Senior Vice President

0001089710-21-000002.txt : 20210212 0001089710-21-000002.hdr.sgml : 20210212 20210212135438 ACCESSION NUMBER: 0001089710-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY CENTRAL INDEX KEY: 0001089710 IRS NUMBER: 132932679 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06537 FILM NUMBER: 21625426 BUSINESS ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON ST. SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2019851111 MAIL ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON ST. SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001089710 XXXXXXXX 12-31-2020 12-31-2020 ROANOKE ASSET MANAGEMENT CORP/ NY

HARBORSIDE 5 185 HUDSON ST. SUITE 1640 JERSEY CITY NJ 07311

13F HOLDINGS REPORT 028-06537 N Adele Weisman Senior Vice President 2019851111 Adele S. Weisman Jersey City NJ 02-12-2021 0 97 211264 false INFORMATION TABLE 2 inftable_12-31-20.xml 8X8 INC COM 282914100 293 8500 SH SOLE 8500 0 0 ABBOTT LABORATORIES COM 002824100 4584 41870 SH SOLE 41470 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3796 40880 SH SOLE 40880 0 0 ALARM.COM HOLDINGS INC COM 011642105 1523 14720 SH SOLE 14720 0 0 AMAZON.COM INC COM 023135106 4612 1416 SH SOLE 1416 0 0 AMERICAN ELECTRIC POWER COM 025537101 268 3215 SH SOLE 3215 0 0 AMGEN INC COM 031162100 2240 9743 SH SOLE 9743 0 0 APPLE INC COM 037833100 2659 20038 SH SOLE 20038 0 0 APPLIED MATERIALS INC COM 038222105 6122 70935 SH SOLE 70935 0 0 ATT INC COM 00206R102 975 33897 SH SOLE 33897 0 0 ATLAS SPINE INC. COM 011111111 50 25000 SH SOLE 25000 0 0 AUTOMATIC DATA PROCESSING COM 053015103 679 3855 SH SOLE 3855 0 0 BANK OF AMERICA CORP COM 060505104 4726 155928 SH SOLE 155928 0 0 BOEING CO/THE COM 097023105 5407 25261 SH SOLE 24911 0 0 BOTTOMLINE TECHNOLOGIES (DE) COM 101388106 1329 25208 SH SOLE 25208 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2661 42905 SH SOLE 42205 0 0 CANADIAN NATURAL RESOURCES COM 136385101 1018 42315 SH SOLE 42315 0 0 CHEVRON CORP COM 166764100 426 5049 SH SOLE 5049 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 673 485 SH SOLE 485 0 0 CISCO SYSTEMS INC COM 17275R102 2436 54433 SH SOLE 52933 0 0 CITIGROUP INC COM 172967424 2959 47994 SH SOLE 47094 0 0 COCA-COLA CO/THE COM 191216100 3117 56841 SH SOLE 56841 0 0 CONSTELLATION BRANDS INC COM 21036p108 537 2450 SH SOLE 2450 0 0 CVS HEALTH CORP COM 126650100 2122 31072 SH SOLE 30472 0 0 DANAHER CORP COM 235851102 4022 18104 SH SOLE 17032 0 0 DARDEN RESTAURANTS INC COM 237194105 563 4730 SH SOLE 4730 0 0 DEXCOM INC COM 252131107 288 780 SH SOLE 780 0 0 ELI LILLY CO COM 532457108 2869 16994 SH SOLE 16994 0 0 EMERSON ELECTRIC CO COM 291011104 2010 25008 SH SOLE 25008 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 908 46349 SH SOLE 44849 0 0 EOG RESOURCES INC COM 26875P101 768 15393 SH SOLE 15393 0 0 EXXON MOBIL CORP COM 30231G102 294 7139 SH SOLE 7139 0 0 FACEBOOK INC-CLASS A COM 30303M102 5781 21162 SH SOLE 21162 0 0 FIVE9 INC COM 338307101 279 1600 SH SOLE 1600 0 0 FORTIVE CORP COM 34959J108 1611 22745 SH SOLE 22209 0 0 GELTECH SOLUTIONS INC COM 368537106 0 14000 SH SOLE 14000 0 0 GENERAL MILLS INC COM 370334104 332 5650 SH SOLE 5650 0 0 GILEAD SCIENCES INC COM 375558103 2165 37156 SH SOLE 36081 0 0 GLAXOSMITHKLINE PLC-SPON ADR COM 37733W105 1455 39535 SH SOLE 39535 0 0 HEXCEL CORP COM 428291108 3280 67642 SH SOLE 66042 0 0 HOME DEPOT INC COM 437076102 7946 29915 SH SOLE 29201 0 0 HUMANA INC COM 444859102 1210 2950 SH SOLE 2950 0 0 INTEL CORP COM 458140100 902 18109 SH SOLE 18109 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 604 4795 SH SOLE 4795 0 0 ISHARES RUSSELL 2000 GROWTH ET COM 464287648 241 839 SH SOLE 839 0 0 JOHNSON JOHNSON COM 478160104 630 4000 SH SOLE 4000 0 0 JPMORGAN CHASE CO COM 46625H100 2532 19926 SH SOLE 18876 0 0 LAM RESEARCH CORP COM 512807108 2966 6280 SH SOLE 6280 0 0 LANTRONIX INC COM 516548203 466 105000 SH SOLE 105000 0 0 LIVEPERSON INC COM 538146101 3006 48300 SH SOLE 48300 0 0 MASTERCARD INC - A COM 57636Q104 19827 55547 SH SOLE 55547 0 0 MCDONALDS CORP COM 580135101 1056 4923 SH SOLE 4923 0 0 MCKESSON CORP COM 58155q103 1052 6050 SH SOLE 6050 0 0 MICROSOFT CORP COM 594918104 6320 28414 SH SOLE 28414 0 0 MID-AMERICA APARTMENT COMMUNIT COM 59522j103 410 3235 SH SOLE 3235 0 0 MOODYS CORP COM 615369105 280 966 SH SOLE 966 0 0 MORGAN STANLEY COM 617446448 2244 32743 SH SOLE 32743 0 0 NEXTERA ENERGY INC COM 65339F101 1611 20880 SH SOLE 20880 0 0 NUCOR CORP COM 670346105 611 11485 SH SOLE 11485 0 0 OLLIE'S BARGAIN OUTLET COM 681116109 1717 21000 SH SOLE 21000 0 0 OPTION CARE HEALTH INC COM 68404l201 1669 106745 SH SOLE 104245 0 0 ORACLE CORP COM 68389X105 2418 37378 SH SOLE 35378 0 0 PAYPAL HOLDINGS INC COM 70450Y103 12030 51365 SH SOLE 50165 0 0 PIONEER NATURAL RESOURCES COMP COM 723787107 1018 8938 SH SOLE 8938 0 0 PROSHARES TRUST ULTRA FINANCIA COM 74347x633 569 13440 SH SOLE 13440 0 0 PROSHARES ULTRA QQQ COM 74347r206 2763 24000 SH SOLE 24000 0 0 QUALCOMM INC COM 747525103 7916 51960 SH SOLE 51360 0 0 RAINMAKER SYSTEMS COM NEW COM 750875304 0 151100 SH SOLE 151100 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 2222 29750 SH SOLE 29450 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3305 21615 SH SOLE 21615 0 0 SPDR GOLD TR GOLD SHS COM 78463v107 850 4765 SH SOLE 4765 0 0 SPDR S P 500 ETF TRUST COM 78462f103 288 770 SH SOLE 770 0 0 STARBUCKS CORP COM 855244109 6738 62986 SH SOLE 62486 0 0 TARGET CORP COM 87612E106 440 2495 SH SOLE 2495 0 0 TEXAS INSTRUMENTS INC COM 882508104 4191 25537 SH SOLE 24537 0 0 TRANSWITCH CORP COM COM 894065309 0 97836 SH SOLE 97836 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2323 6625 SH SOLE 6625 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 559 9510 SH SOLE 9510 0 0 VF CORP COM 918204108 825 9665 SH SOLE 9665 0 0 VISA INC-CLASS A SHARES COM 92826C839 335 1530 SH SOLE 1530 0 0 VONTIER CORP COM 928881101 237 7094 SH SOLE 6880 0 0 WALT DISNEY CO/THE COM 254687106 5732 31638 SH SOLE 31238 0 0 WASTE MANAGEMENT INC COM 94106L109 1032 8751 SH SOLE 8751 0 0 WILLIAMS COS INC COM 969457100 1501 74847 SH SOLE 74847 0 0 XILINX INC COM 983919101 8183 57721 SH SOLE 56221 0 0 YOUNG AUST MINES LTD COM 9a4qhq938 0 17700 SH SOLE 17700 0 0 ATT INC 4.75 PREF STOCK SER PFD 00206r706 656 24500 SH SOLE 24500 0 0 BANK OF AMERICA NON CUM PREF 6 PFD 060505229 445 16000 SH SOLE 16000 0 0 CAPITAL ONE PAR PREF 4.80 SER PFD 14040h782 741 28500 SH SOLE 28500 0 0 GOLDMAN SACHS NON CUM PFD 6.37 PFD 38148b108 438 15000 SH SOLE 15000 0 0 JP MORGAN CHASE CO 6.10 NCU PFD 48127x542 1063 41300 SH SOLE 41300 0 0 JPM CHASE NON CUM 5.75 PREF S PFD 48128b655 253 9000 SH SOLE 9000 0 0 KEYCORP 5.625 PFD 9/15/24 PFD 493267868 669 24000 SH SOLE 24000 0 0 KEYCORP 5.65 SER F PFD 493267876 417 15000 SH SOLE 15000 0 0 TRUIST FINANCIAL 5.25 PERP PF PFD 89832q745 209 7500 SH SOLE 7500 0 0 DODGE COX STOCK FUND MUT 256219106 1210 6283 SH SOLE 6283 0 0 MATTHEWS PACIFIC TIGER MUT 577130107 552 15794 SH SOLE 15794 0 0