0001140361-12-007312.txt : 20120213 0001140361-12-007312.hdr.sgml : 20120213 20120213154007 ACCESSION NUMBER: 0001140361-12-007312 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&CO INC CENTRAL INDEX KEY: 0001082461 IRS NUMBER: 043005726 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04997 FILM NUMBER: 12598859 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172278660 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S & Co. Inc. Address: 50 Congress Street Boston, MA 02109 Form 13F File Number: 028-04997 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Alexander Webb III Title: Chief Compliance Officer Phone: 617-227-8660 Signature, Place, and Date of Signing: /s/ Alexander Webb III Boston, MA 2/10/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $ 582,224 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AOL INC common 00184X105 0 61 SOLE 61 0 0 AT&T INC COM common 00206R102 114 3795 SOLE 3795 0 0 ABBOTT LABORATORIES common 002824100 17407 309577 SOLE 309577 0 0 ADOBE SYSTEMS INC COM common 00724F101 89 3170 SOLE 3170 0 0 AGILENT TECHNOLOGIES INC common 00846U101 2 80 SOLE 80 0 0 AGNICO-EAGLE MINES LTD COM common 008474108 326 9000 SOLE 9000 0 0 AIR PRODUCTS & CHEMICALS INC COM common 009158106 14243 167202 SOLE 167202 0 0 ALCOA INC COM common 013817101 2138 247242 SOLE 247242 0 0 ALPHA NATURAL RESOURCES INC common 02076X102 619 30300 SOLE 30300 0 0 AMERICAN EXPRESS CO COM common 025816109 304 6450 SOLE 6450 0 0 AMGEN INC COM common 031162100 1194 18600 SOLE 18600 0 0 ANALOG DEVICES COM common 032654105 178 5000 SOLE 5000 0 0 APPLE INC common 037833100 7630 18840 SOLE 18840 0 0 AUTOMATIC DATA PROCESSING INC COM common 053015103 14555 269498 SOLE 269498 0 0 AVALONBAY COMMUNITIES INC COM common 053484101 97 750 SOLE 750 0 0 BAIDU INC SPONSORED ADR common 056752108 349 3000 SOLE 3000 0 0 BARRICK GOLD CORP COM common 067901108 905 20000 SOLE 20000 0 0 BERKSHIRE HATHAWAY INC CL B (NEW) common 084670702 19968 261707 SOLE 261707 0 0 BHP BILLITON LTD SPONSORED ADR common 088606108 353 5000 SOLE 5000 0 0 BOEING CO COM common 097023105 820 11190 SOLE 11190 0 0 BOSTON PROPERTIES INC COM common 101121101 79 800 SOLE 800 0 0 BOSTON SCIENTIFIC CORP COM common 101137107 826 154725 SOLE 154725 0 0 CVS CAREMARK CORP COM common 126650100 316 7750 SOLE 7750 0 0 CATERPILLAR INC COM common 149123101 15113 166817 SOLE 166817 0 0 CELGENE CORP COM common 151020104 285 4230 SOLE 4230 0 0 CENOVUS ENERGY INC common 15135U109 48 1450 SOLE 1450 0 0 CERNER CORP COM common 156782104 682 11140 SOLE 11140 0 0 CHESAPEAKE ENERGY CORP COM common 165167107 240 10780 SOLE 10780 0 0 CHEVRON CORP COM common 166764100 10163 95519 SOLE 95519 0 0 CHUBB CORP COM common 171232101 27 400 SOLE 400 0 0 CHURCH & DWIGHT INC COM common 171340102 17327 378656 SOLE 378656 0 0 CISCO SYSTEMS INC COM common 17275R102 5169 285921 SOLE 285921 0 0 CITIGROUP INC (NEW) common 172967424 621 23617 SOLE 23617 0 0 COLGATE-PALMOLIVE CO COM common 194162103 221 2400 SOLE 2400 0 0 DESARROLLADORA HOMEX SA DE CV ADR common 24702R101 264 18100 SOLE 18100 0 0 DIAGEO PLC SPONSORED ADR common 252131107 26 300 SOLE 300 0 0 WALT DISNEY HOLDING CO common 254600109 111 2970 SOLE 2970 0 0 DISCOVERY COMMUNICATIONS INC CL A common 254687106 111 2970 SOLE 2970 0 0 DISCOVERY COMMUNICATIONS INC- C common 25470F104 1388 33890 SOLE 33890 0 0 DIRECTV CLASS A common 25470F302 18613 435298 SOLE 435298 0 0 E I DUPONT DENEMOURS & CO COM common 254990914 1363 29775 SOLE 29775 0 0 EMC CORP COM (MA) common 263534109 607 28200 SOLE 28200 0 0 EATON VANCE CORP NON-VOTING COM common 272990904 1361 57600 SOLE 57600 0 0 ECOLAB INC COM common 278265103 13950 241325 SOLE 241325 0 0 EMERSON ELECTRIC CO COM common 278865100 37 810 SOLE 810 0 0 ENBRIDGE INC COM common 291011104 15408 411888 SOLE 411888 0 0 ENTERGY CORP (NEW) COM common 29250N105 1164 15939 SOLE 15939 0 0 EUROPEAN AERONAUTIC DEFENCE & SPACE ADR common 29364G103 313 10000 SOLE 10000 0 0 EXXON MOBIL CORP COM common 29875W100 37772 445640 SOLE 445640 0 0 FANUC CORP ADR common 303075105 637 25000 SOLE 25000 0 0 FORD MOTOR COMPANY COM common 317485100 2903 269800 SOLE 269800 0 0 FORTINET INC common 345370860 110 5044 SOLE 5044 0 0 GANNETT CO COM common 364730101 7 560 SOLE 560 0 0 GAZPROM O A O SPONSORED ADR REG S common 368287207 1918 179880 SOLE 179880 0 0 GENERAL COMMUNICATIONS common 369385109 21 2190 SOLE 2190 0 0 GENERAL ELECTRIC CO COM common 369604103 7541 421101 SOLE 421101 0 0 GENERAL MILLS INC COM common 370334104 1852 45848 SOLE 45848 0 0 GILEAD SCIENCES INC COM common 375558103 179 4380 SOLE 4380 0 0 GOLDCORP INC (NEW) COM common 380956409 1261 28500 SOLE 28500 0 0 GOOGLE INC CL A common 38259P508 3086 4779 SOLE 4779 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- HDFC BANK LTD ADR common 40415F101 919 35000 SOLE 35000 0 0 HSBC HOLDINGS PLC SPONSORED ADR (NEW) common 404280406 659 17311 SOLE 17311 0 0 HALLADOR ENERGY CO common 40609P105 37 3810 SOLE 3810 0 0 HALLIBURTON CO COM common 406216101 172 5000 SOLE 5000 0 0 HESS CORP COM common 42809H107 472 8325 SOLE 8325 0 0 HEWLETT-PACKARD CO COM common 428236103 10477 406722 SOLE 406722 0 0 HITACHI LTD ADR (10 COM) common 433578507 521 10000 SOLE 10000 0 0 HOME DEPOT INC COM common 437076102 756 18000 SOLE 18000 0 0 HUGOTON ROYALTY TRUST common 444717102 64 3425 SOLE 3425 0 0 ICICI BANK LTD SPONSORED ADR common 45104G104 264 10000 SOLE 10000 0 0 ILLINOIS TOOL WORKS INC COM common 452308109 196 4200 SOLE 4200 0 0 INTEL CORP COM common 458140100 16212 668566 SOLE 668566 0 0 INTERNATIONAL BUSINESS MACHINES COM common 459200101 14153 76974 SOLE 76974 0 0 IRON MOUNTAIN INC (PA) COM common 462846106 308 10000 SOLE 10000 0 0 ISHARES MSCI JAPAN SMALL CAP ETF common 464286582 649 15000 SOLE 15000 0 0 ISHARES MSCI BRIC INDEX ETF common 464286657 2224 61345 SOLE 61345 0 0 ISHARES MSCI JAPAN INDEX FUND common 464286848 1503 165000 SOLE 165000 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND common 464287184 2562 73500 SOLE 73500 0 0 ITAU UNIBANCO HOLDING SA ADR common 465562106 1084 58425 SOLE 58425 0 0 JDS UNIPHASE CORP (new) common 46612J507 9 936 SOLE 936 0 0 JPMORGAN CHASE & CO COM common 46625H100 1261 37934 SOLE 37934 0 0 JOHNSON & JOHNSON COM common 478160104 15431 235314 SOLE 235314 0 0 KIMBERLY-CLARK CORP COM common 494368103 3299 44859 SOLE 44859 0 0 KIRIN HOLDINGS CO LTD ADR common 497350306 608 50000 SOLE 50000 0 0 LIBERTY MEDIA CORP - LIBERTY CAPITAL common 530322106 44460 569639 SOLE 569639 0 0 LIBERTY GLOBAL INC CL A common 530555101 8022 195527 SOLE 195527 0 0 LIBERTY GLOBAL INC Ser C common 530555309 6942 175667 SOLE 175667 0 0 LIBERTY INTERACTIVE CORPORATION common 53071M104 9172 565664 SOLE 565664 0 0 LINEAR TECHNOLOGY CORP COM common 535678106 36 1200 SOLE 1200 0 0 LIVE NATION ENTERTAINMENT INC common 538034109 15 1867 SOLE 1867 0 0 LOWE'S COS INC COM common 548661107 18 720 SOLE 720 0 0 MARKET VECTORS GOLD MINERS ETF common 57060U100 8309 161560 SOLE 161560 0 0 MCDONALD'S CORP COM common 580135101 825 8230 SOLE 8230 0 0 MCGRAW-HILL COS INC COM common 580645109 62 1400 SOLE 1400 0 0 MEDTRONIC INC COM common 585055106 13114 342872 SOLE 342872 0 0 MERCK & CO INC (NEW) common 58933Y105 15580 413288 SOLE 413288 0 0 MICROSOFT CORP COM common 594918104 4489 172936 SOLE 172936 0 0 MITSUBISHI UFJ FINANCIAL ADR common 606822104 314 75000 SOLE 75000 0 0 MOLEX INC COM common 608554101 2880 120710 SOLE 120710 0 0 MONSANTO CO (NEW) COM common 61166W101 17 250 SOLE 250 0 0 NATIONAL OILWELL VARCO INC COM common 637071101 12 180 SOLE 180 0 0 NESTLE S A SPONSORED ADR common 641069406 866 15000 SOLE 15000 0 0 NETFLIX INC COM common 64110L106 346 5000 SOLE 5000 0 0 NEWMONT MINING CORP COM common 651639106 498 8310 SOLE 8310 0 0 NEWS CORP CL B common 65248E203 554 30500 SOLE 30500 0 0 OCCIDENTAL PETROLEUM CORP COM common 674599105 517 5520 SOLE 5520 0 0 PNC FINANCIAL SERVICES GROUP INC COM common 693475105 57 1000 SOLE 1000 0 0 PT PASIFIK SATELIT NUSAN ADR common 69365Q106 0 312900 SOLE 312900 0 0 PALL CORP COM common 696429307 32387 590719 SOLE 590719 0 0 PAYCHEX INC COM common 704326107 150 5000 SOLE 5000 0 0 PEPSICO INC COM common 713448108 8937 134703 SOLE 134703 0 0 PERRIGO CO COM common 714290103 582 5991 SOLE 5991 0 0 PETROLEO BRASILEIRO SA SPONSORED ADR common 71654V408 7808 314223 SOLE 314223 0 0 PFIZER INC COM common 717081103 696 32200 SOLE 32200 0 0 PLUM CREEK TIMBER CO INC COM common 729251108 69 1900 SOLE 1900 0 0 PRAXAIR INC COM common 74005P104 53 500 SOLE 500 0 0 PROCTER & GAMBLE CO COM common 742718109 7308 109550 SOLE 109550 0 0 PROSHARES ULTRASHORT LEHMAN 20+ YR TRSY common 74347R297 91 5075 SOLE 5075 0 0 PROSHARES ULTRASHORT LEH 7 common 74347R313 61 2000 SOLE 2000 0 0 QUALCOMM INC COM common 747525103 397 7260 SOLE 7260 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ROLLINS INC COM common 775711104 211 9500 SOLE 9500 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR A SH common 780259206 12253 167644 SOLE 167644 0 0 SPDR GOLD TRUST common 78463V107 15034 98920 SOLE 98920 0 0 SAN JUAN BASIN ROYALTY TR UNIT BEN INT common 798241105 68 3000 SOLE 3000 0 0 SCHLUMBERGER LTD NV COM common 806857108 12343 180691 SOLE 180691 0 0 SIGMA-ALDRICH CORP COM common 826552101 4785 76625 SOLE 76625 0 0 SIMON PROPERTY GROUP INC common 828806109 96 750 SOLE 750 0 0 STANDEX INTERNATIONAL CORP COM common 854231107 70 2050 SOLE 2050 0 0 STAPLES INC COM common 855030102 6 500 SOLE 500 0 0 STATOIL ASA ADR common 85771P102 828 32350 SOLE 32350 0 0 STERICYCLE INC COM common 858912108 2078 26675 SOLE 26675 0 0 STRYKER CORP COM common 863667101 734 14768 SOLE 14768 0 0 SYSCO CORP COM common 871829107 228 7780 SOLE 7780 0 0 TAIWAN SEMICONDUCTOR MFG SPONSORED ADR common 874039100 1427 110578 SOLE 110578 0 0 TATA MOTORS LTD SPONSORED ADR common 876568502 591 35000 SOLE 35000 0 0 TECK RESOURCES LTD CL B SUB VTG common 878742204 1226 34850 SOLE 34850 0 0 TELEFONICA S A SPONSORED ADR common 879382208 515 30000 SOLE 30000 0 0 TELLABS INC COM common 879664100 282 70000 SOLE 70000 0 0 TEMPLE-INLAND INC COM common 879868107 294 9280 SOLE 9280 0 0 TEVA PHARMACEUTICAL INDS LTD ADR common 881624209 1186 29400 SOLE 29400 0 0 THERMO FISHER SCIENTIFIC INC common 883556102 3596 79986 SOLE 79986 0 0 3M COMPANY COM common 88579Y101 6996 85609 SOLE 85609 0 0 TIME WARNER INC (NEW) common 887317303 24 681 SOLE 681 0 0 TIME WARNER CABLE INC (NEW) common 88732J207 10 171 SOLE 171 0 0 TOYOTA MOTOR CORP ADR common 892331307 367 5550 SOLE 5550 0 0 THE TRAVELERS COS INC COM common 89417E109 1817 30725 SOLE 30725 0 0 UNION PACIFIC CORP COM common 907818108 3461 32674 SOLE 32674 0 0 VALE SA ADR common 91912E105 483 22540 SOLE 22540 0 0 VALE SA CL A PFD ADR common 91912E204 1268 61600 SOLE 61600 0 0 VANGUARD DIVIDEND APPRECIATION INDEX ETF common 921908844 937 17150 SOLE 17150 0 0 VANGUARD MSCI EMERGING MARKETS INDEX ETF common 922042858 956 25,025 SOLE 25,025 0 0 VANGUARD ENERGY ETF common 92204A306 2,557 25,365 SOLE 25,365 0 0 VECTREN CORP COM common 92240G101 750 24,827 SOLE 24,827 0 0 VERIZON COMMUNICATIONS INC COM common 92343V104 291 7,256 SOLE 7,256 0 0 VODAFONE GROUP PLC SPONSORED ADR (NEW) common 92857W209 24 875 SOLE 875 0 0 WAL-MART STORES INC COM common 931142103 92 1,550 SOLE 1,550 0 0 WALGREEN CO COM common 931422109 25 765 SOLE 765 0 0 WATERS CORP COM common 941848103 681 9,205 SOLE 9,205 0 0 WELLS FARGO & CO common 949746101 4,721 171,325 SOLE 171,325 0 0 WISCONSIN ENERGY CORP COM common 976657106 1,580 45,200 SOLE 45,200 0 0 YUM BRANDS INC COM common 988498101 177 3,000 SOLE 3,000 0 0 ZHONGPIN INC common 98952K107 511 60,000 SOLE 60,000 0 0 ACCENTURE PLC common G1151C101 1,064 20,000 SOLE 20,000 0 0 MAN WAH HOLDINGS LTD ORD common G5800U107 230 400,000 SOLE 400,000 0 0 ACE LIMITED (NEW) common H0023R105 1,456 20,775 SOLE 20,775 0 0