SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Tay Julie

(Last)

(First)

(Middle)

ALIGN TECHNOLOGY, INC.

2560 ORCHARD PARKWAY

(Street)

SAN JOSE

95131

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/22/2015

3. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, Asia Pacific

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,500	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	⁽¹⁾	⁽¹⁾	Common Stock	6,000	$0.0001⁽²⁾	D
Restricted Stock Unit	⁽³⁾	⁽³⁾	Common Stock	3,750	$0.0001⁽²⁾	D
Restricted Stock Unit	⁽⁴⁾	⁽⁴⁾	Common Stock	3,370	$0.0001⁽²⁾	D
Restricted Stock Unit	⁽⁵⁾	⁽⁵⁾	Common Stock	5,260	$0.0001⁽²⁾	D
Restricted Stock Unit	⁽⁶⁾	⁽⁶⁾	Common Stock	5,920	$0.0001⁽²⁾	D

Explanation of Responses:

1. 1/4th of restricted stock unit granted on April 1, 2013 becomes vested and exercisable annually on the anniversary of the grant date, provided that reporting person is a service provider to the Company on each vest date. Vested shares are delivered to reporting on each vest date.

2. Represents par value of ALGN common stock.

3. 1/4th of the restricted stock unit granted on November 20, 2013 becomes vested and exercisable annually on the anniversary of the grant date, provided the reporting person is a service provider to the Company on each vest date. Vested shares are delivered to reporting person on each vest date.

4. 1/4th of the restricted stock unit granted on February 20, 2014 becomes vested and exercisable annually on the anniversary of the grant date, provided that reporting person is a service provider to the Company on each vest date. Vested shares are delivered to the reporting person on each vest date.

5. 1/3rd of the restricted stock unit granted on February 20, 2014 became vested and exercisable on the second anniversary of the grant date and 2/3rd of the restricted stock unit will vest on the third anniversary of the grant date, provided that reporting person is a service provider to the Company on each vest date. Vested shares are delivered to reporting person on each vest date.

6. 1/4th of the restricted stock unit granted on February 20, 2015 will vest and become exercisable annually on the anniversary of the grant date, provided that reporting person is a service provider to the Company on each vest date. Vested shares will be delivered to reporting person on each vest date.

	Roger E. George Atty-in-Fact for Julie Tay	07/31/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.