0001140361-18-022983.txt : 20180511
0001140361-18-022983.hdr.sgml : 20180511
20180511134353
ACCESSION NUMBER: 0001140361-18-022983
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180511
DATE AS OF CHANGE: 20180511
EFFECTIVENESS DATE: 20180511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 18826196
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001097278
XXXXXXXX
03-31-2018
03-31-2018
ADVENT CAPITAL MANAGEMENT /DE/
888 SEVENTH AVENUE, 31ST FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Managing Director and Portfolio Manager
212-482-1606
/s/ Paul L Latronica
New York
NY
05-07-2018
2
274
5093200
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001692234
028-17598
Russell Investments Group, Ltd.
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46674000
0
0
VERINT SYSTEMS INC
CONV
92343XAA8
62159
63635000
PRN
SOLE
63635000
0
0
VIAVI SOLUTIONS INC
CONV
925550AB1
35946
35352000
PRN
SOLE
35352000
0
0
WEATHERFORD BERMUDA
CONV
947075AH0
52128
57988000
PRN
SOLE
57988000
0
0
WEB.COM GROUP INC
CONV
94733AAA2
714
721000
PRN
SOLE
721000
0
0
ANTHEM INC
CONV
94973VBG1
46022
15251000
PRN
SOLE
15251000
0
0
WHITING PETROLEUM CORP
CONV
966387AL6
44297
46956000
PRN
SOLE
46956000
0
0
WORKDAY INC
CONV
98138HAC5
370
320000
PRN
SOLE
320000
0
0
WRIGHT MEDICAL GROUP INC
CONV
98235TAE7
83614
83768000
PRN
SOLE
83768000
0
0
ALTABA INC
CONV
984332AF3
132133
94280000
PRN
SOLE
94280000
0
0
QIAGEN NV
CONV
N72482AA5
15336
13000000
PRN
SOLE
13000000
0
0
ANADARKO PETROLEUM CORP
CONV PFD
032511404
5499
184484
SH
SOLE
184484
0
0
ANTHEM INC
CONV PFD
036752202
25252
469826
SH
SOLE
469826
0
0
BANK OF AMERICA CORP
CONV PFD
060505682
62068
48377
SH
SOLE
48377
0
0
BECTON DICKINSON AND CO
CONV PFD
075887208
44638
767587
SH
SOLE
767587
0
0
SEMPRA ENERGY
CONV PFD
816851406
5229
51194
SH
SOLE
51194
0
0
STANLEY BLACK & DECKER I
CONV PFD
854502887
56427
490198
SH
SOLE
490198
0
0
WELLS FARGO & COMPANY
CONV PFD
949746804
78601
61527
SH
SOLE
61527
0
0
ASSURANT INC
CONV PFD
04621X207
34596
333100
SH
SOLE
333100
0
0
CROWN CASTLE INTL CORP
CONV PFD
22822V309
37223
33373
SH
SOLE
33373
0
0
DOMINION ENERGY INC
CONV PFD
25746U836
25803
556535
SH
SOLE
556535
0
0
HESS CORP
CONV PFD
42809H404
17083
285908
SH
SOLE
285908
0
0
NY COMMUNITY CAP TRUST V
CONV PFD
64944P307
17686
354679
SH
SOLE
354679
0
0
NEXTERA ENERGY INC
CONV PFD
65339F820
42952
743150
SH
SOLE
743150
0
0
NEXTERA ENERGY INC
CONV PFD
65339F846
7849
107771
SH
SOLE
107771
0
0
WPX ENERGY INC
CONV PFD
98212B202
12739
201044
SH
SOLE
201044
0
0
ALTABA INC
COM
021346101
189
2550
SH
SOLE
2550
0
0
AMGEN INC
COM
031162100
5250
30798
SH
SOLE
30798
0
0
BANK OF AMERICA CORP
COM
060505104
2549
85000
SH
SOLE
85000
0
0
BECTON DICKINSON AND CO
COM
075887109
867
4000
SH
SOLE
4000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1012
16000
SH
SOLE
16000
0
0
CAESARS ENTERTAINMENT CORP
COM
127686103
471
41831
SH
SOLE
41831
0
0
CATERPILLAR INC
COM
149123101
8902
60400
SH
SOLE
60400
0
0
CIENA CORP
COM
171779309
1295
50000
SH
SOLE
50000
0
0
CITIGROUP INC
COM
172967424
743
11000
SH
SOLE
11000
0
0
COMERICA INC
COM
200340107
2379
24800
SH
SOLE
24800
0
0
CUMMINS INC
COM
231021106
6322
39000
SH
SOLE
39000
0
0
FORD MOTOR CO
COM
345370860
7867
710000
SH
SOLE
710000
0
0
GILEAD SCIENCES INC
COM
375558103
5277
70000
SH
SOLE
70000
0
0
HAIN CELESTIAL GROUP INC/THE
COM
405217100
305
9500
SH
SOLE
9500
0
0
INSMED INC
COM
457669307
1
50
SH
SOLE
50
0
0
INTEL CORP
COM
458140100
729
14000
SH
SOLE
14000
0
0
KLA-TENCOR CORP
COM
482480100
5231
47984
SH
SOLE
47984
0
0
LOWE'S COS INC
COM
548661107
7108
81000
SH
SOLE
81000
0
0
WILLIAM LYON HOMES
COM
552074700
1100
40000
SH
SOLE
40000
0
0
MARINEMAX INC
COM
567908108
486
25000
SH
SOLE
25000
0
0
MORGAN STANLEY
COM
617446448
540
10000
SH
SOLE
10000
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
4092
63000
SH
SOLE
63000
0
0
PFIZER INC
COM
717081103
177
5000
SH
SOLE
5000
0
0
TPG PACE ENERGY HOLDINGS CORP
COM
872656202
3198
300000
SH
SOLE
300000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
6233
60000
SH
SOLE
60000
0
0
TIME WARNER INC
COM
887317303
915
9670
SH
SOLE
9670
0
0
US BANCORP
COM
902973304
6060
120000
SH
SOLE
120000
0
0
UNITED PARCEL SERVICE INC
COM
911312106
11511
109980
SH
SOLE
109980
0
0
UNITED RENTALS INC
COM
911363109
8896
51500
SH
SOLE
51500
0
0
WALMART INC
COM
931142103
5783
65000
SH
SOLE
65000
0
0
NAVISTAR INTERNATIONAL CORP
COM
63934E108
525
15000
SH
SOLE
15000
0
0
ABBVIE INC
COM
00287Y109
568
6000
SH
SOLE
6000
0
0
AIR LEASE CORP
COM
00912X302
469
11000
SH
SOLE
11000
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
364
7000
SH
SOLE
7000
0
0
CENTENE CORP
COM
15135B101
1379
12900
SH
SOLE
12900
0
0
CISCO SYSTEMS INC
COM
17275R102
2273
53000
SH
SOLE
53000
0
0
DOMINION ENERGY INC
COM
25746U109
1585
23500
SH
SOLE
23500
0
0
FACEBOOK INC
COM
30303M102
959
6000
SH
SOLE
6000
0
0
FEDEX CORP
COM
31428X106
2161
9000
SH
SOLE
9000
0
0
FNF GROUP
COM
31620R303
2201
55000
SH
SOLE
55000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
224
10000
SH
SOLE
10000
0
0
GENERAL MOTORS CO
COM
37045V100
6178
170000
SH
SOLE
170000
0
0
GOLDMAN SACHS GROUP INC/THE
COM
38141G104
5793
23000
SH
SOLE
23000
0
0
INCYTE CORP
COM
45337C102
417
5000
SH
SOLE
5000
0
0
LGI HOMES INC
COM
50187T106
289
4100
SH
SOLE
4100
0
0
LENDINGTREE INC
COM
52603B107
3629
11060
SH
SOLE
11060
0
0
M&T BANK CORP
COM
55261F104
3457
18750
SH
SOLE
18750
0
0
MERCK & CO INC
COM
58933Y105
6046
111000
SH
SOLE
111000
0
0
NEVRO CORP
COM
64157F103
1213
14000
SH
SOLE
14000
0
0
SPDR GOLD SHARES
COM
78463V107
1887
15000
SH
SOLE
15000
0
0
SANTANDER CONSUMER USA HOLDING
COM
80283M101
293
18000
SH
SOLE
18000
0
0
FINANCIAL SELECT SECTOR SPDR F
COM
81369Y605
689
25000
SH
SOLE
25000
0
0
SYNCHRONY FINANCIAL
COM
87165B103
3481
103810
SH
SOLE
103810
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5021
105000
SH
SOLE
105000
0
0
VERINT SYSTEMS INC
COM
92343X100
852
20000
SH
SOLE
20000
0
0
BUNGE LTD
COM
G16962105
7305
98800
SH
SOLE
98800
0
0
LAZARD LTD
COM
G54050102
3942
75000
SH
SOLE
75000
0
0
LYONDELLBASELL INDUSTRIES NV
COM
N53745100
1057
10000
SH
SOLE
10000
0
0
NORWEGIAN CRUISE LINE HOLDINGS
COM
G66721104
795
15000
SH
SOLE
15000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
6829
58000
SH
SOLE
58000
0
0
ALIBABA GROUP HOLDING LTD
OPT
01609W952
64
150
SH
Put
SOLE
150
0
0
BUNGE LTD
OPT
G16962955
6
100
SH
Put
SOLE
100
0
0
BUNGE LTD
OPT
G16962955
33
410
SH
Put
SOLE
410
0
0
CIENA CORP
OPT
171779909
14
300
SH
Call
SOLE
300
0
0
COMERICA INC
OPT
200340957
10
100
SH
Put
SOLE
100
0
0
COMERICA INC
OPT
200340957
16
100
SH
Put
SOLE
100
0
0
DEPOMED INC
OPT
249908954
33
1000
SH
Put
SOLE
1000
0
0
DISH NETWORK CORP
OPT
25470M959
28
100
SH
Put
SOLE
100
0
0
ETSY INC
OPT
29786A956
6
200
SH
Put
SOLE
200
0
0
FIRST AMERICAN FINANCIAL CORP
OPT
31847R902
41
325
SH
Call
SOLE
325
0
0
FIREEYE INC
OPT
31816Q901
13
750
SH
Call
SOLE
750
0
0
HOME DEPOT INC/THE
OPT
437076902
8
200
SH
Call
SOLE
200
0
0
ISHARES RUSSELL 2000 ETF
OPT
464287955
31
400
SH
Put
SOLE
400
0
0
SPDR S&P REGIONAL BANKING ETF
OPT
78464A958
69
1000
SH
Put
SOLE
1000
0
0
M&T BANK CORP
OPT
55261F954
17
100
SH
Put
SOLE
100
0
0
NAVISTAR INTERNATIONAL CORP
OPT
63934E958
62
600
SH
Put
SOLE
600
0
0
NORWEGIAN CRUISE LINE HOLDINGS
OPT
G66721954
17
150
SH
Put
SOLE
150
0
0
NUTANIX INC
OPT
67059N958
22
200
SH
Put
SOLE
200
0
0
INSULET CORP
OPT
45784P951
31
300
SH
Put
SOLE
300
0
0
SANTANDER CONSUMER USA HOLDING
OPT
80283M901
10
150
SH
Call
SOLE
150
0
0
JM SMUCKER CO/THE
OPT
832696905
22
100
SH
Call
SOLE
100
0
0
SPDR S&P 500 ETF TRUST
OPT
78462F953
31
200
SH
Put
SOLE
200
0
0
SPDR S&P 500 ETF TRUST
OPT
78462F953
25
100
SH
Put
SOLE
100
0
0
LENDINGTREE INC
OPT
52603B907
30
100
SH
Call
SOLE
100
0
0
US BANCORP
OPT
902973904
13
500
SH
Call
SOLE
500
0
0
WORKDAY INC
OPT
98138H951
51
200
SH
Put
SOLE
200
0
0
WALMART INC
OPT
931142903
12
250
SH
Call
SOLE
250
0
0