8-K 1 tm1920489d1_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)   October 18, 2019 

 

MUTUALFIRST FINANCIAL, INC.

 

(Exact name of registrant as specified in its charter)

 

Maryland   000-27905   35-2085640

(State or other jurisdiction

of incorporation)

  (Commission File No.)  

(IRS Employer

Identification No.)

 

110 E. Charles Street, Muncie, Indiana   47305-2419
(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (765) 747-2800

 

 

 

Not Applicable

 

(Former name or former address, if changed since last report)

        

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Title of each Class

Trading

Symbol(s)

Name of each exchange on

which registered

Common Stock MFSF The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On October 18, 2019, MutualFirst Financial, Inc. (the “Company”) issued a press release announcing the sudden passing of Patrick Botts, the President of its wholly owned subsidiary, MutualBank and a director of both the Company and MutualBank. A copy of the press release is filed as Exhibit 99.1 hereto and incorporated herein by reference.

 

Effective October 16, 2019, as a result of Mr. Bott’s passing, the board of directors of MutualBank appointed David W. Heeter, the current President and Chief Executive Officer of the Company and current Chief Executive Officer of MutualBank to the position of President and Chief Executive Officer of MutualBank.

 

Mr. Heeter is currently a director of the Company and MutualBank. As a result of the vacancy on the board of directors of the Company and Mutual Bank that was created by Mr. Botts passing, effective October 16, 2019 the board of directors of the Company and MutualBank also reduced the size of their respective boards to twelve members.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits

 

Exhibit No.

 

Description

99.1   Press Release Dated October 18, 2019.

 

 

 

  

SIGNATURES

 

       Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.


  MUTUALFIRST FINANCIAL, INC.  
       
Date: October 18, 2019 By: /s/ David W. Heeter    
    David W. Heeter  
    President and Chief Executive Officer  

 

 

 

 

EXHIBIT INDEX

 

 

 

Exhibit Number 

 

Description

99.1   Press Release, dated October 18, 2019