FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/30/2008 |
3. Issuer Name and Ticker or Trading Symbol
HARRIS INTERACTIVE INC [ HPOL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 7,605(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options | 04/13/2006(2) | 04/12/2015 | Common Stock | 35,000 | $4.37 | D | |
Employee Stock Options | 05/24/2006(3) | 05/23/2015 | Common Stock | 45,000 | $4.39 | D | |
Employee Stock Options | 08/31/2008(4) | 08/30/2017 | Common Stock | 12,000 | $4.31 | D |
Explanation of Responses: |
1. Includes 4,000 shares of restricted stock, granted on August 31, 2007. Shares are 25% vested on the one-year anniversary of the grant date and vest 25% on that same date each year over the remaining three years. Also includes 1,669 shares acquired through the Company's Employee Stock Purchase Plan and 1,936 shares acquired through the Company's 401(k) Plan matching contribution, per the March 31, 2008 Plan statements. |
2. Options were granted on April 13, 2005 and were 25% vested on the one year anniversary of the grant date, with the balance vesting 1/48 per month over the remaining 36 months. |
3. Options were granted on May 24, 2005 and were 25% vested on the one year anniversary of the grant date, with the balance vesting 1/48 per month over the remaining 36 months. |
4. Options were granted on August 31, 2007 and were 25% vested on the one year anniversary of the grant date, with the balance vesting 1/48 per month over the remaining 36 months. |
Remarks: |
Michael T. Burns as Attorney-in-Fact for Stephan Sigaud | 05/14/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |