-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QZoMGMJ0+pgns3GugAV+0yOQpmrFK+iMegFaGJAboNobqWuDT6GuEISrr+ePEnTZ 2GADQAlYeOPpvzlGxWsTkQ== 0000909012-10-000022.txt : 20100128 0000909012-10-000022.hdr.sgml : 20100128 20100128154313 ACCESSION NUMBER: 0000909012-10-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 EFFECTIVENESS DATE: 20100128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 10553864 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 2124769137 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 t305735.txt BOURGEON UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: DECEMBER 31, 2009 ----------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BOURGEON CAPITAL MANAGEMENT, LLC Address: 777 POST ROAD DARIEN, CONNECTICUT 06820 Form 13F File Number: 28-6175 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JOHN A. ZARO, III Title: PRESIDENT Phone: 203-280-1170 Signature Place Date of Signing /S/ JOHN A. ZARO, III DARIEN, CONNECTICUT JANUARY 28, 2010 - --------------------- ------------------- ---------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 89 -- Form 13F Information Table Value Total: $107,018 -------- (thousands) List of Other Included Managers: NONE
TITLE VALUE SHARE/ OF (USD) PRN SHARE/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X 1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACME PACKET INC. COM 004764106 275 25,000 SH Sole 25,000 AEROVIRONMENT INC COM 008073108 291 10,000 SH Sole 10,000 AMERICA SERVICE GROUP INC COM 02364L109 198 12,500 SH Sole 12,500 AMPHENOL CORP CL A COM 032095101 2,782 60,250 SH Sole 60,250 APACHE CORP. CMN COM 037411105 1,751 16,975 SH Sole 16,975 APOLLO GROUP INC CL A COM 037604105 321 5,300 SH Sole 5,300 APPLE INC. CMN COM 037833100 819 3,885 SH Sole 3,885 BANK OF AMERICA CORP COM 060505104 1,129 75,000 SH Sole 75,000 BARRICK GOLD CORP. COM 067901108 295 7,500 SH Sole 7,500 BERKLEY W.R. CORP. COM 084423102 2,293 93,060 SH Sole 93,060 BERKSHIRE HATHAWAY CLB COM 084670702 2,928 891 SH Sole 891 BP PLC SPON ADR COM 055622104 1,883 32,485 SH Sole 32,485 BROADCOM CORP CALIF CL A COM 111320107 1,461 46,425 SH Sole 46,425 CALLIDUS SOFTWARE INC CMN COM 13123e500 1,562 517,116 SH Sole 517,116 CASELLA WASTE SYSTEMS INC A COM 147448104 1,036 257,645 SH Sole 257,645 CELGENE CORPORATION CMN COM 151020104 2,230 40,050 SH Sole 40,050 CHORDIANT SOFTWARE, INC. CMN COM 170404305 803 291,100 SH Sole 291,100 CISCO SYSTEMS, INC. CMN COM 17275r102 450 18,800 SH Sole 18,800 CITIGROUP INC COM 172967101 381 115,000 SH Sole 115,000 COMCAST CORP NEW CL A COM 20030n101 1,447 85,816 SH Sole 85,816 CONOCOPHILLIPS COM 20825c104 277 5,430 SH Sole 5,430 CORNING INC COM 219350105 1,291 66,850 SH Sole 66,850 COVANCE INC COM 222816100 2,112 38,700 SH Sole 38,700 COVENTRY HEALTH CARE INC CMN COM 222862104 607 25,002 SH Sole 25,002 DEVON ENERGY CORP NEW COM 25179m103 1,207 16,425 SH Sole 16,425 DIAGEO PLC SPSD ADR NEW COM 25243q205 2,318 33,400 SH Sole 33,400 DIAMOND OFFSHORE DRILLING COM 25271c102 320 3,250 SH Sole 3,250 DUKE ENERGY CORPORATIONCMN COM 26441c105 291 16,900 SH Sole 16,900 E.I. DU PONT DE NEMOURS AND CO COM 263534109 1,172 34,800 SH Sole 34,800 ELECTRONIC ARTS INC DEL COM 285512109 755 42,540 SH Sole 42,540 EMERSON ELEC CO COM 291011104 2,580 60,560 SH Sole 60,560 EXELON CORP COM 30161n101 1,053 21,550 SH Sole 21,550 EXXON MOBIL CORP COM COM 30231g102 2,475 36,300 SH Sole 36,300 GAMMON GOLD INC COM 36467t106 276 25,085 SH Sole 25,085 GENZYME CORP COM 372917104 671 13,700 SH Sole 13,700 GILEAD SCIENCES INC COM COM 375558103 3,225 74,541 SH Sole 74,541 GOLD FIELDS LTD SPONSORED ADR COM 38059t106 1,031 78,650 SH Sole 78,650 GOLDEN STAR RESOURCES LTD COM 38119t104 62 20,000 SH Sole 20,000 GOOGLE INC. CL A COM 38259p508 217 350 SH Sole 350 GREAT BASIN GOLD LTD COM 390124105 256 150,000 SH Sole 150,000 GUIDANCE SOFTWARE INC. COM 401692108 1,032 196,990 SH Sole 196,990 HESS CORP. COM 42809h107 738 12,200 SH Sole 12,200 HEWLETT PACKARD CO DEL COM 428236103 1,821 35,350 SH Sole 35,350 ILLINOIS TOOL WORKS INC COM 452308109 2,337 48,700 SH Sole 48,700 IMMERSION CORPORATION CMN COM 452521107 737 161,000 SH Sole 161,000 INTEL CORP COM 458140100 863 42,304 SH Sole 42,304 IVANHOE MINES LTD COM 46579n103 511 35,000 SH Sole 35,000 JACOBS ENGINEERING GROUP INC. COM 469814107 637 16,950 SH Sole 16,950 JOHNSON AND JOHNSON COM COM 478160104 2,622 40,701 SH Sole 40,701 JOHNSON CONTROLS INC COM 478366107 577 21,200 SH Sole 21,200 JPMORGAN CHASE & CO COM 46625h100 4,350 104,397 SH Sole 104,397 LEUCADIA NATL CORP COM 527288104 2,662 111,899 SH Sole 111,899 LIBERTY MEDIA - STARZ SERIES A COM 53071m708 1,472 31,900 SH Sole 31,900 MEDCO HEALTH SOLUTIONS COM 58405u102 227 3,547 SH Sole 3,547 MONSANTO COMPANYCMN COM 61166w101 3,779 46,225 SH Sole 46,225 MYRIAD GENETICS INC. COM 62855j104 391 15,000 SH Sole 15,000 NET 1 UEPS TECHNOLOGIES COM 64107n206 1,790 92,275 SH Sole 92,275 NETEZZA CORP. COM 64111n101 395 40,685 SH Sole 40,685 NEVSUN RESOURCES LTD COM 64156l101 146 60,000 SH Sole 60,000 NEW GOLD INC COM 644535106 590 162,000 SH Sole 162,000 NEWMONT MINING CORP COM 651639106 378 8,000 SH Sole 8,000 NEWS CORP CL B COM 65248e203 740 46,500 SH Sole 46,500 OMNICARE INC COM 681904108 545 22,550 SH Sole 22,550 OPNEXT, INC. CMN COM 68375v105 338 177,794 SH Sole 177,794 OSI SYSTEMS INC CMN COM 671044105 379 13,904 SH Sole 13,904 PETROLEO BRASILEIRO ADR COM 71654v101 1,217 28,700 SH Sole 28,700 PNC FINANCIAL SVCS GROUP INC COM 693475105 1,895 35,900 SH Sole 35,900 POTASH CORP OF SASKATCHEWAN COM 73755l107 684 6,300 SH Sole 6,300 POWER-ONE INC COMMON STOCK COM 739308104 478 110,000 SH Sole 110,000 PRAXAIR INC COM 74005p104 1,795 22,350 SH Sole 22,350 PROCTER & GAMBLE CO COM 742718109 2,713 44,752 SH Sole 44,752 QUALCOMM INC COM 747525103 1,122 24,250 SH Sole 24,250 RECKITT BENCKISER GROUP GBP PA COM g74079107 2,784 51,375 SH Sole 51,375 ROYAL DUTCH SHELL PLC SPONS COM 780259206 1,479 24,601 SH Sole 24,601 SCHEIN (HENRY) INC COM COM 806407102 2,980 56,650 SH Sole 56,650 SCHLUMBERGER LTD COM 806857108 2,635 40,475 SH Sole 40,475 SEA CHANGE INTL INC COM 811699107 2,096 319,500 SH Sole 319,500 SIGMA ALDRICH CORP COM 826552101 2,573 50,900 SH Sole 50,900 SUNCOR ENERGY INCCMN NEW COM 867224107 812 23,000 SH Sole 23,000 TARGET CORP CMN COM 87612e106 726 15,000 SH Sole 15,000 TENET HEALTHCARE CORPORATION C COM 88033g100 404 75,000 SH Sole 75,000 TERREMARK WORLDWIDE INC. COM 881448203 414 60,500 SH Sole 60,500 US BANCORP DEL COM 902973304 401 17,800 SH Sole 17,800 VORNADO REALTY TRUST CMN COM 929042109 449 6,419 SH Sole 6,419 WASTE CONNECTIONS INC COM 941053100 500 15,000 SH Sole 15,000 WCA WASTE CORP CMN COM 92926k103 691 160,614 SH Sole 160,614 WEBSTER FINANCIAL CORP. COM 947890109 552 46,500 SH Sole 46,500 WELLS FARGO & CO-NEW COM 949746101 443 16,400 SH Sole 16,400 YAHOO! INC CMN COM 984332106 587 35,000 SH Sole 35,000 107,018
-----END PRIVACY-ENHANCED MESSAGE-----