0001193125-13-046116.txt : 20130208 0001193125-13-046116.hdr.sgml : 20130208 20130208160655 ACCESSION NUMBER: 0001193125-13-046116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 EFFECTIVENESS DATE: 20130208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD MANAGEMENT CO INC CENTRAL INDEX KEY: 0001082621 IRS NUMBER: 237361259 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03879 FILM NUMBER: 13586846 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 BUSINESS PHONE: 6175234400 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 13F-HR 1 d482127d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: __________ This amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvard Management Company, Inc. Address: 600 Atlantic Avenue Boston, MA 02210 13F File Number: 028-03879 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn I. Murtagh Title: Managing Director - Chief Compliance Officer Phone: (617) 523-4400 Signature, Place, and Date of signing: /s/ Kathryn Murtagh, Boston, MA, February 8, 2013 Report Type (Check only one.): [X] 13F Holdings Report. [_] 13F Notice. [_] 13F Combination Report. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total (thousands): 1,057,559 List of Other Included Managers: NONE
VOTING AUTHORITY --------------------- MARKET VALUE SHARES/ SH/ PUT/ INVESTMENT NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE -------------- ----------------- ------------ -------- --------- --- ---- ---------- --------- ------ ---- ALLIANCE FINANCIAL CORP NY COM 019205 10 3 2,480 56,987 SH SOLE 56,987 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W 10 5 21,941 948,204 SH SOLE 948,204 0 0 APPLE INC COM 037833 10 0 304 571 SH SOLE 571 0 0 ATLAS ENERGY LP COM UNITS LP 04930A 10 4 5,225 150,410 SH SOLE 150,410 0 0 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A 10 1 494 21,993 SH SOLE 21,993 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460 30 3 2,644 152,219 SH SOLE 152,219 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X 10 9 370 12,987 SH SOLE 12,987 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F 29 1 23,864 401,216 SH SOLE 401,216 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T 10 7 633 30,000 SH SOLE 30,000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290 88 9 4,878 494,187 SH SOLE 494,187 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P 10 6 2,016 40,571 SH SOLE 40,571 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M 10 9 4,963 84,525 SH SOLE 84,525 0 0 CITRIX SYS INC COM 177376 10 0 495 7,524 SH SOLE 7,524 0 0 CNOOC LTD SPONSORED ADR 126132 10 9 3,019 13,722 SH SOLE 13,722 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241 10 8 2,414 16,200 SH SOLE 16,200 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W 20 3 1,470 35,000 SH SOLE 35,000 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409 60 1 136 12,500 SH SOLE 12,500 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448 10 4 5,992 166,668 SH SOLE 166,668 0 0 COVENTRY HEALTH CARE INC COM 222862 10 4 17,600 392,600 SH SOLE 392,600 0 0 CREDICORP LTD COM G2519Y 10 8 8,567 58,451 SH SOLE 58,451 0 0 CUMULUS MEDIA INC CL A 231082 10 8 73 27,281 SH SOLE 27,281 0 0 DIRECTV COM 25490A 30 9 755 15,054 SH SOLE 15,054 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T 10 1 1,293 26,490 SH SOLE 26,490 0 0 ENERSIS S A SPONSORED ADR 29274F 10 4 1,110 60,939 SH SOLE 60,939 0 0 EPOCH HOLDING CORP COM 29428R 10 3 16,924 606,582 SH SOLE 606,582 0 0 FACEBOOK INC CL A 30303M 10 2 1,332 50,000 SH SOLE 50,000 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A 10 9 227 20,000 SH SOLE 20,000 0 0 FIRST CALIFORNIA FINANCIAL G COM NEW 319395 10 9 4,632 600,000 SH SOLE 600,000 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419 10 6 8,086 80,300 SH SOLE 80,300 0 0 FOOT LOCKER INC COM 344849 10 4 487 15,159 SH SOLE 15,159 0 0 GENERAL MTRS CO COM 37045V 10 0 530 18,396 SH SOLE 18,396 0 0 GOOGLE INC CL A 38259P 50 8 1,080 1,523 SH SOLE 1,523 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J 20 6 5,434 204,450 SH SOLE 204,450 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F 10 1 1,425 35,005 SH SOLE 35,005 0 0 HUDSON CITY BANCORP COM 443683 10 7 37,805 4,650,000 SH SOLE 4,650,000 0 0 INFOSYS LTD SPONSORED ADR 456788 10 8 846 20,000 SH SOLE 20,000 0 0 ISHARES INC MSCI BRAZIL 464286 40 0 259,073 4,621,349 SH SOLE 4,621,349 0 0 ISHARES INC MSCI TURKEY FD 464286 71 5 21,587 323,262 SH SOLE 323,262 0 0 ISHARES INC MSCI MEX INVEST 464286 82 2 27,116 384,467 SH SOLE 384,467 0 0 ISHARES INC MSCI CHILE INVES 464286 64 0 27,778 439,247 SH SOLE 439,247 0 0 ISHARES INC MSCI S KOREA 464286 77 2 48,418 764,178 SH SOLE 764,178 0 0 ISHARES INC MSCI MALAYSIA 464286 83 0 4,508 297,940 SH SOLE 297,940 0 0 ISHARES TR RUSSELL 2000 464287 65 5 2,856 33,884 SH SOLE 33,884 0 0 ISHARES TR CORE S&P500 ETF 464287 20 0 17,893 125,056 SH SOLE 125,056 0 0 ISHARES TR MSCI EAFE INDEX 464287 46 5 1,698 29,880 SH SOLE 29,880 0 0 ISHARES TR CORE S&P MCP ETF 464287 50 7 3,485 34,265 SH SOLE 34,265 0 0 ISHARES TR FTSE CHINA25 IDX 464287 18 4 34,683 856,782 SH SOLE 856,782 0 0 ISHARES TR PHILL INVSTMRK 46429B 40 8 6,826 197,556 SH SOLE 197,556 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562 10 6 2,767 168,099 SH SOLE 168,099 0 0 KAYAK SOFTWARE CORP CL A 486577 10 9 11,387 286,678 SH SOLE 286,678 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A 10 5 1,031 28,712 SH SOLE 28,712 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B 11 9 38 10,000 SH SOLE 10,000 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631 10 6 721 51,637 SH SOLE 51,637 0 0 KT CORP SPONSORED ADR 48268K 10 1 520 31,088 SH SOLE 31,088 0 0 LATAM AIRLS GROUP S A SPONSORED ADR 51817R 10 6 236 10,000 SH SOLE 10,000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V 10 2 848 58,589 SH SOLE 58,589 0 0 LIMITED BRANDS INC COM 532716 10 7 703 14,949 SH SOLE 14,949 0 0 LML PMT SYS INC COM 50208P 10 9 1,892 550,000 SH SOLE 550,000 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U 75 3 46,212 1,613,539 SH SOLE 1,613,539 0 0 MECHEL OAO SPONSORED ADR 583840 10 3 884 127,550 SH SOLE 127,550 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409 10 9 8,823 473,106 SH SOLE 473,106 0 0 NYSE EURONEXT COM 629491 10 1 789 25,000 SH SOLE 25,000 0 0 OCEANEERING INTL INC COM 675232 10 2 755 14,040 SH SOLE 14,040 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684 10 6 924 25,000 SH SOLE 25,000 0 0 PEBBLEBROOK HOTEL TR COM 70509V 10 0 54,155 2,597,352 SH SOLE 2,597,352 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V 40 8 1,655 85,000 SH SOLE 85,000 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V 10 1 2,606 135,000 SH SOLE 135,000 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252 60 4 552 9,000 SH SOLE 9,000 0 0 PLAINS EXPL& PRODTN CO COM 726505 10 0 23,733 505,600 SH SOLE 505,600 0 0 POSCO SPONSORED ADR 693483 10 9 1,562 19,015 SH SOLE 19,015 0 0 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q 70 2 12,642 411,404 SH SOLE 411,404 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B 20 0 3,658 64,073 SH SOLE 64,073 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B 10 1 6,469 231,798 SH SOLE 231,798 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B 70 5 2,866 148,632 SH SOLE 148,632 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B 40 8 5,644 201,948 SH SOLE 201,948 0 0 RALCORP HLDGS INC NEW COM 751028 10 1 46,618 520,000 SH SOLE 520,000 0 0 SEARS HLDGS CORP COM 812350 10 6 951 23,000 SH SOLE 23,000 0 0 SERVICE CORP INTL COM 817565 10 4 12,483 903,924 SH SOLE 903,924 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084 86 4 57 10,753 SH SOLE 10,753 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635 10 5 1,729 30,000 SH SOLE 30,000 0 0 SOUTHERN COPPER CORP COM 84265V 10 5 5,544 146,422 SH SOLE 146,422 0 0 SPARTECH CORP COM NEW 847220 20 9 13,293 1,465,650 SH SOLE 1,465,650 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 7,336 39,500 SH SOLE 39,500 0 0 STEWART ENTERPRISES INC CL A 860370 10 5 7,545 987,620 SH SOLE 987,620 0 0 TATA MTRS LTD SPONSORED ADR 876568 50 2 287 10,000 SH SOLE 10,000 0 0 TEAVANA HLDGS INC COM 87819P 10 2 37,862 2,442,714 SH SOLE 2,442,714 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R 10 6 373 15,500 SH SOLE 15,500 0 0 TRONOX LTD SHS CL A Q9235V 10 1 3,614 198,000 SH SOLE 198,000 0 0 UNION PAC CORP COM 907818 10 8 815 6,484 SH SOLE 6,484 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873 40 5 60 30,000 SH SOLE 30,000 0 0 VALE S A ADR 91912E 10 5 2,990 142,630 SH SOLE 142,630 0 0 VALE S A ADR REPSTG PFD 91912E 20 4 3,178 156,546 SH SOLE 156,546 0 0 VALLEY NATL BANCORP COM 919794 10 7 3,330 358,020 SH SOLE 358,020 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042 85 8 6,935 155,735 SH SOLE 155,735 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908 84 4 5,915 99,289 SH SOLE 99,289 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943 85 8 8,186 232,371 SH SOLE 232,371 0 0 WARNACO GROUP INC COM NEW 934390 40 2 42,317 591,261 SH SOLE 591,261 0 0 WILLIAMS COS INC DEL COM 969457 10 0 3,999 122,134 SH SOLE 122,134 0 0 WPX ENERGY INC COM 98212B 10 3 605 40,678 SH SOLE 40,678 0 0