144 1 f55219be144.htm FORM 144 e144

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
 
     
 
OMB APPROVAL
 
 
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Expires: August 31, 2003
Estimated average burden
hours per response......... 2.0
 
 
SEC USE ONLY
 
 
DOCUMENT SEQUENCE NO.



 
 
CUSIP NUMBER



 
 
WORK LOCATION



 
 


                                                                           
 
 
             (c) S.E.C. FILE NO.    
               
 
 

INTERMUNE, INC.
   
       94-3296648
 
     0-29801
       
 

 
                                 
 
1 (d) ADDRESS OF ISSUER
          CITY     STATE     ZIP CODE     (e) TELEPHONE NO.  
 
 
                               
 

3280 Bayshore Boulevard, Brisbane, CA 94005
                        AREA CODE
415
    NUMBER
466-2200
 
 
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
       SECURITIES ARE TO BE SOLD
    (B)IRS IDENT. NO..      (c) RELATIONSHIP TO
        ISSUER
    (d) ADDRESS STREET     CITY     STATE     ZIP CODE  
 
Howard Simon
          Officer     3280 Bayshore Boulevard, Brisbane, CA 94005                                        
                                         
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
                                                   
 
  3 (a)           SEC USE ONLY     (c)     (d)     (e)     (f)     (g)  
  Title of the     (b)     Broker-Dealer     Number of Shares     Aggregate     Number of Shares     Approximate     Name of Each  
  Class of     Name and Address of Each Broker Through Whom the     File Number     or Other Units     Market     or Other Units     Date of Sale     Securities  
  Securities     Securities are to be Offered or Each Market Maker           To Be Sold     Value     Outstanding     (See instr. 3(f))     Exchange  
  To Be Sold     who is Acquiring the Securities           (See instr. 3(c))     (See instr. 3(d))     (See instr. 3(e))     (MO. DAY YR.)     (See instr. 3(g))  
 

Common Stock
   
Charles Schwab & Co., Inc.
101 Montgomery Street
San Francisco, CA 94104
           

41,965
     

$976,945.20
   

54,817,225
   

03/05/10
   

NASDAQ
 
 
 
                                               
INSTRUCTIONS:
         
1.
  (a)   Name of issuer
 
  (b)   Issuer’s I.R.S. Identification Number
 
  (c)   Issuer’s S.E.C. file number, if any
 
  (d)   Issuer’s address, including zip code
 
  (e)   Issuer’s telephone number, including area code
 
       
2.
  (a)   Name of person for whose account the securities are to be sold
 
  (b)   Such person’s I.R.S. identification number, if such person is an entity
 
  (c)   Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
 
  (d)   Such person’s address, including zip code
 
     
         
3.
  (a)   Title of the class of securities to be sold
 
  (b)   Name and address of each broker through whom the securities are intended to be sold
 
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
  (e)   Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
 
  (f)   Approximate date on which the securities are to be sold
 
  (g)   Name of each securities exchange, if any, on which the securities are intented to be sold


         
        SEC 1147 (10-00)

 


 

TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
                                         
 
  Title of
the Class
    Date you
Acquired
    Nature of Acquisition Transaction     Name of Person from Whom Acquired
(If gift, also give date donor acquired)
    Amount of
Securities Acquired
    Date of
Payment
    Nature of Payment  
 
COMMON
    09/10/04

06/24/05
    Exercise and Same Day Sale of NonQualified Stock Options     INTERMUNE, INC.     15,000 (1)

21,875 (1)
    03/05/10     CASH  
 
COMMON
    Various     Sale of Common Stock acquired via ESPP (1,781) and/or Award Grant (3,309)     INTERMUNE, INC.     5,090 (1)     Various
(2006-2008)
    CASH  
 
         
INSTRUCTIONS:
  1.  
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
    2.  
If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
                             
 
Name and Address of Seller
    Title of Securities Sold     Date of Sale     Amount of
Securities Sold
    Gross Proceeds  
 
(1) The sale of these shares were made pursuant to a written trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, which was previously disclosed by InterMune in reports on Forms 8-K filed on March 13, 2009, June 18, 2008 and September 7, 2007.
     
INSTRUCTIONS:
  ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
     
March 9, 2010   /s/ Robin J. Steele, Attorney-In-Fact for Howard Simon
     
DATE OF NOTICE   (SIGNATURE)
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)