-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaWZNqlE/UDNrvl1EcE5gJkybDdLk4VxQP4wf9f9VA9BI0300Iv5LJDAxQntti5i hCjcjHr4qLDxBFsSU504iw== 0000909518-08-000466.txt : 20080520 0000909518-08-000466.hdr.sgml : 20080520 20080520184324 ACCESSION NUMBER: 0000909518-08-000466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080516 FILED AS OF DATE: 20080520 DATE AS OF CHANGE: 20080520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Enterprises, Inc. CENTRAL INDEX KEY: 0001348269 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 08850156 BUSINESS ADDRESS: STREET 1: 529 EAST SOUTH TEMPLE CITY: SALT LAKE CITY STATE: UT ZIP: 84102 BUSINESS PHONE: 801-521-5400 MAIL ADDRESS: STREET 1: 529 EAST SOUTH TEMPLE CITY: SALT LAKE CITY STATE: UT ZIP: 84102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHLCORP INC CENTRAL INDEX KEY: 0000230046 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 08850157 BUSINESS ADDRESS: STREET 1: 399 MARKET STREET STREET 2: 5TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19181 BUSINESS PHONE: 2159886000 MAIL ADDRESS: STREET 1: 399 MARKET STREET STREET 2: 5TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19181 FORMER NAME: FORMER CONFORMED NAME: BALDWIN UNITED CORP DATE OF NAME CHANGE: 19861119 FORMER NAME: FORMER CONFORMED NAME: BALDWIN D H CO /DE/ DATE OF NAME CHANGE: 19780228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEUCADIA NATIONAL CORP CENTRAL INDEX KEY: 0000096223 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 08850158 BUSINESS ADDRESS: STREET 1: 315 PARK AVE S CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2124601900 MAIL ADDRESS: STREET 1: 315 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10010 FORMER NAME: FORMER CONFORMED NAME: TALCOTT NATIONAL CORP DATE OF NAME CHANGE: 19800603 4 1 lnc_form4ex.xml X0202 4 2008-05-16 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0000096223 LEUCADIA NATIONAL CORP 315 PARK AVENUE SOUTH NEW YORK NY 10010 0 0 1 0 0000230046 PHLCORP INC 399 MARKET STREET 5TH FLOOR PHILADELPHIA PA 19181 0 0 1 0 0001348269 Baldwin Enterprises, Inc. 529 EAST SOUTH TEMPLE SALT LAKE CITY UT 84102 0 0 1 0 Common Stock 2008-05-16 4 P 0 400000 17.77 A 44742100 I See Explanation Common Stock 2008-05-19 4 P 0 750000 18.27 A 45492100 I See Explanation Reflects shares of Jefferies common stock directly owned by Baldwin Enterprises, Inc. ("Baldwin") and indirectly owned by Phlcorp, Inc. ("Phlcorp") and Leucadia National Corporation ("Leucadia"). Baldwin is a wholly-owned subsidiary of Phlcorp and Phlcorp is a wholly-owned subsidiary of Leucadia. See Exhibit 99.1 - Joint Filer Information. /s/ Joseph. A Orlando, Vice President and CFO 2008-05-20 EX-99 2 mm05-2008_lnc4e991.htm

Exhibit 99.1

Joint Filer Information

Name and Address of Reporting Person:

Phlcorp, Inc.

529 East South Temple

Salt Lake City, Utah 84102

Issuer Name and Ticker or Trading Symbol:

Jefferies Group, Inc.

(JEF)

Relationship of Joint Filer to Issuer:

10% Owner (1)

Date of Event Requiring Statement:

May 16, 2008

Designated Filer:

Leucadia National Corporation

Signature:

PHLCORP, INC.

By:/s/ Joseph A. Orlando

Name: Joseph A. Orlando

Title: Vice President

Dated:

May 20, 2008

(1) Reflects 45,492,100 shares of Jefferies common stock directly owned by Baldwin Enterprises, Inc. (“Baldwin”) and indirectly owned by Phlcorp, Inc. (“Phlcorp”) and Leucadia National Corporation (“Leucadia”). Baldwin is a wholly-owned subsidiary of Phlcorp and Phlcorp is a wholly-owned subsidiary of Leucadia.

Joint Filer Information

Name and Address of Reporting Person:

Baldwin Enterprises, Inc.

529 East South Temple

Salt Lake City, Utah 84102

Issuer Name and Ticker or Trading Symbol:

Jefferies Group, Inc.

(JEF)

Relationship of Joint Filer to Issuer:

10% Owner (1)

Date of Event Requiring Statement:

May 16, 2008

Designated Filer:

Leucadia National Corporation

Signature:

BALDWIN ENTERPRISES, INC.

By:/s/ Joseph A. Orlando

Name: Joseph A. Orlando

Title: Vice President

Dated:

May 20, 2008

(1) Reflects 45,492,100 shares of Jefferies common stock directly owned by Baldwin Enterprises, Inc. (“Baldwin”) and indirectly owned by Phlcorp, Inc. (“Phlcorp”) and Leucadia National Corporation (“Leucadia”). Baldwin is a wholly-owned subsidiary of Phlcorp and Phlcorp is a wholly-owned subsidiary of Leucadia.

2

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