SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
OHCMP ALIGN LP

(Last) (First) (Middle)
201 MAIN ST STE 3100

(Street)
FORT WORTH TX 76102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See (1), (2), (3), (4) Below
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 per share 07/14/2003 J(4) 286,365 D $0.00 0 D(1)(2)(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
OHCMP ALIGN LP

(Last) (First) (Middle)
201 MAIN ST STE 3100

(Street)
FORT WORTH TX 76102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See (1), (2), (3), (4) Below
1. Name and Address of Reporting Person*
OAK HILL CAPITAL MANAGEMENT PARTNERS LP

(Last) (First) (Middle)
C/O PAUL WEISS RIFKIND WHARTON & GARRISO
1285 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10019-6064

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See (1), (2), (3) Below
1. Name and Address of Reporting Person*
OHCP GENPAR LP

(Last) (First) (Middle)
C/O PAUL WEISS RIFKIND WHARTON & GARRISO
1285 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10019-6064

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See (1), (2), (3) Below
1. Name and Address of Reporting Person*
OHCP MGP LLC

(Last) (First) (Middle)
C/O PAUL WEISS RIFKIND WHARTON & GARRISO
1285 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10019-6064

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See (1), (2), (3) Below
Explanation of Responses:
1. The Reporting Persons may be deemed to be a member of a Section 13(d) "group" that formerly owned more than 10% of the Issuer's outstanding Common Stock. However, the Reporting Persons disclaim such group membership and this report shall not be deemed an admission that any Reporting Person is a member of a Section 13(d) group that owns or owned more than 10% of the Issuer's outstanding Common Stock for purposes of Section 16 or for any other purpose.
2. OHCP MGP, L.L.C. ("OHCP MGP") is the general partner of OHCP GenPar, L.P. ("OHCP GenPar"), which is the general partner of Oak Hill Capital Management Partners, L.P. ("Oak Hill Capital Management Partners"). Oak Hill Capital Management Partners is the general partner of OHCMP Align, L.P. ("OHCMP Align"), which is the direct beneficial owner of the securities reported herein.
3. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, each of OHCP MGP, OHCP GenPar and Oak Hill Capital Management Partners may be deemed to be the beneficial owner of the securities beneficially owned by OHCMP Align only to the extent of the greater of its respective direct or indirect interest in the profits or capital account of OHCMP Align. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that OHCP MGP, OHCP GenPar or Oak Hill Capital Management Partners is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities owned by OHCMP Align in excess of such amount.
4. In connection with its dissolution, OHCMP Align distributed all of its shares of the Issuer's Common Stock to its general partners.
Remarks:
(a) OHCMP Align, L.P. By: Oak Hill Capital Management Partners,L.P.,general partner By: OHCP GenPar,L.P.,general partner By: OHCP MGP LLC,general partner By: Kevin G.Levy,Vice President (b) Oak Hill Capital Management Partners,L.P. By: OHCP GenPar,L.P. By: OHCP MGP LLC By: Kevin G.Levy,Vice President (c) OHCP GenPar,L.P. By: OHCP MGP LLC By: Kevin G.Levy,Vice President (d) OHCP MGP,L.L.C. By: Kevin G.Levy,Vice President
Kevin G. Levy, OHCMP Align, L.P. (a) 08/18/2003
Kevin G. Levy, Oak Hill Capital Management Partners, L.P. (b) 08/18/2003
Kevin G. Levy, OHCP GenPar, L.P. (c) 08/18/2003
Kevin G. Levy, OHCP MGP, L.L.C. (d) 08/18/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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