-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ub7/oEtnhFNniloNfuK2b4ygIFpPswCPilKaPbQeCDpRrlOhbr7WL5VB7BpGht8k XowLhst3XZfthVTBw3X16w== 0001140361-09-025214.txt : 20091109 0001140361-09-025214.hdr.sgml : 20091109 20091109151854 ACCESSION NUMBER: 0001140361-09-025214 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL TRUST CORP OF CANADA/ CENTRAL INDEX KEY: 0001082817 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11393 FILM NUMBER: 091168086 BUSINESS ADDRESS: STREET 1: ROYAL TRUST TOWER BOX 7500 STATION A STREET 2: 77 KING ST W 6TH FL TORONTO ONTARIO CITY: CANADA BUSINESS PHONE: 4169557275 MAIL ADDRESS: STREET 1: ROYAL TRUST TOWER BOX 7500 STATION A STREET 2: 77 KING ST W 6TH FL CITY: TORONTO ONTARIO 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Trust Corporation of Canada Address: 36th Floor, Royal Trust Tower 77 King Street West Toronto, Ontario M5W 1P9 Form 13F File Number: 11393 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John M. Hamilton Title: President Phone: (416) 956-9321 Signature, Place, and Date of Signing: /s/ John M. Hamilton Toronto, Ontario 11/4/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: $ 166,606.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11396 Royal Bank of Canada - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- 3M COMPANY COM 88579Y101 251 3400 SH DEFINED 1 3400 0 0 ABBOTT LABS COM 002824100 43 875 SH DEFINED 1 875 0 0 AGNICO EAGLE MINES COM 008474108 265 3900 SH DEFINED 1 3900 0 0 AGRIUM INC COM 008916108 354 7110 SH DEFINED 1 7110 0 0 AMERICAN EXPRESS CO COM 025816109 10 300 SH DEFINED 1 300 0 0 AMERN INTL GROUP INC COM NEW 026874784 0 8 SH DEFINED 1 8 0 0 ANADARKO PETE COM 032511107 184 2940 SH DEFINED 1 2940 0 0 APACHE CORP COM 037411105 69 750 SH DEFINED 1 750 0 0 APPLE INC COM 037833100 320 1725 SH DEFINED 1 1725 0 0 APPLIED MATERIALS COM 038222105 8 600 SH DEFINED 1 600 0 0 ARCHER DANIELS MIDLD COM 039483102 23 775 SH DEFINED 1 775 0 0 AT&T INC COM 00206R102 78 2875 SH DEFINED 1 2875 0 0 BAKER HUGHES INC COM 057224107 68 1605 SH DEFINED 1 1605 0 0 BALLARD POWER SYS COM 058586108 1 300 SH DEFINED 1 300 0 0 BANK OF AMERICA CORP COM 060505104 76 4484 SH DEFINED 1 4484 0 0 BANK OF MONTREAL COM 063671101 3394 67024 SH DEFINED 1 67024 0 0 BANK OF NEW YORK MEL COM 064058100 34 1183 SH DEFINED 1 1183 0 0 BANK OF NOVA SCOTIA COM 064149107 4385 96198 SH DEFINED 1 96198 0 0 BARRICK GOLD CORP COM 067901108 1411 37230 SH DEFINED 1 37230 0 0 BAXTER INTL INC COM 071813109 249 4359 SH DEFINED 1 4359 0 0 BCE INC COM NEW 05534B760 2321 94100 SH DEFINED 1 94100 0 0 BERKSHIRE HATHAWAY CL B 084670207 103 31 SH DEFINED 1 31 0 0 BIG LOTS INC COM 089302103 20 795 SH DEFINED 1 795 0 0 BIOVAIL CORPORATION COM 09067J109 3 200 SH DEFINED 1 200 0 0 BP PLC SPONSORED ADR 055622104 237 4452 SH DEFINED 1 4452 0 0 BRISTOL MYERS SQUIBB COM 110122108 19 850 SH DEFINED 1 850 0 0 BROOKFIELD ASSET MGT CL A LTD VT SH 112585104 455 20042 SH DEFINED 1 20042 0 0 BROOKFIELD INFR PRTR LP INT UNIT G16252101 0 6 SH DEFINED 1 6 0 0 CAMECO CORP COM 13321L108 240 8645 SH DEFINED 1 8645 0 0 CDN IMP BANK COMMERC COM 136069101 2094 34318 SH DEFINED 1 34318 0 0 CDN NATL RAILWAY COM 136375102 1686 34409 SH DEFINED 1 34409 0 0 CDN NATURAL RES COM 136385101 1233 18356 SH DEFINED 1 18356 0 0 CDN PACIFIC RAILWAY COM 13645T100 1379 29487 SH DEFINED 1 29487 0 0 CGI GROUP INC CL A SUB VTG 39945C109 17 1420 SH DEFINED 1 1420 0 0 CHEVRON CORP COM 166764100 7 100 SH DEFINED 1 100 0 0 CISCO SYSTEMS INC COM 17275R102 101 4295 SH DEFINED 1 4295 0 0 CITIGROUP INC COM 172967101 8 1750 SH DEFINED 1 1750 0 0 COCA-COLA CO COM 191216100 43 800 SH DEFINED 1 800 0 0 CONSOLDTD EDISON INC COM 209115104 16 400 SH DEFINED 1 400 0 0 CUMMINS INC COM 231021106 179 4000 SH DEFINED 1 4000 0 0 CVS CAREMARK CORP COM 126650100 150 4189 SH DEFINED 1 4189 0 0 DEERE & CO COM 244199105 15 360 SH DEFINED 1 360 0 0 DIAMONDS TR UNIT SER 1 252787106 68 700 SH DEFINED 1 700 0 0 DIRECTV GROUP INC COM 25459L106 29 1050 SH DEFINED 1 1050 0 0 DOW CHEMICAL COMPANY COM 260543103 17 655 SH DEFINED 1 655 0 0 EDWARDS LIFESCIENCE COM 28176E108 17 248 SH DEFINED 1 248 0 0 ELI LILLY & CO COM 532457108 25 750 SH DEFINED 1 750 0 0 EMC CORP MASS COM 268648102 13 765 SH DEFINED 1 765 0 0 ENBRIDGE INC COM 29250N105 2353 60649 SH DEFINED 1 60649 0 0 ENCANA CORPORATION COM 292505104 4029 69930 SH DEFINED 1 69930 0 0 ENERPLUS RES FUND UNIT TR G NEW 29274D604 57 2500 SH DEFINED 1 2500 0 0 ESTEE LAUDER CO CL A 518439104 15 400 SH DEFINED 1 400 0 0 EXXON MOBIL CORP COM 30231G102 143 2083 SH DEFINED 1 2083 0 0 FAIRFAX FINL HOLDNGS SUB VTG 303901102 79 212 SH DEFINED 1 212 0 0 FREEPORT-MCMORAN C&G COM 35671D857 28 405 SH DEFINED 1 405 0 0 GENERAL ELECTRIC CO COM 369604103 125 7585 SH DEFINED 1 7585 0 0 GENERAL MILLS INC COM 370334104 19 300 SH DEFINED 1 300 0 0 GERDAU AMERISTEEL COM 37373P105 88 11095 SH DEFINED 1 11095 0 0 GILEAD SCIENCES INC COM 375558103 22 470 SH DEFINED 1 470 0 0 GOLDCORP INC COM 380956409 813 20146 SH DEFINED 1 20146 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- GREAT PLAINS ENERGY COM 391164100 25 1400 SH DEFINED 1 1400 0 0 HEWLETT PACKARD CO COM 428236103 100 2115 SH DEFINED 1 2115 0 0 HOME DEPOT INC COM 437076102 60 2250 SH DEFINED 1 2250 0 0 HONEYWELL INTL INC COM 438516106 130 3500 SH DEFINED 1 3500 0 0 IAMGOLD CORP COM 450913108 28 2000 SH DEFINED 1 2000 0 0 IMPERIAL OIL LTD COM NEW 453038408 1382 36340 SH DEFINED 1 36340 0 0 INTEL CORP COM 458140100 100 5135 SH DEFINED 1 5135 0 0 INTL BUSINESS MCHN COM 459200101 301 2518 SH DEFINED 1 2518 0 0 ISHARES TR RUSSELL 2000 464287655 1005 16680 SH DEFINED 1 16680 0 0 ISHARES TR S&P GLB100INDX 464287572 58 1000 SH DEFINED 1 1000 0 0 ISHARES TR S&P EURO PLUS 464287861 1236 32060 SH DEFINED 1 32060 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 265 3150 SH DEFINED 1 3150 0 0 ISHARES TR RUSSELL1000VAL 464287598 36 640 SH DEFINED 1 640 0 0 ISHARES TR RUSL 2000 VALU 464287630 32 565 SH DEFINED 1 565 0 0 ISHARES TR IBOXX INV CPBD 464287242 2972 27860 SH DEFINED 1 27860 0 0 ISHARES TR S&P 500 INDEX 464287200 206 1945 SH DEFINED 1 1945 0 0 ISHARES TR RUSSELL 1000 464287622 22888 393950 SH DEFINED 1 393950 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 147 1590 SH DEFINED 1 1590 0 0 ISHARES TR MSCI EAFE IDX 464287465 21622 395424 SH DEFINED 1 395424 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1 72 SH DEFINED 1 72 0 0 JOHNSON & JOHNSON COM 478160104 90 1470 SH DEFINED 1 1470 0 0 JPMORGAN CHASE & CO COM 46625H100 206 4690 SH DEFINED 1 4690 0 0 KINROSS GOLD CORP COM NO PAR 496902404 189 8700 SH DEFINED 1 8700 0 0 KOHLS CORP COM 500255104 43 745 SH DEFINED 1 745 0 0 L-3 COMMUNICATIONS COM 502424104 80 1000 SH DEFINED 1 1000 0 0 LSI CORPORATION COM 502161102 0 27 SH DEFINED 1 27 0 0 MAGNA INTL INC CL A 559222401 18 425 SH DEFINED 1 425 0 0 MANULIFE FINCL CORP COM 56501R106 843 40247 SH DEFINED 1 40247 0 0 MCDONALDS CORP COM 580135101 241 4230 SH DEFINED 1 4230 0 0 MEDCO HEALTH SOL COM 58405U102 132 2395 SH DEFINED 1 2395 0 0 MI DEVELOPMENTS INC CL A SUB VTG 55304X104 1 50 SH DEFINED 1 50 0 0 MICROSOFT CORP COM 594918104 62 2400 SH DEFINED 1 2400 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 1089 8690 SH DEFINED 1 8690 0 0 MONSANTO CO COM 61166W101 31 400 SH DEFINED 1 400 0 0 MURPHY OIL CORP COM 626717102 73 1260 SH DEFINED 1 1260 0 0 NEWMONT MINING CORP COM 651639106 10 220 SH DEFINED 1 220 0 0 NOKIA CORP SPONSORED ADR 654902204 25 1700 SH DEFINED 1 1700 0 0 OCCIDENTAL PETE CORP COM 674599105 257 3280 SH DEFINED 1 3280 0 0 OPEN TEXT CORP COM 683715106 46 1240 SH DEFINED 1 1240 0 0 ORACLE CORP COM 68389X105 107 5125 SH DEFINED 1 5125 0 0 PENN WEST ENERGY TR UNIT 707885109 0 5 SH DEFINED 1 5 0 0 PEPSICO INC COM 713448108 35 600 SH DEFINED 1 600 0 0 PFIZER INC COM 717081103 65 3900 SH DEFINED 1 3900 0 0 POTASH CORP OF SASK COM 73755L107 922 10206 SH DEFINED 1 10206 0 0 POWERSHARES QQQ TR UNIT SER 1 73935A104 224 5300 SH DEFINED 1 5300 0 0 PRAXAIR INC COM 74005P104 37 450 SH DEFINED 1 450 0 0 PROCTER & GAMBLE CO COM 742718109 606 10455 SH DEFINED 1 10455 0 0 PROGRESS ENERGY INC COM 743263105 20 500 SH DEFINED 1 500 0 0 QUALCOMM INC COM 747525103 109 2430 SH DEFINED 1 2430 0 0 RAYTHEON COM NEW 755111507 19 400 SH DEFINED 1 400 0 0 RESEARCH IN MOTION COM 760975102 480 7100 SH DEFINED 1 7100 0 0 ROGERS COMMUNICATION CL B 775109200 506 17940 SH DEFINED 1 17940 0 0 ROYAL BANK CDA COM 780087102 3679 68669 SH DEFINED 1 68669 0 0 S&P 500 DEP RECEIPTS UNIT SER 1 78462F103 54850 519463 SH DEFINED 1 519463 0 0 SCHLUMBERGER LTD COM 806857108 43 724 SH DEFINED 1 724 0 0 SHAW COMMUNICATIONS CL B CONV 82028K200 397 22041 SH DEFINED 1 22041 0 0 SILVER WHEATON COM 828336107 88 7000 SH DEFINED 1 7000 0 0 SMUCKER J M CO COM NEW 832696405 5 100 SH DEFINED 1 100 0 0 SOUTHERN CO COM 842587107 11 350 SH DEFINED 1 350 0 0 SPX CORP COM 784635104 85 1390 SH DEFINED 1 1390 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- STAPLES INC COM 855030102 2 100 SH DEFINED 1 100 0 0 SUN LIFE FNCL INC COM 866796105 958 30661 SH DEFINED 1 30661 0 0 SUNCOR ENERGY INC COM 867224107 3375 97664 SH DEFINED 1 97664 0 0 SYMANTEC CORP COM 871503108 13 800 SH DEFINED 1 800 0 0 TALISMAN ENERGY INC COM 87425E103 1887 108800 SH DEFINED 1 108800 0 0 TECK RESOURCES LTD CL B 878742204 139 5045 SH DEFINED 1 5045 0 0 TELUS CORP NON-VTG SHS 87971M202 254 8169 SH DEFINED 1 8169 0 0 THERMO FISHER SCI COM 883556102 143 3270 SH DEFINED 1 3270 0 0 THOMSON REUTERS CORP COM 884903105 1392 41453 SH DEFINED 1 41453 0 0 TIM HORTONS INC COM 88706M103 171 6054 SH DEFINED 1 6054 0 0 TOREADOR RES CORP COM 891050106 0 4 SH DEFINED 1 4 0 0 TORONTO DOMINION BK COM NEW 891160509 5934 92076 SH DEFINED 1 92076 0 0 TOTAL S A SPONSORED ADR 89151E109 24 400 SH DEFINED 1 400 0 0 TRANSALTA CORP COM 89346D107 767 37369 SH DEFINED 1 37369 0 0 TRANSCANADA CORP COM 89353D107 2748 88583 SH DEFINED 1 88583 0 0 TRAVELERS CO(THE) COM 89417E109 55 1115 SH DEFINED 1 1115 0 0 UNILEVER PLC SPON ADR NEW 904767704 26 900 SH DEFINED 1 900 0 0 UNION PAC CORP COM 907818108 80 1375 SH DEFINED 1 1375 0 0 UNITED TECHNOLOGIES COM 913017109 463 7595 SH DEFINED 1 7595 0 0 US BANCORP DEL COM NEW 902973304 36 1630 SH DEFINED 1 1630 0 0 VECTOR GROUP LTD COM 92240M108 90 5775 SH DEFINED 1 5775 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 15 400 SH DEFINED 1 400 0 0 VERIZON COMMUNICATNS COM 92343V104 46 1517 SH DEFINED 1 1517 0 0 VISA INC COM CL A 92826C839 14 200 SH DEFINED 1 200 0 0 WAL MART STORES INC COM 931142103 130 2655 SH DEFINED 1 2655 0 0 WALT DISNEY CO COM DISNEY 254687106 3 125 SH DEFINED 1 125 0 0 WELLS FARGO & CO COM 949746101 22 790 SH DEFINED 1 790 0 0 WYETH COM 983024100 12 250 SH DEFINED 1 250 0 0
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