0001086763-19-000012.txt : 20191112 0001086763-19-000012.hdr.sgml : 20191112 20191112150229 ACCESSION NUMBER: 0001086763-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 191208751 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086763 XXXXXXXX 09-30-2019 09-30-2019 false FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue Ste 700 Irvine CA 92612
13F HOLDINGS REPORT 028-05785 N
GREGORY S. BRUCE CHIEF COMPLIANCE OFFICER 949-622-3724 GREGORY S. BRUCE IRVINE CA 11-12-2019 1 395 1873194 01 0001167365 028-10659 HIGHLAND CAPITAL MANAGEMENT LP
INFORMATION TABLE 2 infotable.xml 3M Co Com COM 88579Y101 599 3646 SH SOLE 3616 0 30 Abbott Laboratories COM 002824100 581 6940 SH SOLE 3729 0 3211 AbbVie Inc COM 00287y109 846 11175 SH SOLE 7740 0 3435 Aberdeen Asia Pacific Income F COM 003009107 101 24213 SH SOLE 24213 0 0 Accenture PLC SHS CLASS A g1151c101 903 4695 SH SOLE 3375 0 1320 Activision Blizzard Inc COM 00507v109 360 6810 SH SOLE 2208 0 4602 AK Steel Holding Corp COM 001547108 41 18000 SH SOLE 18000 0 0 Alexandria Real Estate Equitie COM 015271109 3124 20282 SH SOLE 19954 0 328 Alexandria RE Equities Inc Pfd Series D 7 PFD CONV SER D 015271505 2382 61369 SH SOLE 55352 0 6018 Alibaba Group Holding Inc SPONSORED ADS 01609w102 757 4528 SH SOLE 1878 0 2650 Allergan PLC SHS g0177j108 736 4373 SH SOLE 4299 0 74 Allianzgi Convertible & Income COM 018825109 59 11760 SH SOLE 11760 0 0 Alphabet Inc Class A CAP STK CL A 02079k305 3836 3141 SH SOLE 1537 0 1604 Alphabet Inc Class A CAP STK CL A 02079k305 709 581 SH DFND 01 581 0 0 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Realty Income Corp COM 756109104 405 5287 SH SOLE 3914 0 1373 Reaves Utility Income Fund COM SH BEN INT 756158101 609 16599 SH SOLE 15820 0 779 Republic Services Inc COM 760759100 513 5924 SH SOLE 5454 0 470 Retail Opportunity Investments COM 76131n101 20662 1133400 SH SOLE 1025516 0 107884 Retail Opportunity Investments COM 76131n101 940 51571 SH DFND 01 51571 0 0 Rexford Industrial Realty Inc COM 76169C100 14797 336136 SH SOLE 278135 0 58001 RiverNorth/DoubleLine Strategi COM 76882G107 285 16350 SH SOLE 16350 0 0 RiverNorth/DoubleLine Strategi COM 76882G107 497 28550 SH DFND 01 28550 0 0 RLI Corp COM 749607107 296 3183 SH SOLE 3183 0 0 RLJ Lodging Trust Pfd 1.95 Co CUM CONV PFD A 74965l200 730 27052 SH SOLE 22780 0 4272 Robert Half International Inc COM 770323103 1821 32709 SH SOLE 0 0 32709 Rockwell Automation Inc COM 773903109 447 2714 SH SOLE 2708 0 6 Royal Dutch Shell PLC SPON ADR B 780259107 255 4250 SH SOLE 4250 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 334 5670 SH SOLE 5426 0 244 Royce Micro Capital Trust Inc COM 780915104 783 97416 SH SOLE 82593 0 14823 S&P Global Inc COM 78409v104 1698 6930 SH SOLE 1566 0 5364 Sabre Corp COM 78573m104 693 30961 SH SOLE 6741 0 24220 salesforce.com Inc COM 79466l302 7268 48962 SH SOLE 42706 0 6256 Schlumberger Ltd COM 806857108 385 11267 SH SOLE 10759 0 508 Schwab Int'l Large Cap Equity - E INTL EQTY ETF 808524805 394 12359 SH SOLE 12359 0 0 Schwab U.S. Large-Cap Value ET US LCAP VA ETF 808524409 328 5773 SH SOLE 5773 0 0 Sempra Energy COM 816851109 759 5140 SH SOLE 5108 0 32 Sherwin-Williams Co/The COM 824348106 223 406 SH SOLE 400 0 6 Skyworks Solutions Inc COM 83088m102 1319 16637 SH SOLE 3678 0 12959 Snap Inc CL A 83304a106 1958 123934 SH SOLE 0 0 123934 Sony Corp ADR SPONSORED ADR 835699307 14299 241821 SH SOLE 219720 0 22101 Sony Corp ADR SPONSORED ADR 835699307 1913 32345 SH DFND 01 32345 0 0 Southwest Airlines Co COM 844741108 11779 218097 SH SOLE 194871 0 23226 SPDR Gold Trust GOLD SHS 78463v107 522 3761 SH SOLE 3761 0 0 SPDR Portfolio Mid Cap ETF PORTFOLIO MD ETF 78464A847 1120 33052 SH SOLE 33052 0 0 SPDR Portfolio World ex- US ETF PORTFOLIO DEVLPD 78463x889 364 12382 SH SOLE 12382 0 0 SPDR S&P 500 ETF Unit Trust TR UNIT 78462f103 13687 46121 SH SOLE 42778 0 3343 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 248 2418 SH SOLE 2418 0 0 SPDR S&P Global Infrastructure S&P GBLINF ETF 78463x855 2550 47767 SH SOLE 44168 0 3599 Starbucks Corp COM 855244109 2399 27129 SH SOLE 24769 0 2360 Starwood Property Trust Inc COM 85571b105 15231 628876 SH SOLE 572946 0 55930 Sterling Bancorp COM 85917a100 2894 144266 SH SOLE 143816 0 450 Sysco Corp COM 871829107 509 6409 SH SOLE 5556 0 853 Tandy Leather Factory Inc COM 87538X105 245 52269 SH SOLE 51620 0 649 Tanzanian Gold Corp COM 87601a107 93 117371 SH SOLE 117371 0 0 Target Corp COM 87612e106 478 4475 SH SOLE 4348 0 127 TCW Strategic Income Fund Inc COM 872340104 6259 1101894 SH SOLE 1018905 0 82989 TCW Strategic Income Fund Inc COM 872340104 226 39710 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VanEck Vectors Short High-Yiel SHORT HIGH YIELD 92189f387 586 23279 SH SOLE 23279 0 0 Vanguard FTSE Emerging Marke FTSE EMR MKT ETF 922042858 630 15639 SH SOLE 1965 0 13674 Vanguard Growth ETF GROWTH ETF 922908736 268 1611 SH SOLE 1321 0 290 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 212 1555 SH SOLE 1555 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 3902 23283 SH SOLE 23283 0 0 Vanguard Mortgage-Backed Secur MORTG-BACK SEC 92206c771 780 14643 SH SOLE 13577 0 1066 Vanguard REIT ETF REAL ESTATE ETF 922908553 2254 24173 SH SOLE 22369 0 1804 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 5504 20189 SH SOLE 20189 0 0 Vanguard S&P Small-Cap 600 ETF SMLLCP 600 IDX 921932828 1869 13106 SH SOLE 13106 0 0 Vanguard Short Term Corporate SHRT TRM CORP BD 92206c409 536 6616 SH SOLE 6616 0 0 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 266 1759 SH SOLE 1759 0 0 Vereit Inc COM 92339v100 74881 7656517 SH SOLE 6790055 0 866462 Vereit Inc COM 92339v100 1843 188499 SH DFND 01 188499 0 0 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