-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IvwrjPQ2Iguanbrc//P4N6k6/6WYrLCg7LuJbxhPy8s1UCCbhipxN7VahvQXlSEO 8tfuAJCYrpdkO9pG86VcAg== 0001177254-09-000024.txt : 20090324 0001177254-09-000024.hdr.sgml : 20090324 20090324162203 ACCESSION NUMBER: 0001177254-09-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090320 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN COMMERCIAL LINES INC. CENTRAL INDEX KEY: 0001324479 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 753177794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1701 E. MARKET STREET CITY: JEFFERSONVILLE STATE: IN ZIP: 47130 BUSINESS PHONE: (812) 288-0363 MAIL ADDRESS: STREET 1: 1701 E. MARKET STREET CITY: JEFFERSONVILLE STATE: IN ZIP: 47130 FORMER COMPANY: FORMER CONFORMED NAME: American Commercial Lines Inc. DATE OF NAME CHANGE: 20050421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREAT AMERICAN MANAGEMENT & INVESTMENT INC CENTRAL INDEX KEY: 0000043287 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701613 BUSINESS ADDRESS: STREET 1: 2 N RIVERSIDE PLZ STREET 2: STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-466-3281 MAIL ADDRESS: STREET 1: 2 N RIVERSIDE PLAZA STREET 2: STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER NAME: FORMER CONFORMED NAME: GREAT AMERICAN MORTGAGE INVESTORS DATE OF NAME CHANGE: 19751123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZ INVESTMENTS LLC CENTRAL INDEX KEY: 0001093566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701610 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124541800 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAMI INVESTMENTS INC CENTRAL INDEX KEY: 0001162120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701614 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-454-0100 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGI-Managing Member (01), L.L.C. CENTRAL INDEX KEY: 0001333591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701611 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-454-0100 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GVI Holdings, Inc. CENTRAL INDEX KEY: 0001339055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701615 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-454-0100 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HY I Investments, L.L.C. CENTRAL INDEX KEY: 0001339056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701612 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-454-0100 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGI-Fund (08-10) Investors, L.L.C. CENTRAL INDEX KEY: 0001399359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701608 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-466-3281 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAI TRUST CO LLC CENTRAL INDEX KEY: 0001250731 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701609 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124663281 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EGI-Fund (05-07) Investors, L.L.C. CENTRAL INDEX KEY: 0001315202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51562 FILM NUMBER: 09701616 BUSINESS ADDRESS: STREET 1: 2 NORTH RIVERSIDE PLAZA, SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124663281 MAIL ADDRESS: STREET 1: 2 NORTH RIVERSIDE PLAZA, SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 form4amercommer_ex.xml X0303 4 2009-03-20 0 0001324479 AMERICAN COMMERCIAL LINES INC. ACLI 0001339055 GVI Holdings, Inc. TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 0001162120 GAMI INVESTMENTS INC TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 0000043287 GREAT AMERICAN MANAGEMENT & INVESTMENT INC 2 N RIVERSIDE PLAZA STE 600 CHICAGO IL 60606 0 0 1 0 0001339056 HY I Investments, L.L.C. TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 0001333591 EGI-Managing Member (01), L.L.C. TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 0001315202 EGI-Fund (05-07) Investors, L.L.C. 2 NORTH RIVERSIDE PLAZA, SUITE 600 CHICAGO IL 60606 0 0 1 0 0001093566 SZ INVESTMENTS LLC TWO NORTH RIVERSIDE PLAZA CHICAGO IL 60606 0 0 1 0 0001250731 CHAI TRUST CO LLC TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 0001399359 EGI-Fund (08-10) Investors, L.L.C. TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO IL 60606 0 0 1 0 Common Stock 2009-03-20 4 J 0 27762 0 A 1762146 D Common Stock 1375000 D Common Stock 1573130 D Common Stock 5317084 D Common Stock 139530 D Common Stock 2771018 D These shares are owned by HY I Investments, L.L.C. ("HYI"), the managing member of which is EGI-Managing Member (01), L.L.C. ("MM 01"). The managing member of MM 01 is SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC ("Chai"), of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are owned by EGI-Fund (08-10) Investors, L.L.C., the managing member of which is SZ I. These shares are owned by EGI-Fund (05-07) Investors, L.L.C., the managing member of which is SZI. These shares are owned by GVI Holdings, Inc. ("GVI"), which is indirectly owned by the Trusts and Samuel Zell Revocable Trust, a trust established for the benefit of Samuel Zell ("SZRT"). Samuel Zell is the trustee of SZRT; he disclaims beneficial ownership of the shares beneficially owned by GVI, except to the extent of his pecuinary interest therein. These shares are owned by GAMI Investments, Inc. ("GAMI"), which is indirectly owned by the Trusts and SZRT. Samuel Zell is the trustee of SZRT; he disclaims beneficial ownership of the shares beneficially owned by GAMI, except to the extent of his pecuinary interest therein. These shares are owned by SZI. HYI was a holder of both Senior Notes and Subordinated Notes of the Issuer's predecessor (the "Predecessor") at the time of the effectiveness of the Predecessor's plan of reorganization (the "Plan") under Chapter 11 of the U.S. Bankruptcy Code on December 30, 2004. Under the Plan, certain shares of Common Stock otherwise issuable to holders of Senior Notes were retained by the Issuer (the "Holdback Shares") to be delivered to the holders of Subordinated Notes upon exercise of warrants granted to them (the "Warrants") with an expiration date of January 12, 2009. FN7 cont'd - refer to FN8. Any Holdback Shares remaining as a result of the expiration of unexercised Warrants were to be delivered to the holders of the Senior Notes pro rata based on their respective holdings of Senior Notes. On March 20, 2009, HYI was informed by the Issuer that it had determined that, as a former holder of Senior Notes of the Predecessor, HYI will receive 27,762 shares of Common Stock from the Issuer, for no additional consideration, as a result of the expiration of the unexercised Plan Warrants and the distribution of the remaining Holdback Shares. Additional signatures are described on an exhibit to this Form 4. Philip G. Tinkler, Vice President of each of the Reporting Persons excluding Chai Trust Company, LLC 2009-03-24 James G. Bunegar, Vice President of Chai Trust Company, LLC 2009-03-24 EX-99 2 amercommerexh99.htm EXH99

Form 4 Joint Filer Information

Name: GVI Holdings, Inc.
Name: GAMI Investments, Inc.
Name: Great American Management & Investment, Inc.
Name: HY I Investments, L.L.C.
Name: EGI-Managing Member (01), L.L.C.

Name: EGI-Fund (05-07) Investors, L.L.C.

Name: EGI-Fund (08-10) Investors, L.L.C.

Name: SZ Investments, L.L.C.
Name: Chai Trust Company, LLC

Address for each:

Two North Riverside Plaza, Suite 600
Chicago, Illinois 60606

Designated Filer:

GVI Holdings, Inc.

Issuer and Ticker Symbol:

American Commercial Lines Inc. (ACLI)

Date of Event Requiring Statement:

March 20, 2009

GVI HOLDINGS, INC.
GAMI INVESTMENTS, INC.
GREAT AMERICAN MANAGEMENT & INVESTMENT, INC.
HY I INVESTMENTS, L.L.C.
EGI-MANAGING MEMBER (01), L.L.C.
EGI-FUND (05-07) INVESTORS, L.L.C.

EGI-FUND (08-10) INVESTORS, L.L.C.
SZ INVESTMENTS, L.L.C.

Each by: /s/ PHILIP G. TINKLER
-------------------------------------
Name: Philip G. Tinkler
Title: Vice President

CHAI TRUST COMPANY, LLC

By: /s/ JAMES G. BUNEGAR
-------------------------------------
Name: James G. Bunegar

Title: Vice President

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