0001209191-11-029492.txt : 20110518 0001209191-11-029492.hdr.sgml : 20110518 20110518182506 ACCESSION NUMBER: 0001209191-11-029492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ancestry.com Inc. CENTRAL INDEX KEY: 0001469433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261235962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: 801-705-7000 MAIL ADDRESS: STREET 1: 360 WEST 4800 NORTH CITY: PROVO STATE: UT ZIP: 84604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM EQUITY INVESTORS III L P CENTRAL INDEX KEY: 0001076020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855955 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III ENTREPRENEURS FUND L P CENTRAL INDEX KEY: 0001089683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855959 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTRUM III INVESTMENT MANAGERS FUND LP CENTRAL INDEX KEY: 0001090377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855954 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 BUSINESS PHONE: 4154644600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Investors V L P CENTRAL INDEX KEY: 0001320123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855961 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-464-4600 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates III L P CENTRAL INDEX KEY: 0001333503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855957 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEI III Entrepreneurs LLC CENTRAL INDEX KEY: 0001333506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855958 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 415-464-4600 MAIL ADDRESS: STREET 1: C/O SPECTRUM EQUITY INVESTORS STREET 2: 333 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: SEI Entrepreneurs Fund LLC DATE OF NAME CHANGE: 20050719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEA V Management LLC CENTRAL INDEX KEY: 0001472388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855960 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum Equity Associates V LP CENTRAL INDEX KEY: 0001472389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855956 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spectrum V Investment Managers Fund LP CENTRAL INDEX KEY: 0001472390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34518 FILM NUMBER: 11855953 BUSINESS ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (415) 464-4600 MAIL ADDRESS: STREET 1: 333 MIDDLEFIELD ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-16 0 0001469433 Ancestry.com Inc. ACOM 0001320123 Spectrum Equity Investors V L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472388 SEA V Management LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001089683 SEI III ENTREPRENEURS FUND L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333506 SEI III Entrepreneurs LLC 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001333503 Spectrum Equity Associates III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472389 Spectrum Equity Associates V LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001076020 SPECTRUM EQUITY INVESTORS III L P 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001090377 SPECTRUM III INVESTMENT MANAGERS FUND LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001472390 Spectrum V Investment Managers Fund LP 333 MIDDLEFIELD ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock, $0.001 par value 2011-03-16 4 S 0 4123913 40.215 D 14469650 D Common Stock, $0.001 par value 2011-03-17 4 S 0 1205831 40.215 D 13263819 D This Form 4 should be read in conjunction with the other Form 4 filed by Spectrum Equity Investors V, L.P. ("SEI V") as of the date hereof. Each of such Forms 4 reports the total number of shares of common stock sold by SEI V and its affiliates as described below. The amounts set forth in the two Forms 4 should not be added to reach a total. Consists of an aggregate of 4,123,913 shares sold as part of the Ancestry.com Inc. underwritten secondary public offering on May 16, 2011, including 2,958,926 shares sold by SEI V, the general partner of which is Spectrum Equity Associates V, L.P., the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; 13,973 shares sold by Spectrum V Investment Managers' Fund, L.P. ("IMF V"), the general partner of which is SEA V Management, LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell exercise voting and dispositive power; and including 1,055,860 shares sold by Spectrum Equity Investors III, L.P. ("SEI III"), the general partner of which is Spectrum Equity Associates III, L.P., over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; and 74,076 shares sold by SEI III Entrepreneurs' Fund, L.P. ("Entrepreneurs' III"), the general partner of which is SEI III Entrepreneurs' LLC, over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power; and including 17,743 shares sold by Spectrum III Investment Managers' Fund, L.P. ("IMF III," and together with SEI V, IMF V, SEI III and Entrepreneurs' III, the "Spectrum Funds"), over which Brion B. Applegate, William P. Collatos, Kevin J. Maroni and Randy J. Henderson exercise voting and dispositive power and are the general partners, and 2,054 shares sold by The Brion B. Applegate Trust, over which Brion B. Applegate exercises voting and dispositive power, 1,026 shares sold by William P. Collatos and 255 shares sold by Randy J. Henderson. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The price reported in Column 4 is a net price, after deducting the underwriting discount and commissions from the public sale price of $42.00 in the Ancestry.com Inc. underwritten secondary public offering on May 16, 2011. Shares of common stock held by SEI V and its affiliates after the sale consist of an aggregate of 14,469,650 shares, including 10,382,038 held by SEI V; 49,026 shares held by IMF V; 3,704,715 shares held by SEI III; 259,911 shares held by Entrepreneurs' III; 62,254 shares held by IMF III; 7,206 shares held by The Brion B. Applegate Trust; 3,599 shares held by William P. Collatos and 901 shares held by Randy J. Henderson. Consists of an aggregate of 1,205,831 shares, including 865,193 shares sold by SEI V; 4,085 shares sold by IMF V; 308,734 shares sold by SEI III; 21,659 shares sold by Entrepreneurs' III; 5,187 shares sold by IMF III; 600 shares sold by The Brion B. Applegate Trust; 299 shares sold by William P. Collatos and 74 shares sold by Randy J. Henderson. All of the shares sold were repurchased by Ancestry.com Inc. in a private, non-underwritten transaction on May 17, 2011. Each of the controlling entities, individual general partners and managing directors of the Spectrum Funds, as the case may be, including Mr. Parker who is a managing director of the general partner of the general partner of SEI V and a managing director of the general partner of IMF V, and serves on Ancestry.com Inc.'s board of directors, Brion B. Applegate, William P. Collatos, Kevin J. Maroni, Randy J. Henderson, Michael J. Kennealy, Victor E. Parker and Christopher T. Mitchell disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. Shares of common stock held by SEI V and its affiliates after the sales described herein consist of an aggregate of 13,263,819 shares, including 9,516,845 shares held by SEI V; 44,941 shares held by IMF V; 3,395,981 shares held by SEI III; 238,252 shares held by Entrepreneurs' III; 57,067 shares held by IMF III; 6,606 shares held by The Brion B. Applegate Trust; 3,300 shares held by William P. Collatos and 827 shares held by Randy J. Henderson. /s/ Christopher Brookhart, Attorney-in-Fact 2011-05-18