-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6V6RBhRRBMG7jgZH5WQRie4T2CZKEE+5towwOqd+gBNmP6b5zf+XosG2eM5Nqq0 j0aPtztbhBFiA7ziUf4PwQ== 0001108831-09-000008.txt : 20091020 0001108831-09-000008.hdr.sgml : 20091020 20091020130051 ACCESSION NUMBER: 0001108831-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 EFFECTIVENESS DATE: 20091020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001108831 IRS NUMBER: 251841566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05719 FILM NUMBER: 091127545 BUSINESS ADDRESS: STREET 1: 301 LINDENWOOD DRIVE STREET 2: SUITE 310 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610 647 5287 MAIL ADDRESS: STREET 1: 301 LINDENWOOD DRIVE STREET 2: SUITE 310 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 r13f0909.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2009 Institutional Investment manager Filing this Report: Name: Stoneridge Investment Partners, LLC Address: 301 Lindenwood Drive, Ste. 310 Malvern, PA 19355 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Pamela Harper Title: Chief Compliance Officer Phone: 610-647-4453 Signature, place and date of signing: Pamela Harper, Malvern, PA, October 20, 2009 Report type: [X] 13F HOLDINGS REPORT. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCE AUTO PARTS INC COM 00751Y106 359 9130 SH SOLE 4170 4960 AEROPOSTALE INC COM 007865108 1038 23870 SH SOLE 10930 12940 AETNA INC COM 00817Y108 2243 80605 SH SOLE 60610 19995 AFLAC INCORPORATED COM 001055102 1021 23890 SH SOLE 10940 12950 AIR PRODS & CHEMS INC COM 009158106 2432 31350 SH SOLE 23550 7800 ALLIANCE ONE INTERNATIONAL INC COM 018772103 63 14000 SH SOLE 14000 AMERICAN ELECTRIC POWER INC COM 025537101 4739 152925 SH SOLE 114825 38100 ANALOG DEVICES COM 032654105 1235 44770 SH SOLE 33570 11200 APAC CUSTOMER SERVICE COM 00185E106 90 15131 SH SOLE 15131 APACHE CORP COM COM 037411105 4065 44265 SH SOLE 30060 14205 APPLE, INC COM 037833100 486 2620 SH SOLE 1200 1420 APPLIED MATERIALS INC COM 038222105 3571 266870 SH SOLE 200270 66600 ARIAD PHARMACEUTICALS COM 04033A100 42 18800 SH SOLE 18800 ARQULE INC COM 04269E107 59 13100 SH SOLE 13100 ARRIS GROUP I INC COM 04269Q100 252 19388 SH SOLE 19388 ART TECHNOLOGY GROUP INC COM 04289L107 147 38100 SH SOLE 38100 ASHLAND INC COM 044209104 1002 23190 SH SOLE 10640 12550 AT&T, INC COM 00206R102 4870 180295 SH SOLE 135295 45000 BARE ESCENTUALS INC COM 067511105 124 10445 SH SOLE 10445 BAXTER INTL INC COM COM 071813109 4456 78169 SH SOLE 53349 24820 BECTON DICKINSON & CO COM 075887109 612 8780 SH SOLE 6580 2200 BEMIS COMPANY INC COM 081437105 1287 49690 SH SOLE 37390 12300 BENIHANA INC CL A COM 082047200 122 21300 SH SOLE 21300 BIG LOTS INC OHIO COM 089302103 1772 70835 SH SOLE 53235 17600 BOISE INC COM 09746Y105 83 15711 SH SOLE 15711 BRIGHTPOINT INC COM 109473405 182 20772 SH SOLE 20772 BRISTOL MYERS SQUIBB COM COM 110122108 3736 165915 SH SOLE 113395 52520 CAL DIVE INTERNATIONAL INC COM 12802T101 157 15909 SH SOLE 15909 CAMPBELL SOUP CO COM 134429109 482 14780 SH SOLE 6760 8020 CARDINAL FINANCIAL CORP COM 14149F109 119 14500 SH SOLE 14500 CATALYST HEALTH SOLUTIONS INC COM 14888B103 234 8018 SH SOLE 8018 CAVIUM NETWORKS INC COM 14965A101 229 10659 SH SOLE 10659 CENVEO INC COM 15670S105 108 15620 SH SOLE 15620 CF INDUSTRIES HOLDINGS INC COM 125269100 1091 12655 SH SOLE 9555 3100 CHELSEA THERAPEUTICS INTERNATI COM 163428105 27 10900 SH SOLE 10900 CHEVRON CORP COM 166764100 7175 101880 SH SOLE 76480 25400 CHUBB CORP COM 171232101 5467 108450 SH SOLE 81350 27100 CIRRUS LOGIC INC COM 172755100 152 27400 SH SOLE 27400 CISCO SYSTEMS INC COM COM 17275R102 3623 153895 SH SOLE 115495 38400 COACH INC COM 189754104 2498 75895 SH SOLE 56695 19200 COCA COLA ENTERPRISES INC COM 191219104 932 43530 SH SOLE 19930 23600 COLGATE PALMOLIVE CO COM 194162103 469 6150 SH SOLE 2820 3330 COMCAST CORP COM 20030N200 2176 135325 SH SOLE 101625 33700 COOPER TIRE & RUBBER CO COM 216831107 213 12139 SH SOLE 12139 CORNING INC COM 219350105 3273 213810 SH SOLE 147040 66770 COSTCO WHSL CORP COM 22160K105 2361 41875 SH SOLE 31375 10500 CSX CORP COM COM 126408103 2132 50940 SH SOLE 38340 12600 CVS CAREMARK CORP COM 126650100 2909 81390 SH SOLE 61125 20265 DARDEN RESTAURANTS COM 237194105 1657 48555 SH SOLE 36455 12100 DEAN FOODS CO COM COM 242370104 844 47445 SH SOLE 35645 11800 DENNYS CORPORATION COM 24869P104 88 32994 SH SOLE 32994 DEVON ENERGY CORP COM 25179M103 914 13570 SH SOLE 6210 7360 DOMINION RESOURCES INC/VA COM 25746U109 619 17930 SH SOLE 13430 4500 DRESS BARN INC COM 261570105 230 12800 SH SOLE 12800 DTE ENERGY COMPANY COM 233331107 1263 35945 SH SOLE 27045 8900 EDISON INTERNATIONAL COM 281020107 3076 91610 SH SOLE 68810 22800 EMERGENCY MEDICAL SERV CORP COM 29100P102 244 5252 SH SOLE 5252 EXXON MOBIL CORP COM 30231G102 6090 88768 SH SOLE 66568 22200 FACTSET RESEARCH SYSTEMS INC COM 303075105 792 11950 SH SOLE 5480 6470 FAMILY DOLLAR STORES COM 307000109 2858 108275 SH SOLE 76595 31680 FEDERATED INVESTORS INC COM 314211103 4673 177197 SH SOLE 132982 44215 FIDELITY NATIONAL SERVICES INC COM 31620M106 953 37350 SH SOLE 17100 20250 FINISAR CORP COM 31787A101 125 12925 SH SOLE 12925 FISERV INC COM 337738108 566 11740 SH SOLE 5380 6360 FLOWERS FOOD INC COM 343498101 289 11009 SH SOLE 11009 FLOWSERVE CORP COM 34354P105 2371 24060 SH SOLE 17960 6100 FLUOR CORPORATION COM 343412102 447 8800 SH SOLE 4040 4760 FPL GROUP INC COM COM 302571104 828 15000 SH SOLE 6870 8130 FRANKLIN RESOURCES INC COM 354613101 1012 10060 SH SOLE 4600 5460 FREEPORT MCMORAN COP & GOLD COM 35671D857 1026 14950 SH SOLE 6840 8110 GAMESTOP CORP COM 36467W109 1399 52840 SH SOLE 39640 13200 GAP INC COM 364760108 513 23970 SH SOLE 10970 13000 GENERAL MILLS INC COM 370334104 1027 15950 SH SOLE 11950 4000 GILEAD SCIENCES INC COM 375558103 2417 51980 SH SOLE 39080 12900 GOLDMAN SACHS GROUP INC COM 38141G104 7216 39145 SH SOLE 27395 11750 GOODRICH (B.F.) CO COM 382388106 2489 45810 SH SOLE 34410 11400 GOODYEAR TIRE & RUBBER CO COM 382550101 4000 234890 SH SOLE 176190 58700 GOOGLE INC CL A COM 38259P508 7758 15645 SH SOLE 11130 4515 GREAT LAKES DREDGE & DOCK CORP COM 390607109 99 14119 SH SOLE 14119 GREAT WOLF RESORTS INC COM 391523107 56 15800 SH SOLE 15800 HESS CORPORATION COM 42809H107 1967 36795 SH SOLE 27695 9100 HEWLETT-PACKARD CO COM 428236103 6159 130469 SH SOLE 91199 39270 HONEYWELL INC COM COM 438516106 2422 65200 SH SOLE 48900 16300 HORIZON LINES INC COM 44044K101 119 18700 SH SOLE 18700 ICONIX BRAND GROUP INC COM 451055107 294 23591 SH SOLE 23591 ICT GROUP INC COM 44929Y101 125 11928 SH SOLE 11928 IMPAX LABORATORIES COM 45256B101 239 27300 SH SOLE 27300 INLAND REAL ESTATE CORPORATION COM 457461200 90 10300 SH SOLE 10300 INTEL CORP COM 458140100 9000 459865 SH SOLE 331465 128400 INTERPUBLIC GROUP COS INC COM 460690100 1040 138315 SH SOLE 102615 35700 INTL BUSINESS MACHINES CORP COM 459200101 1402 11721 SH SOLE 5371 6350 INVERNESS MEDICAL INNOVATIONS COM 46126P106 367 9464 SH SOLE 9464 J.C. PENNEY CO INC COM 708160106 1077 31905 SH SOLE 23905 8000 JACOBS ENGINEERING GROUP INC COM 469814107 1253 27260 SH SOLE 20560 6700 JEFFERIES GROUP INC COM 472319102 1040 38200 SH SOLE 17490 20710 JOHNSON & JOHNSON COM 478160104 3512 57678 SH SOLE 38983 18695 JP MORGAN CHASE & CO COM 46625H100 3329 75970 SH SOLE 50750 25220 KRAFT FOODS INC COM 50075N104 554 21105 SH SOLE 15890 5215 KROGER CO COM COM 501044101 5625 272520 SH SOLE 204520 68000 L 3 COMMUNICATIONS HLDGS INC COM 502424104 951 11840 SH SOLE 5420 6420 L-1 IDENTITY SOLUTIONS, INC COM 50212A106 122 17500 SH SOLE 17500 LAB CORP OF AMERICA NEW COM 50540R409 838 12760 SH SOLE 9560 3200 LIGAND PHARMACEUTICALS INC CL COM 53220K207 39 17000 SH SOLE 17000 LILLY ELI & CO COM COM 532457108 777 23510 SH SOLE 10780 12730 LOWES COS INC COM COM 548661107 1361 65000 SH SOLE 48800 16200 MASTEC INC COM 576323109 122 10078 SH SOLE 10078 MATTEL INC COM 577081102 1132 61305 SH SOLE 46205 15100 MCDONALDS CORPORATION COM 580135101 3239 56750 SH SOLE 38390 18360 MCKESSON CORPORATION COM 58155Q103 1106 18580 SH SOLE 8510 10070 MEDCO HEALTH COM 58405U102 3670 66350 SH SOLE 44930 21420 MEDTRONIC INC COM 585055106 499 13560 SH SOLE 6210 7350 MERGE HEALTHCARE INC COM 589499102 81 19700 SH SOLE 19700 METROPCS COMMUNICATIONS INC COM 591708102 2247 240040 SH SOLE 180240 59800 MICROSOFT CORP COM COM 594918104 8058 313280 SH SOLE 235080 78200 MORGAN STANLEY COM 617446448 6723 217700 SH SOLE 163300 54400 MURPHY OIL CORP COM COM 626717102 866 15050 SH SOLE 6890 8160 MYLAN INC COM 628530107 2912 181860 SH SOLE 136565 45295 NASDAQ OMX GROUP INC COM 631103108 1193 56675 SH SOLE 42575 14100 NATIONAL SEMICONDUCTOR CORP COM 637640103 2408 168775 SH SOLE 126675 42100 NEUTRAL TANDEM INC COM 64128B108 249 10961 SH SOLE 10961 NOBLE ENERGY INC COM 655044105 911 13810 SH SOLE 6320 7490 NOVAVAX INC COM 670002104 131 33000 SH SOLE 33000 OCCIDENTAL PETROLEUM CORP COM 674599105 5437 69350 SH SOLE 48360 20990 ORACLE CORPORATION COM 68389X105 4180 200580 SH SOLE 150480 50100 PDL BIOPHARMA, INC COM 69329Y104 122 15480 SH SOLE 15480 PEOPLE'S UNITED FINANCIAL INC COM 712704105 2126 136635 SH SOLE 102535 34100 PEPSICO INC COM COM 713448108 3523 60055 SH SOLE 45055 15000 PG & E CORP COM 69331C108 873 21570 SH SOLE 9870 11700 PHILIP MORRIS INTERNATIONAL IN COM 718172109 5798 118963 SH SOLE 89225 29738 PLAINS EXPLORATION & PRODUCT COM 726505100 470 17010 SH SOLE 7790 9220 PROCTER & GAMBLE CO COM 742718109 640 11051 SH SOLE 8297 2754 QUEST DIAGNOSTICS INC COM 74834L100 440 8440 SH SOLE 3860 4580 QUEST SOFTWARE INC COM 74834T103 240 14226 SH SOLE 14226 QUESTAR CORP COM 748356102 1316 35035 SH SOLE 26235 8800 RADNET INC COM 750491102 28 11000 SH SOLE 11000 RALCORP HOLDINGS INC COM 751028101 420 7190 SH SOLE 3290 3900 RAYTHEON CO COM 755111507 915 19070 SH SOLE 8730 10340 RF MICRO DEVICES INC COM 749941100 105 19407 SH SOLE 19407 ROSS STORES INC COM 778296103 538 11260 SH SOLE 5150 6110 RSC HOLDINGS INC COM 74972L102 77 10587 SH SOLE 10587 SAFEWAY INC COM NEW COM 786514208 1274 64595 SH SOLE 48145 16450 SHUFFLE MASTER INC COM 825549108 132 14000 SH SOLE 14000 SOUTHERN UNION CO COM 844030106 721 34660 SH SOLE 15860 18800 ST JUDE MEDICAL INC COM 790849103 1174 30090 SH SOLE 22590 7500 STATE STREET CORPORATION COM 857477103 3720 70720 SH SOLE 53120 17600 STEREOTAXIS INC COM 85916J102 50 11200 SH SOLE 11200 STERICYCLE INC COM 858912108 1109 22893 SH SOLE 17193 5700 STERIS CORP COM 859152100 282 9250 SH SOLE 9250 SYBASE INC COM 871130100 286 7341 SH SOLE 7341 TARGET CORP COM 87612E106 3695 79155 SH SOLE 54135 25020 TEXAS INSTRS INC COM COM 882508104 484 20430 SH SOLE 9350 11080 THE LUBRIZOL CORPORATION COM 549271104 1088 15220 SH SOLE 6970 8250 TJX COMPANIES INC COM 872540109 1791 48200 SH SOLE 36100 12100 TORCHMARK CORP COM 891027104 893 20564 SH SOLE 9484 11080 TRAVELERS COS INC. COM 89417E109 2604 52885 SH SOLE 39785 13100 TRUE RELIGION APPAREL INC COM 89784N104 333 12849 SH SOLE 12849 UNION PACIFIC CORP COM 907818108 1314 22525 SH SOLE 16925 5600 UNITED STATES STEEL CORP COM 912909108 1745 39325 SH SOLE 29525 9800 UNITED TECHNOLOGIES CORP COM 913017109 5333 87525 SH SOLE 65725 21800 UNUM GROUP COM 91529Y106 579 27020 SH SOLE 12370 14650 VALUECLICK INC COM 92046N102 194 14730 SH SOLE 14730 WARNACO GROUP INC. COM 934390402 310 7067 SH SOLE 7067 WASTE MGMT INC DEL COM COM 94106L109 1219 40865 SH SOLE 30665 10200 WATSON PHARMACEUTICALS COM COM 942683103 1679 45813 SH SOLE 26623 19190 WEATHERFORD INTL LTD COM H27013103 2908 140265 SH SOLE 105265 35000 WEBSENSE INC COM 947684106 169 10037 SH SOLE 10037 WELLS FARGO & COMPANY COM 949746101 5913 209830 SH SOLE 157380 52450 WMS INDUSTRIES INC COM 929297109 1156 25940 SH SOLE 11880 14060 WYNDHAM WORLDWIDE CORP COM 98310W108 1187 72750 SH SOLE 33300 39450 XOMA LTD COM G9825R107 41 50700 SH SOLE 50700 XTO ENERGY INC COM 98385X106 2433 58870 SH SOLE 44170 14700 YUM! BRANDS INC COM 988498101 840 24880 SH SOLE 11390 13490 NOKIA CORP-SPON ADR ADR 654902204 3245 221960 SH SOLE 166560 55400 COVIDIEN PLC G2554F105 1846 42675 SH SOLE 31975 10700 ENCANA CORP 292505104 455 7900 SH SOLE 3610 4290 MERCADOLIBRE INC 58733R102 278 7230 SH SOLE 7230 NOBLE CORP H5833N103 897 23620 SH SOLE 10810 12810 TYCO INTERNATIONAL LTD H89128104 2822 81845 SH SOLE 61545 20300 WONDER AUTO TECHNOLOGY INC 978166106 131 10881 SH SOLE 10881
FORM 13F SUMMARY PAGE Report summary: Number of other included managers: 1 Form 13F information table entry total: 179 Form 13F information table value total: 296682 List of other included managers: Valley Forge Capital Advisors -----END PRIVACY-ENHANCED MESSAGE-----