0001103646-14-000015.txt : 20140814 0001103646-14-000015.hdr.sgml : 20140814 20140814122430 ACCESSION NUMBER: 0001103646-14-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 141040890 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 06-30-2014 06-30-2014 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchell Bialek 312-542-8575 /s/Mitchell Bialek CHICAGO IL 08-13-2014 0 727 2409134 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 1ST UNITED BANCORP INC FLACOM33740N10581694628SHSOLE-9462800ABBVIE INCCOM00287Y10994016656SHSOLE-1665600ABERDEEN EMERGING MKTS SMALLCOM00301T10265745745SHSOLE-4574500ABERDEEN GTR CHINA FD INCCOM00303110125924751SHSOLE-2475100ABERDEEN LATIN AMER EQTY FDCOM00306K10636812317SHSOLE-1231700ABERDEEN SINGAPORE FD INCCOM00324410067651734SHSOLE-5173400ACCESS MIDSTREAM PARTNERS LUNIT00434L1095538700SHSOLE-870000ACCESS MIDSTREAM PARTNERS LUNIT00434L109120719000SHCallSOLE-1900000ACCURAY INCNOTE 3.500% 2/0004397AD770934000000PRNSOLE-400000000ADAMS EXPRESS COCOM00621210421815868SHSOLE-1586800AEGEAN MARINE PETE NETWORK INOTE 4.000%11/0Y0020QAA930613000000PRNSOLE-300000000AK STL HLDG CORPCOM0015471088911156SHSOLE-1115600AK STL HLDG CORPCOM00154710843554600SHPutSOLE-5460000ALBANY MOLECULAR RESH 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ESTATE INCOME FUNDCOM76970B10145222967SHSOLE-2296700ROSETTA RESOURCES INCCOM7777793074227700SHPutSOLE-770000ROSETTA RESOURCES INCCOM7777793072745000SHSOLE-500000ROYAL BK SCOTLAND GROUP PLCSPONS ADR 20 ORD78009768929526100SHSOLE-2610000ROYAL DUTCH SHELL PLCSPON ADR B7802591076347292SHSOLE-729200ROYAL DUTCH SHELL PLCSPONS ADR A780259206566468763SHSOLE-6876300ROYCE VALUE TR INCCOM78091010522414020SHSOLE-1402000RUSH ENTERPRISES INCCL B781846308224871464SHSOLE-7146400SAFEWAY INCCOM NEW786514208260675898SHSOLE-7589800SALESFORCE COM INCCOM79466L302369963687SHSOLE-6368700SANCHEZ ENERGY CORPCOM79970Y10541711098SHSOLE-1109800SANCHEZ ENERGY CORPCOM79970Y105172245800SHPutSOLE-4580000SANCHEZ ENERGY CORPCOM79970Y10563516900SHCallSOLE-1690000SANDISK CORPNOTE 1.500% 8/180004CAD3112725500000PRNSOLE-550000000SANDRIDGE ENERGY INCCOM80007P307787110000SHPutSOLE-11000000SANOFIRIGHT 12/31/202080105N11313822762383SHSOLE-276238300SCHLUMBERGER LTDCOM806857108420035600SHCallSOLE-3560000SCHLUMBERGER LTDCOM8068571085905000SHPutSOLE-500000SEAGATE TECHNOLOGY PLCSHSG7945M10795516800SHSOLE-1680000SELECT MED HLDGS CORPCOM81619Q10558237300SHSOLE-3730000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5062502500SHPutSOLE-250000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5066016000SHSOLE-600000SELECT SECTOR SPDR TRSBI INT-FINL81369Y605113750000SHPutSOLE-5000000SEMPRA ENERGYCOM816851109440942100SHCallSOLE-4210000SHANDA GAMES LTDSP ADR REPTG A81941U10511016500SHSOLE-1650000SIGNATURE BK NEW YORK N Y*W EXP 12/12/20182669G112190419863SHSOLE-1986300SILGAN HOLDINGS INCCOM827048109138027149SHSOLE-2714900SIMON PPTY GROUP INC NEWCOM8288061096844115SHSOLE-411500SINA CORPORDG81477104161332419SHSOLE-3241900SINA CORPORDG814771045330107100SHPutSOLE-10710000SIRIUS XM HLDGS INCCOM82968B10312135000SHSOLE-3500000SLM CORPCOM78442P10623728510SHSOLE-2851000SM ENERGY COCOM78454L100143017000SHPutSOLE-1700000SM ENERGY COCOM78454L1003534200SHCallSOLE-420000SM ENERGY COCOM78454L1007328700SHSOLE-870000SOHU COM INCCOM83408W1033606234SHSOLE-623400SOLAZYME INCCOM83415T1012265192400SHPutSOLE-19240000SOLAZYME INCNOTE 6.000% 2/083415TAB748003000000PRNSOLE-300000000SOLAZYME INCNOTE 5.000%10/083415TAC539673500000PRNSOLE-350000000SOTHEBYSCOM835898107299671339SHSOLE-7133900SOUTHWEST AIRLS COCOM8447411082268400SHSOLE-840000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092211318SHSOLE-131800SPDR GOLD TRUSTGOLD SHS78463V1079167150SHSOLE-715000SPDR S&P 500 ETF TRTR UNIT78462F103242612400SHCallSOLE-1240000SPDR S&P 500 ETF TRTR UNIT78462F10339613202400SHPutSOLE-20240000SPDR S&P 500 ETF TRTR UNIT78462F103366318714SHSOLE-1871400SPECIAL OPPORTUNITIES FD INCCOM84741T1045072303687SHSOLE-30368700SPECTRANETICS CORPMTNF 2.625% 6/084760CAA518281750000PRNSOLE-175000000SPECTRUM PHARMACEUTICALS INCCOM84763A10832540000SHPutSOLE-4000000SPRINT CORPCOM SER 185207U1051508176752SHSOLE-17675200SPRINT CORPCOM SER 185207U10516719500SHCallSOLE-1950000SPRINT CORPCOM SER 185207U1051471172400SHPutSOLE-17240000STANDARD PAC CORP NEWCOM85375C10114016299SHSOLE-1629900STARWOOD PPTY TR INCNOTE 4.550% 3/085571BAA356285000000PRNSOLE-500000000STARZCOM SER A85571Q102123541472SHSOLE-4147200STARZCOM SER B85571Q201120040707SHSOLE-4070700STATE STR CORPCOM8574771034106100SHSOLE-610000STEEL PARTNERS HLDGS L PLTD PRTRSHIP U85814R107138482955SHSOLE-8295500STEREOTAXIS INCCOM NEW85916J4095615825SHSOLE-1582500STRAIGHT PATH COMMUNICATNS ICL B86257810117817490SHSOLE-1749000SUNCOR ENERGY INC NEWCOM8672241072345500SHCallSOLE-550000SUNEDISON INCCOM86732Y1092463109000SHPutSOLE-10900000SUNPOWER CORPCOM867652406105625757SHSOLE-2575700SUNPOWER CORPCOM867652406165240300SHCallSOLE-4030000SUNPOWER CORPCOM86765240617008415000SHPutSOLE-41500000SUNTRUST BKS INC*W EXP 11/14/201867914111176463460004SHSOLE-346000400SUNTRUST BKS INC*W EXP 12/31/20186791412992387616SHSOLE-8761600SUPERIOR ENERGY SVCS INCCOM868157108126535000SHSOLE-3500000SUPERIOR ENERGY SVCS INCCOM8681571083979110100SHPutSOLE-11010000SUPERVALU INCCOM868536103840102206SHSOLE-10220600SWISS HELVETIA FD INCCOM87087510186759487SHSOLE-5948700TAIWAN FD INCCOM874036106118958022SHSOLE-5802200TAKE-TWO INTERACTIVE SOFTWARCOM8740541093248146000SHPutSOLE-14600000TAKE-TWO INTERACTIVE SOFTWARNOTE 1.750%12/0874054AC364734946000PRNSOLE-494600000TALISMAN ENERGY INCCOM87425E10312111400SHSOLE-1140000TARGA RES CORPCOM87612G1013632600SHCallSOLE-260000TAYLOR CAP GROUP INCCOM87685110639218348SHSOLE-1834800TCF FINL CORP*W EXP 11/14/201872275128717233586SHSOLE-23358600TEJON RANCH CO*W EXP 08/31/2018790801335921265SHSOLE-2126500TELECOM ARGENTINA S ASPON ADR REP B87927320935315000SHPutSOLE-1500000TELEPHONE & DATA SYS INCCOM NEW87943382952520100SHPutSOLE-2010000TELEPHONE & DATA SYS INCCOM NEW8794338294167159586SHSOLE-15958600TELUS CORPCOM87971M10338910452SHSOLE-1045200TEREX CORP NEWNOTE 4.000% 6/0880779AV596453778000PRNSOLE-377800000TESLA MTRS INCCOM88160R1012821173SHSOLE-117300TESLA MTRS INCCOM88160R10124483102000SHPutSOLE-10200000TESLA MTRS INCNOTE 1.500% 6/088160RAA9111255505000PRNSOLE-550500000TESLA MTRS INCNOTE 0.250% 3/088160RAB7974210000000PRNSOLE-1000000000TESLA MTRS INCNOTE 1.250% 3/088160RAC553355500000PRNSOLE-550000000TESORO CORPCOM8816091016042103000SHPutSOLE-10300000TESORO CORPCOM881609101146725000SHCallSOLE-2500000TEXAS INDS INCCOM88249110396610457SHSOLE-1045700THAI FD INCCOM88290410527124115SHSOLE-2411500THE ADT CORPORATIONCOM00101J1063098837SHSOLE-883700THERAVANCE INCCOM88338T10453017800SHSOLE-1780000TIME WARNER CABLE INCCOM88732J20711457774SHSOLE-777400TORTOISE ENERGY INDEPENDENCCOM89148K10141114600SHSOLE-1460000TORTOISE ENERGY INFRSTRCTR CCOM89147L10059512036SHSOLE-1203600TOWN SPORTS INTL HLDGS INCCOM89214A1029113674SHSOLE-1367400TRANSCEPT PHARMACEUTICALS INCOM89354M1064120420SHSOLE-2042000TRANSDIGM GROUP INCCOM8936411003902330SHSOLE-233000TRANSOCEAN LTDREG SHSH8817H10045510100SHSOLE-1010000TRANSOCEAN LTDREG SHSH8817H100144132000SHPutSOLE-3200000TRI POINTE HOMES INCCOM87265H1097328466137SHSOLE-46613700TRI POINTE HOMES INCCOM87265H109231501472700SHPutSOLE-147270000TRINA SOLAR LIMITEDSPON ADR89628E104115389900SHPutSOLE-8990000TRIPADVISOR INCCOM896945201163015000SHPutSOLE-1500000TRONOX LTDSHS CL AQ9235V10147117500SHSOLE-1750000TURKISH INVT FD INCCOM90014510317814854SHSOLE-1485400TURQUOISE HILL RES LTDCOM900435108711212701SHSOLE-21270100TURQUOISE HILL RES LTDCOM9004351086720100SHPutSOLE-2010000TWENTY FIRST CENTY FOX INCCL B90130A200318493026SHSOLE-9302600TYCO INTERNATIONAL LTDSHSH891281042906354SHSOLE-635400ULTA SALON COSMETCS & FRAG ICOM90384S3034484900SHSOLE-490000UNITED CONTL HLDGS INCCOM910047109143735000SHPutSOLE-3500000UNITED CONTL HLDGS INCCOM910047109108226341SHSOLE-2634100UNITED DEV FDG IVCOM91018710361631577SHSOLE-3157700UNITED RENTALS INCCOM9113631093883700SHSOLE-370000UNITED STATES CELLULAR CORPCOM91168410841010046SHSOLE-1004600UNITED STATES CELLULAR CORPCOM91168410851012500SHPutSOLE-1250000UNITED STATES NATL GAS FUNDUNIT PAR $0.001912318201125551000SHPutSOLE-5100000UNITED STATES OIL FUND LPUNITS91232N108176945500SHCallSOLE-4550000UNITED STATES OIL FUND LPUNITS91232N108116730000SHPutSOLE-3000000UNITED STATES STL CORP NEWCOM9129091083117119700SHPutSOLE-11970000UNITED STATES STL CORP NEWCOM9129091082087986SHSOLE-798600UNITED THERAPEUTICS CORP DELNOTE 1.000% 9/191307CAF9136707250000PRNSOLE-725000000USA TECHNOLOGIES INCCOM NO PAR90328S5002511689SHSOLE-1168900UTI WORLDWIDE INCORDG872101031205116500SHSOLE-11650000VALEANT PHARMACEUTICALS INTLCOM91911K1025844630SHSOLE-463000VALERO ENERGY CORP NEWCOM91913Y1005089101600SHCallSOLE-10160000VALERO ENERGY CORP NEWCOM91913Y100186337200SHPutSOLE-3720000VALLEY NATL BANCORP*W EXP 11/14/20191979413161157038SHSOLE-15703800VECTOR GROUP LTDFRNT 1/192240MAY466965000000PRNSOLE-500000000VERIZON COMMUNICATIONS INCCOM92343V104162833274SHSOLE-3327400VICOR CORPCOM92581510251060849SHSOLE-6084900VIPSHOP HLDGS LTDSPONSORED ADR92763W1031220365000SHPutSOLE-6500000VIPSHOP HLDGS LTDNOTE 1.500% 3/192763WAA158925000000PRNSOLE-500000000VIRTUS TOTAL RETURN FDCOM92829A10314329839SHSOLE-2983900VOLCANO CORPORATIONNOTE 2.875% 9/0928645AA813581350000PRNSOLE-135000000VORNADO RLTY TRSH BEN INT9290421094274000SHSOLE-400000WALTER INVT MGMT CORPNOTE 4.500%11/093317WAA034553731000PRNSOLE-373100000WASHINGTON FED INC*W EXP 11/14/201938824117644104981SHSOLE-10498100WASHINGTON PRIME GROUP INCCOM93964710391148622SHSOLE-4862200WATSCO INCCL B CONV9426221013753671SHSOLE-367100WEBMD HEALTH CORPCOM94770V10276315808SHSOLE-1580800WEIBO CORPSPONSORED ADR94859610128714000SHPutSOLE-1400000WENDYS COCOM95058W1001037121591SHSOLE-12159100WESTERN ASSET CLYM INFL OPPCOM95766R10415312403SHSOLE-1240300WESTERN ASSET EMRG MKT DEBTCOM95766A10133218040SHSOLE-1804000WESTERN ASSET VAR RT STRG FDCOM95766710822612913SHSOLE-1291300WEYERHAEUSER COCOM962166104812382455049SHSOLE-245504900WEYERHAEUSER COCOM962166104248575100SHCallSOLE-7510000WEYERHAEUSER COCOM962166104661141998000SHPutSOLE-199800000WHITEWAVE FOODS COCOM CL A96624410547014528SHSOLE-1452800WHITING PETE CORP NEWCOM96638710212519156000SHCallSOLE-15600000WHITING PETE CORP NEWCOM9663871024826000SHPutSOLE-600000WILLIAMS COS INC DELCOM9694571004928447SHSOLE-844700WINTRUST FINL CORP*W EXP 12/19/20197650W1576793293329SHSOLE-29332900WPX ENERGY INCCOM98212B103122951409SHSOLE-5140900WRIGHT MED GROUP INCCOM98235T1072257156SHSOLE-715600WRIGHT MED GROUP INCRIGHT 03/01/201998235T1158657480SHSOLE-5748000XPO LOGISTICS INCNOTE 4.500%10/0983793AA857893106000PRNSOLE-310600000YAHOO INCCOM98433210650214300SHSOLE-1430000YANDEX N VSHS CLASS AN9728410885223900SHPutSOLE-2390000ZILLOW INCCL A98954A1073002100SHSOLE-210000ZION OIL & GAS INCCOM9896961096229760SHSOLE-2976000ZIONS BANCORPORATION*W EXP 05/22/202989701115261444996573SHSOLE-499657300ZIONS BANCORPORATION*W EXP 11/14/20198970113146421450550SHSOLE-145055000ZOETIS INCCL A98978V1032628131SHSOLE-813100ZWEIG TOTAL RETURN FD INCCOM NEW98983720865045143SHSOLE-4514300ZYNGA INCCL A98986T10820062400SHSOLE-6240000