-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCyYclBvYgU1Hf2RicW+fob1gqaFyQXcRAZf0oulxb/OGiITIS3ww+pCXOaHta5i t9uDkSiZu+/AXWp6hiWVzg== 0000935836-09-001381.txt : 20091103 0000935836-09-001381.hdr.sgml : 20091103 20091103121642 ACCESSION NUMBER: 0000935836-09-001381 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 EFFECTIVENESS DATE: 20091103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSI CAPITAL MANAGEMENT INC/CA CENTRAL INDEX KEY: 0001102907 IRS NUMBER: 942532078 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05255 FILM NUMBER: 091153541 BUSINESS ADDRESS: STREET 1: 445 BUSH ST., 5TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94108-3725 BUSINESS PHONE: 4154210535 MAIL ADDRESS: STREET 1: 445 BUSH ST., 5TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94108-3725 13F-HR 1 csi13f-3rd2009.txt UNITED STATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ; Amendment Number: __ This Amendment (Check only one.) ___ is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CSI Capital Management, Inc. Address: 600 California, 18th Floor San Francisco, CA 94108 Form 13F File Number: 28-05255 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Leland H. Faust Title: Chairman Phone: 415-421-0535 Signature, Place and Date of Signing: Leland H. Faust San Francisco, CA November 1, 2009 [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: 297,616 (X1000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-___________ CSI Equity Fund NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. DISC. OTHER VOTING CLASS X1000 MGR AUTHORITY SOLE 3M COMPANY COM 88579Y101 5787 78416 SH Sole 78416 886 12000 SH Defined 1 12000 ABBOTT LABS COM 002824100 4866 98361 SH Sole 98361 569 11500 SH Defined 1 11500 AFLAC COM 001055102 421 9850 SH Sole 9850 AMGEN COM 031162100 3790 62929 SH Sole 62929 632 10500 SH Defined 1 10500 APPLE COMPUTER COM 037833100 500 2700 SH Sole 2700 AUTOMATED COM 42 300000 SH Sole 300000 BENEFITS(AUT.V, VENT BAXTER INTERNATIONAL COM 071813109 207 3630 SH Sole 3630 BERKSHIRE HATHAWAY CL COM 084670207 236 71 SH Sole 71 B CHEVRONTEXACO COM 166764100 5239 74380 SH Sole 74380 634 9000 SH Defined 1 9000 CISCO SYSTEMS COM 17275R102 6776 287830 SH Sole 287830 918 39000 SH Defined 1 39000 COCA COLA COM 191216100 798 14855 SH Sole 14855 COLGATE PALMOLIVE COM 194162103 1050 13769 SH Sole 13769 CONOCOPHILLIPS COM 20825C104 4025 89132 SH Sole 89132 619 13700 SH Defined 1 13700 COSTCO COM 22160K105 5415 96043 SH Sole 96043 789 14000 SH Defined 1 14000 CYTOGENIX INC COM 232825109 2 241833 SH Sole 241833 DC BRANDS INTL INC COM 5 50000 SH Sole 50000 COM NEW DFA US VECTOR EQUITY COM 233203389 278 32711 SH Sole 32711 DOW JONES DIAMONDS ETF COM 252787106 321 3305 SH Sole 3305 DU PONT COM 263534109 4460 138762 SH Sole 138762 836 26000 SH Defined 1 26000 EMERSON ELEC CO COM 291011104 5632 140531 SH Sole 140531 786 19600 SH Defined 1 19600 ERF WIRELESS INC COM COM 63 190000 SH Sole 190000 EXXON MOBIL COM 30231G102 1147 16714 SH Sole 16714 FEDEX CORP COM 31428X106 5519 73367 SH Sole 73367 903 12000 SH Defined 1 12000 FPL GROUP COM 302571104 4992 90392 SH Sole 90392 690 12500 SH Defined 1 12500 FRANKLIN RESOURCES COM 354613101 558 5545 SH Sole 5545 FUTURE FILMS INC COM COM 36116K100 50 199200 SH Sole 199200 GENERAL ELECTRIC COM 369604103 650 39600 SH Sole 39600 GOOGLE COM 38259P508 651 1313 SH Sole 1313 HONEYWELL COM 438516106 5287 142312 SH Sole 142312 706 19000 SH Defined 1 19000 IBM COM 459200101 402 3360 SH Sole 3360 INTEL CORP COM 458140100 6012 307198 SH Sole 307198 881 45000 SH Defined 1 45000 IPASS INC COM 14 10000 SH Sole 10000 ISHARES DJ REAL ESTATE COM 464287739 1880 44052 SH Sole 44052 ISHARES RUSSELL MIDCAP COM 464287499 307 3927 SH Sole 3927 ISHARES S&P 500 INDEX COM 464287200 427 4026 SH Sole 4026 JOHNSON & JOHNSON COM 478160104 6552 107602 SH Sole 107602 670 11000 SH Defined 1 11000 KIMBERLY CLARK COM 494368103 357 6050 SH Sole 6050 KOPIN CORP COM 500600101 48 10000 SH Sole 10000 KRAFT FOODS COM 50075N104 4341 165237 SH Sole 165237 657 25000 SH Defined 1 25000 LAKES ENTMNT INC COM COM 51206P109 151 45000 SH Sole 45000 LAS VEGAS SANDS CORP COM 517834107 194 11500 SH Sole 11500 COM MERCK COM 589331107 202 6380 SH Sole 6380 MICROSOFT COM 594918104 6314 245500 SH Sole 245500 849 33000 SH Defined 1 33000 MILLWALL HOLDINGS COM 0 200000 SH Sole 200000 NICHOLAS-APPLEGATE CV COM 141 16335 SH Sole 16335 COM NIKE CL B COM 654106103 6083 94019 SH Sole 94019 938 14500 SH Defined 1 14500 OMNICOM GROUP COM 681919106 454 12300 SH Sole 12300 ORACLE COM 68389X105 589 28265 SH Sole 28265 PEPSICO COM 713448108 6733 114774 SH Sole 114774 704 12000 SH Defined 1 12000 PROCTER GAMBLE COM 742718109 6851 118278 SH Sole 118278 695 12000 SH Defined 1 12000 QQQ POWERSHR COM 73935A104 476 11261 SH Sole 11261 QUALCOMM COM 747525103 513 11400 SH Sole 11400 S&P 500 SPDRS LRG CAP COM 78462F103 2742 25971 SH Sole 25971 ETF SCHWAB COM 808513105 374 19515 SH Sole 19515 SILICON GRAPHICS INC COM 827056102 67 10000 SH Sole 10000 STATE STREET COM 857477103 648 12313 SH Sole 12313 STRYKER CORP COM 863667101 4932 108570 SH Sole 108570 681 15000 SH Defined 1 15000 SYSCO COM 871829107 289 11610 SH Sole 11610 TAPCODE HOLDINGS COM 876018995 0 14950 SH Sole 14950 **RESTRICTED TRICO BANCSHARES COM COM 896095106 220 13404 SH Sole 13404 UNITED TECH COM 913017109 5096 83635 SH Sole 83635 823 13500 SH Defined 1 13500 UWINK INC COM COM 91818T107 0 14950 SH Sole 14950 WAL-MART STORES COM 931142103 4660 94923 SH Sole 94923 736 15000 SH Defined 1 15000 WALGREEN CO COM 931422109 1121 29925 SH Sole 29925 WALT DISNEY COM 254687106 5490 199944 SH Sole 199944 865 31500 SH Defined 1 31500 WELLS FARGO & CO COM 949746101 439 15585 SH Sole 15585 WPT ENTERPRISES INC COM 98211W108 21 21554 SH Sole 21554 COM ACTIVISION BLIZZARD COM 00507V109 662 53395 SH Sole 53395 INC ADVANCE AUTO PARTS COM 00751Y106 332 8463 SH Sole 8463 AMERN EAGLE OUTFIT COM 02553E106 451 26750 SH Sole 26750 COPART INC COM 217204106 468 14090 SH Sole 14090 CTRIP INTL ADR COM 22943F100 663 11275 SH Sole 11275 DFA TAX MNG US SMALL COM 266 15202 SH Sole 15202 CAP DFA US SMALL CAP VALUE COM 233203819 238 12463 SH Sole 12463 DICKS SPORTING GOODS COM 253393102 474 21155 SH Sole 21155 FACTSET RESEARCH COM 303075105 428 6460 SH Sole 6460 GAMESTOP CORP COM 36467W109 451 17040 SH Sole 17040 HANSEN NATURAL COM 435 11850 SH Sole 11850 HERCULES TECH GWTH COM 427096508 304 30974 SH Sole 30974 IRON MTN INC COM 462846106 456 17109 SH Sole 17109 ISHARES RUSSELL 2K COM 464287655 1828 30337 SH Sole 30337 ISHARES RUSSELL 2K VAL COM 464287630 241 4271 SH Sole 4271 J2 GLOBAL COMMNCTNS COM 46626E205 310 13458 SH Sole 13458 LANDRYS RESTAURANTS COM 51508L103 163 15530 SH Sole 15530 MARTIN MARIETTA MATL COM 573284106 430 4670 SH Sole 4670 MYRIAD GENETICS COM 62855J104 798 29112 SH Sole 29112 NETGEAR COM 64111Q104 283 15415 SH Sole 15415 PEETS COFFEE COM 705560100 529 18740 SH Sole 18740 PLUM CREEK TIMBER COM 729251108 239 7800 SH Sole 7800 POLYCOM COM 73172K104 426 15920 SH Sole 15920 RED HAT COM 756577102 460 16645 SH Sole 16645 RESOURCES CONNECTION COM 76122q105 231 13530 SH Sole 13530 SILICON IMAGE COM 82705T102 24 10000 SH Sole 10000 SIRIUS XM RADIO INC COM 82967N108 43 68380 SH Sole 68380 COM STERICYCLE INC COM 858912108 550 11355 SH Sole 11355 UNDER ARMOUR COM 904311107 299 10745 SH Sole 10745 VAIL RESORTS COM 91879Q109 458 13660 SH Sole 13660 ABB LTD SPONSORED ADR ADR 000375204 5067 252830 SH Sole 252830 762 38000 SH Defined 1 38000 BASF AG ADR ADR 055262505 5370 101452 SH Sole 101452 900 17000 SH Defined 1 17000 BHP LTD ADR ADR 088606108 6438 97533 SH Sole 97533 924 14000 SH Defined 1 14000 BP PLC SPON ADR ADR 055622104 345 6479 SH Sole 6479 CHINA MOBILE ADR ADR 16941M109 4648 94650 SH Sole 94650 643 13100 SH Defined 1 13100 DFA EMER MKT COREQ ADR 233403421 682 40617 SH Sole 40617 DFA INTL CORE EQTY ADR 233203371 142 14040 SH Sole 14040 DIAGEO PLC ADR ADR 25243Q205 565 9190 SH Sole 9190 EAFE GLOBAL ISHR ADR 464287465 1428 26115 SH Sole 26115 EMERGING MARKET ISHR ADR 464287234 4062 104401 SH Sole 104401 ENCANA ADR 292505104 5516 95755 SH Sole 95755 835 14500 SH Defined 1 14500 EON AG ADR ADR 268780103 4428 104538 SH Sole 104538 868 20500 SH Defined 1 20500 HUTCHISON WHAMPOA ADR 448415208 4531 125520 SH Sole 125520 830 23000 SH Defined 1 23000 ISHARES BRAZIL ADR 464286400 252 3720 SH Sole 3720 ISHARES JAPAN MSCI ADR 464286848 2054 206661 SH Sole 206661 ISHARES S&P EURO 350 ADR 464287861 608 15775 SH Sole 15775 ISHARES XNHUA FTSE ADR 281 6864 SH Sole 6864 KAO CORP ADR ADR 485537302 4038 16285 SH Sole 16285 645 2600 SH Defined 1 2600 NESTLE ADR ADR 641069406 5515 129595 SH Sole 129595 830 19500 SH Defined 1 19500 NOKIA CORP ADR 654902204 4560 311894 SH Sole 311894 658 45000 SH Defined 1 45000 NOVARTIS AG ADR ADR 66987V109 4767 94627 SH Sole 94627 741 14700 SH Defined 1 14700 ROCHE HOLDINGS ADR ADR 771195104 4884 121019 SH Sole 121019 787 19500 SH Defined 1 19500 ROYAL DUTCH SHELL PLC ADR 780259206 4001 69958 SH Sole 69958 715 12500 SH Defined 1 12500 SAP ADR ADR 803054204 5642 115453 SH Sole 115453 831 17000 SH Defined 1 17000 SCHLUMBERGER ADR 806857108 5743 96355 SH Sole 96355 924 15500 SH Defined 1 15500 TOTAL ADR 89151E109 4842 81708 SH Sole 81708 711 12000 SH Defined 1 12000 UNILEVER NV ADR 904784709 4951 171540 SH Sole 171540 866 30000 SH Defined 1 30000 SPDR ETF GOLD TRUST COM 78463V107 14476 146440 SH Sole 146440 (GLD)
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