH Sole Sole PROSHARES TR PSHS REAL ESTAT 74347R552 97 10000 SH Sole Sole PROSHARES TR PSHS ULSHT SP500 74347R883 404 10000 SH C Sole Sole PROSHARES TR PSHS ULTSHRT QQQ 74347R875 474 20600 SH Sole Sole PROSHARES TR PSHS ULSHT SP500 74347R883 1414 35000 SH Sole Sole PROSHARES TR PSHS ULTSH 20YRS 74347R297 1936 44000 SH Sole Sole PROSHARES TR PSHS REAL ESTAT 74347R552 5426 560000 SH C Sole Sole QUANTUM FUEL SYS TECH WORLDW COM 74765E109 28 20974 SH Sole Sole QUIKSILVER INC COM 74838C106 206 74896 SH Sole Sole RALCORP HLDGS INC NEW COM 751028101 234 4000 SH Sole Sole RAM ENERGY RESOURCES INC COM 75130P109 1524 1259446 SH Sole Sole RAMBUS INC DEL COM 750917106 226 13000 SH C Sole Sole RAMBUS INC DEL COM 750917106 238 13704 SH Sole Sole RANDGOLD RES LTD ADR 752344309 664 9500 SH Sole Sole RENTECH INC COM 760112102 410 252959 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 2060 30450 SH Sole Sole RESMED INC COM 761152107 3424 75762 SH Sole Sole RITE AID CORP COM 767754104 98 60000 SH Sole Sole ROYALE ENERGY INC COM NEW 78074G200 93 42987 SH Sole Sole SAFEWAY INC COM NEW 786514208 2021 102500 SH C Sole Sole SANDRIDGE ENERGY INC COM 80007P307 259 20000 SH Sole Sole SAVIENT PHARMACEUTICALS INC COM 80517Q100 494 32500 SH C Sole Sole SCHERING PLOUGH CORP COM 806605101 3034 107400 SH Sole Sole SEAGATE TECHNOLOGY SHS G7945J104 456 30000 SH Sole Sole SEPRACOR INC COM 817315104 843 36800 SH C Sole Sole SEPRACOR INC COM 817315104 12185 532061 SH Sole Sole SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 359 18000 SH Sole Sole SKILLED HEALTHCARE GROUP INC CL A 83066R107 141 17500 SH Sole Sole SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 67 14050 SH Sole Sole SMITH MICRO SOFTWARE INC COM 832154108 124 10000 SH C Sole Sole SONY CORP ADR NEW 835699307 11540 66700 SH Sole Sole SPDR GOLD TRUST GOLD SHS 78463V107 2225 22500 SH C Sole Sole SPDR SERIES TRUST S&P RETAIL ETF 78464A714 4949 145000 SH P Sole Sole SPDR TR UNIT SER 1 78462F103 1679 15900 SH Sole Sole SPDR TR UNIT SER 1 78462F103 21488 203500 SH P Sole Sole SPRINT NEXTEL CORP COM SER 1 852061100 69 17500 SH Sole Sole SPSS INC COM 78462K102 1255 25120 SH Sole Sole STAGE STORES INC COM NEW 85254C305 191 14700 SH Sole Sole STEALTHGAS INC SHS Y81669106 126 20000 SH Sole Sole STEEL DYNAMICS INC COM 858119100 202 13200 SH Sole Sole STEINWAY MUSICAL INSTRS INC COM 858495104 1280 107793 SH Sole Sole STILLWATER MNG CO COM 86074Q102 77 11500 SH Sole Sole SUN MICROSYSTEMS INC COM NEW 866810203 818 90000 SH Sole Sole SUNRISE SENIOR LIVING INC COM 86768K106 30 10000 SH Sole Sole SYNTHESIS ENERGY SYS INC COM 871628103 18 15150 SH Sole Sole SYNTROLEUM CORP COM 871630109 112 41444 SH Sole Sole TEGAL CORP COM NEW 879008209 51 40000 SH Sole Sole TELE NORTE LESTE PART S A SPON ADR PFD 879246106 428 22775 SH Sole Sole TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 115 11953 SH Sole Sole TERRESTAR CORP COM 881451108 38 16500 SH Sole Sole TESCO CORP COM 88157K101 120 15000 SH C Sole Sole THERAGENICS CORP COM 883375107 42 26500 SH Sole Sole TOTAL S A SPONSORED ADR 89151E109 1659 28000 SH Sole Sole TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5201 66200 SH Sole Sole TRIANGLE CAP CORP COM 895848109 123 10000 SH Sole Sole TRIDENT MICROSYSTEMS INC COM 895919108 46 17600 SH Sole Sole TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 2974 166400 SH Sole Sole UBS AG SHS NEW H89231338 338 18500 SH P Sole Sole UBS AG SHS NEW H89231338 458 25000 SH Sole Sole UNION PAC CORP COM 907818108 204 3500 SH Sole Sole UNITED STATES NATL GAS FUND UNIT 912318102 352 30000 SH P Sole Sole UNITED STATES OIL FUND LP UNITS 91232N108 362 10000 SH P Sole Sole UNITED STATES OIL FUND LP 91232N108 434 12000 SH Sole Sole VALE S A ADR 91912E105 217 9400 SH Sole Sole VALERO ENERGY CORP NEW COM 91913Y100 217 11200 SH Sole Sole VAN KAMPEN SENIOR INCOME TR COM 920961109 99 25000 SH Sole Sole VANTAGE DRILLING COMPANY ORD SHS G93205113 262 143000 SH Sole Sole VERSAR INC COM 925297103 122 25000 SH Sole Sole VISTA GOLD CORP COM NEW 927926303 357 150000 SH Sole Sole VONAGE HLDGS CORP COM 92886T201 161 115850 SH Sole Sole WAL MART STORES INC COM 931142103 1473 30000 SH C Sole Sole WAL MART STORES INC COM 931142103 5585 113800 SH Sole Sole WELLPOINT INC COM 94973V107 246 5200 SH Sole Sole WENDYS ARBYS GROUP INC COM 950587105 522 110300 SH C Sole Sole WENDYS ARBYS GROUP INC COM 950587105 1122 237272 SH Sole Sole WHITE ELECTR DESIGNS CORP COM 963801105 651 141000 SH Sole Sole WIRELESS RONIN TECHNOLOGIES COM 97652A203 178 50000 SH Sole Sole WYETH COM 983024100 9230 190000 SH C Sole Sole WYETH COM 983024100 21043 433086 SH Sole Sole WYNN RESORTS LTD COM 983134107 709 10000 SH P Sole Sole WYNN RESORTS LTD COM 983134107 709 10000 SH C Sole Sole XOMA LTD ORD G9825R107 92 114000 SH Sole Sole XTO ENERGY INC COM 98385X106 322 7800 SH Sole Sole XYRATEX LTD COM G98268108 276 29000 SH Sole Sole YAHOO INC COM 984332106 356 20000 SH Sole Sole YAMANA GOLD INC COM 98462Y100 375 35000 SH Sole Sole YINGLI GREEN ENERGY HLDG CO ADR 98584B103 436 35000 SH Sole Sole YRC WORLDWIDE INC COM 984249102 107 24000 SH C Sole Sole
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