SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Schofield Kathy J.

(Last) (First) (Middle)
2795 EAST COTTONWOOD PARKWAY
SUITE 660

(Street)
SLC UT 84121

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/07/2009
3. Issuer Name and Ticker or Trading Symbol
SONIC INNOVATIONS INC [ SNCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Marketing & Product Develop
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,771(2) D
Common Stock 1,614(3) D
Common Stock 4,530(4) D
Common Stock 40,000(5) D
Common Stock 7,725(6) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to buy common stock (1) 02/24/2010 common stock 3,158 $13.3 D
Option to buy common stock (1) 12/14/2010 common stock 1,600 $7.5 D
Option to buy common stock (1) 03/12/2012 common stock 3,000 $5.35 D
Option to buy common stock (1) 12/22/2013 common stock 5,000 $6.13 D
Explanation of Responses:
1. Previously granted option, all of which is currently exercisable.
2. Pursuant to a Restricted Stock Award granted 2/12/2006 - of which 625 shares shall vest 2/12/2010.
3. Pursuant to a Restricted Stock Award granted 5/10/2007 - of which 1,000 shares shall vest in equal installments annually through 2011.
4. Pursuant to a Restricted Stock Award granted 3/25/2008 - of which 3,750 shares shall vest in equal installments annually through 2012.
5. Pursuant to a Restricted Stock Award granted 11/13/2008 - which will vest in equal installments annually through 2012. As of this filing, no shares are currently vested.
6. Common stock personally owned.
/s/ Michael M. Halloran (attorney-in-fact) 05/27/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.