-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WOTI4Uf1CTrLFatvMpk8mZjlL7vMPUjJSkhfXC89zXn8CnqXLXY262G5MGiNypQr z7YXNOIjZ+aUapZ+H9UfpA== 0001108426-10-000029.txt : 20100302 0001108426-10-000029.hdr.sgml : 20100302 20100302170005 ACCESSION NUMBER: 0001108426-10-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100226 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: NEW MEXICO CITY: ALBUQUERQUE STATE: NM ZIP: 87158 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: ALVARADO SQUARE CITY: ALBUQUERQUE STATE: NM ZIP: 87158 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERBA JEFFRY E CENTRAL INDEX KEY: 0001042959 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 10649983 MAIL ADDRESS: STREET 1: ALVARADO SQUARE M S 2806 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-26 0001108426 PNM RESOURCES INC PNM 0001042959 STERBA JEFFRY E ALVARADO SQUARE MS 2824 ALBUQUERQUE NM 87158 1 0 0 0 Common Stock 2010-02-26 4 A 0 33750 A 229032 D Common Stock 2010-02-26 4 S 0 11000 12.22 D 218032 D Common Stock 2010-03-01 4 M 0 10596 12.41 A 228628 D Common Stock 9764 I PNM Common Stock Fund - PNM Resources, Inc. 401(k) Plan Phantom Stock Shares 2010-03-01 4 M 0 10596 D Common Stock 10596 4402 I PNM Common Stock Fund - PNM Resources Executive Savings Plan The restricted stock rights vest in three equal annual installments. Reflects the sale of vested stock which is being sold for the purpose of providing a source of funds for payment of the tax liability associated with 2010 installment vesting. Each share of phantom stock converts into shares of common stock and was the economic equivalent thereof. The reporting person settled 10,596 of his shares of phantom stock, which were held in the PNM Resources, Inc. Executive Savings Plan, for shares of the company's common stock. The reporting person made such settlement pursuant to a one-time election that was available to participants in connection with the merger of the PNM Resources, Inc. Executive Savings Plan I with the PNM Resources, Inc. Executive Savings Plan II, which was completed in December 2008. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated 02/26/10. Jim Acosta, POA for Jeffry E. Sterba 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----