0001140361-11-037838.txt : 20110725 0001140361-11-037838.hdr.sgml : 20110725 20110725152459 ACCESSION NUMBER: 0001140361-11-037838 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110725 DATE AS OF CHANGE: 20110725 EFFECTIVENESS DATE: 20110725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&CO INC CENTRAL INDEX KEY: 0001082461 IRS NUMBER: 043005726 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04997 FILM NUMBER: 11984532 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172278660 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S & Co. Inc. Address: 50 Congress Street Boston, MA 02109 Form 13F File Number: 028-04997 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Alexander Webb III Title: Chief Compliance Officer Phone: 617-227-8660 Signature, Place, and Date of Signing: /s/ Alexander Webb III Boston, MA 7/22/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: $ 634,988 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AOL INC common 00184X105 1 61 SOLE 61 0 0 AT&T INC COM common 00206R102 119 3795 SOLE 3795 0 0 ABBOTT LABORATORIES common 002824100 16648 316382 SOLE 316382 0 0 ADOBE SYSTEMS INC COM common 00724F101 49 1585 SOLE 1585 0 0 AGILENT TECHNOLOGIES INC common 00846U101 4 80 SOLE 80 0 0 AGNICO-EAGLE MINES LTD COM common 008474108 568 9000 SOLE 9000 0 0 AIR PRODUCTS & CHEMICALS INC COM common 009158106 16251 170034 SOLE 170034 0 0 ALCOA INC COM common 013817101 3976 250706 SOLE 250706 0 0 ALPHA NATURAL RESOURCES INC common 02076X102 31 700 SOLE 700 0 0 AMERICAN EXPRESS CO COM common 025816109 333 6450 SOLE 6450 0 0 AMGEN INC COM common 031162100 1085 18600 SOLE 18600 0 0 ANALOG DEVICES COM common 032654105 195 5000 SOLE 5000 0 0 APPLE INC common 037833100 6639 19780 SOLE 19780 0 0 AUTOMATIC DATA PROCESSING INC COM common 053015103 14421 273761 SOLE 273761 0 0 AVALONBAY COMMUNITIES INC COM common 053484101 163 1275 SOLE 1275 0 0 BANK OF AMERICA CORP COM common 060505104 9094 829748 SOLE 829748 0 0 BARRICK GOLD CORP COM common 067901108 905 20000 SOLE 20000 0 0 BERKSHIRE HATHAWAY INC CL B (NEW) common 084670702 22566 291597 SOLE 291597 0 0 BHP BILLITON LTD SPONSORED ADR common 088606108 473 5000 SOLE 5000 0 0 BOEING CO COM common 097023105 1131 15300 SOLE 15300 0 0 BOSTON PROPERTIES INC COM common 101121101 138 1300 SOLE 1300 0 0 BOSTON SCIENTIFIC CORP COM common 101137107 1067 154525 SOLE 154525 0 0 CVS CAREMARK CORP COM common 126650100 291 7750 SOLE 7750 0 0 CATERPILLAR INC COM common 149123101 18409 172920 SOLE 172920 0 0 CELGENE CORP COM common 151020104 255 4230 SOLE 4230 0 0 CENOVUS ENERGY INC common 15135U109 54 1450 SOLE 1450 0 0 CHESAPEAKE ENERGY CORP COM common 165167107 500 16850 SOLE 16850 0 0 CHEVRON CORP COM common 166764100 10062 97849 SOLE 97849 0 0 CHUBB CORP COM common 171232101 25 400 SOLE 400 0 0 CHURCH & DWIGHT INC COM common 171340102 15542 383376 SOLE 383376 0 0 CISCO SYSTEMS INC COM common 17275R102 4589 294021 SOLE 294021 0 0 CITIGROUP INC (NEW) common 172967424 983 23617 SOLE 23617 0 0 COCA-COLA CO COM common 191216100 196 2920 SOLE 2920 0 0 COCA-COLA FEMSA SAB DE CV SPONSORED ADR common 191241108 1395 15000 SOLE 15000 0 0 COLGATE-PALMOLIVE CO COM common 194162103 209 2400 SOLE 2400 0 0 CONOCOPHILLIPS COM common 20825C104 462 6150 SOLE 6150 0 0 DELL INC common 24702R101 301 18100 SOLE 18100 0 0 DESARROLLADORA HOMEX SA DE CV ADR common 25030W100 375 14870 SOLE 14870 0 0 DIAGEO PLC SPONSORED ADR common 25243Q205 24 300 SOLE 300 0 0 DIREXION GOLD MINERS ETF common 25459W250 88 3000 SOLE 3000 0 0 WALT DISNEY HOLDING CO common 254687106 115 2970 SOLE 2970 0 0 DISCOVERY COMMUNICATIONS INC CL A common 25470F104 1374 33558 SOLE 33558 0 0 DISCOVERY COMMUNICATIONS INC- C common 25470F302 1240 33944 SOLE 33944 0 0 DIRECTV CLASS A common 25490A101 22338 439554 SOLE 439554 0 0 E I DUPONT DENEMOURS & CO COM common 263534109 1609 29775 SOLE 29775 0 0 EMC CORP COM (MA) common 268648102 776 28200 SOLE 28200 0 0 EATON VANCE CORP NON-VOTING COM common 278265103 1741 57600 SOLE 57600 0 0 ECOLAB INC COM common 278865100 13024 231004 SOLE 231004 0 0 EMERSON ELECTRIC CO COM common 291011104 45 810 SOLE 810 0 0 ENBRIDGE INC COM common 29250N105 14790 455668 SOLE 455668 0 0 ENTERGY CORP (NEW) COM common 29364G103 1161 17004 SOLE 17004 0 0 EUROPEAN AERONAUTIC DEFENCE & SPACE ADR common 29875W100 334 10000 SOLE 10000 0 0 EXXON MOBIL CORP COM common 30231G102 36920 453675 SOLE 453675 0 0 FANUC LTD ADR common 307305102 691 25000 SOLE 25000 0 0 FOCUS MEDIA HOLDING LTD ADR common 34415V109 740 23800 SOLE 23800 0 0 FORD MOTOR COMPANY COM common 345370860 3727 270300 SOLE 270300 0 0 FRONTIER COMMUNICATIONS CORP common 35906A108 14 1741 SOLE 1741 0 0 GANNETT CO COM common 364730101 16 1120 SOLE 1120 0 0 GAZPROM O A O SPONSORED ADR REG S common 368287207 2627 179880 SOLE 179880 0 0 GENERAL COMMUNICATIONS common 369385109 26 2190 SOLE 2190 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- GENERAL ELECTRIC CO COM common 369604103 8034 425991 SOLE 425991 0 0 GENERAL MILLS INC COM common 370334104 1777 47752 SOLE 47752 0 0 GILEAD SCIENCES INC COM common 375558103 315 7610 SOLE 7610 0 0 GOLDCORP INC (NEW) COM common 380956409 1375 28500 SOLE 28500 0 0 GOOGLE INC CL A common 38259P508 2673 5279 SOLE 5279 0 0 HDFC BANK LTD ADR common 40415F101 1880 10660 SOLE 10660 0 0 HSBC HOLDINGS PLC SPONSORED ADR (NEW) common 404280406 1057 21311 SOLE 21311 0 0 HESS CORP COM common 42809H107 622 8325 SOLE 8325 0 0 HEWLETT-PACKARD CO COM common 428236103 18881 518713 SOLE 518713 0 0 HOME DEPOT INC COM common 437076102 651 18000 SOLE 18000 0 0 HUGOTON ROYALTY TRUST common 444717102 77 3425 SOLE 3425 0 0 ICICI BANK LTD SPONSORED ADR common 45104G104 493 10000 SOLE 10000 0 0 ILLINOIS TOOL WORKS INC COM common 452308109 237 4200 SOLE 4200 0 0 INTEL CORP COM common 458140100 15265 688872 SOLE 688872 0 0 INTERNATIONAL BUSINESS MACHINES COM common 459200101 14144 82451 SOLE 82451 0 0 IRON MOUNTAIN INC (PA) COM common 462846106 340 10000 SOLE 10000 0 0 ISHARES MSCI JAPAN SMALL CAP ETF common 464286582 709 15000 SOLE 15000 0 0 ISHARES MSCI BRIC INDEX ETF common 464286657 2824 59085 SOLE 59085 0 0 ISHARES MSCI JAPAN INDEX FUND common 464286848 1720 165000 SOLE 165000 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND common 464287184 3186 74200 SOLE 74200 0 0 ITAU UNIBANCO HOLDING SA ADR common 465562106 1375 58425 SOLE 58425 0 0 JDS UNIPHASE CORP (new) common 46612J507 15 936 SOLE 936 0 0 JPMORGAN CHASE & CO COM common 46625H100 1553 37934 SOLE 37934 0 0 JOHNSON & JOHNSON COM common 478160104 15894 238944 SOLE 238944 0 0 KIMBERLY-CLARK CORP COM common 494368103 3109 46710 SOLE 46710 0 0 KIRIN HOLDINGS CO LTD ADR common 497350306 900 65000 SOLE 65000 0 0 LIBERTY GLOBAL INC CL A common 530555101 8806 195527 SOLE 195527 0 0 LIBERTY GLOBAL INC Ser C common 530555309 7509 175867 SOLE 175867 0 0 LIBERTY MEDIA - INTERACTIVE SER A common 53071M104 9256 551964 SOLE 551964 0 0 LIBERTY MEDIA CORP - CAPITAL Ser A common 53071M302 39131 456341 SOLE 456341 0 0 LIBERTY MEDIA-STARZ Ser A common 53071M708 8976 119311 SOLE 119311 0 0 LINEAR TECHNOLOGY CORP COM common 535678106 39 1200 SOLE 1200 0 0 LIVE NATION ENTERTAINMENT INC common 538034109 21 1867 SOLE 1867 0 0 LOWE'S COS INC COM common 548661107 16 720 SOLE 720 0 0 LUBRIZOL CORP COM common 549271104 134 1000 SOLE 1000 0 0 MARKET VECTORS GOLD MINERS ETF common 57060U100 7691 140900 SOLE 140900 0 0 MCDONALD'S CORP COM common 580135101 778 9230 SOLE 9230 0 0 MCGRAW-HILL COS INC COM common 580645109 58 1400 SOLE 1400 0 0 MEDTRONIC INC COM common 585055106 13780 357664 SOLE 357664 0 0 MERCK & CO INC (NEW) common 58933Y105 15530 440082 SOLE 440082 0 0 MICROSOFT CORP COM common 594918104 4937 189888 SOLE 189888 0 0 MITSUBISHI UFJ FINANCIAL ADR common 606822104 966 200000 SOLE 200000 0 0 MONSANTO CO (NEW) COM common 61166W101 18 250 SOLE 250 0 0 NALCO HOLDING CO COM common 62985Q101 389 14000 SOLE 14000 0 0 NATIONAL OILWELL VARCO INC COM common 637071101 14 180 SOLE 180 0 0 NESTLE S A SPONSORED ADR common 641069406 496 8000 SOLE 8000 0 0 NEWS CORP CL B common 65248E203 565 31300 SOLE 31300 0 0 OCCIDENTAL PETROLEUM CORP COM common 674599105 574 5520 SOLE 5520 0 0 PT PASIFIK SATELIT NUSAN ADR common 69365Q106 0 312900 SOLE 312900 0 0 PALL CORP COM common 696429307 31903 591369 SOLE 591369 0 0 PAYCHEX INC COM common 704326107 245 8000 SOLE 8000 0 0 PEABODY ENERGY CORP COM common 704549104 867 14720 SOLE 14720 0 0 PEPSICO INC COM common 713448108 9557 135697 SOLE 135697 0 0 PERRIGO CO COM common 714290103 1044 11891 SOLE 11891 0 0 PETROLEO BRASILEIRO SA SPONSORED ADR common 71654V408 12123 358058 SOLE 358058 0 0 PFIZER INC COM common 717081103 663 32200 SOLE 32200 0 0 PLUM CREEK TIMBER CO INC COM common 729251108 152 3750 SOLE 3750 0 0 PROCTER & GAMBLE CO COM common 742718109 7242 113926 SOLE 113926 0 0 QUALCOMM INC COM common 747525103 412 7260 SOLE 7260 0 0 RAYTHEON CO COM (NEW) common 755111507 997 20000 SOLE 20000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- RENESOLA LTD ADR common 75971T103 261 50000 SOLE 50000 0 0 ROLLINS INC COM common 775711104 152 7500 SOLE 7500 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR A SH common 780259206 11975 168363 SOLE 168363 0 0 SPDR GOLD TRUST common 78463V107 12615 86410 SOLE 86410 0 0 SAN JUAN BASIN ROYALTY TR UNIT BEN INT common 798241105 72 3000 SOLE 3000 0 0 SCHLUMBERGER LTD NV COM common 806857108 15511 179526 SOLE 179526 0 0 SIGMA-ALDRICH CORP COM common 826552101 5411 73750 SOLE 73750 0 0 SIMON PROPERTY GROUP INC common 828806109 148 1275 SOLE 1275 0 0 SINO-FOREST CORP common 82934H101 83 25000 SOLE 25000 0 0 STANDEX INTERNATIONAL CORP COM common 854231107 62 2050 SOLE 2050 0 0 STAPLES INC COM common 855030102 7 500 SOLE 500 0 0 STATOIL ASA ADR common 85771P102 894 35150 SOLE 35150 0 0 STERICYCLE INC COM common 858912108 2377 26675 SOLE 26675 0 0 STRYKER CORP COM common 863667101 1016 17323 SOLE 17323 0 0 SYSCO CORP COM common 871829107 410 13180 SOLE 13180 0 0 TAIWAN SEMICONDUCTOR MFG SPONSORED ADR common 874039100 1394 110578 SOLE 110578 0 0 TATA MOTORS LTD SPONSORED ADR common 876568502 675 30000 SOLE 30000 0 0 TECK RESOURCES LTD CL B SUB VTG common 878742204 2795 55100 SOLE 55100 0 0 TELEFONICA S A SPONSORED ADR common 879382208 734 30000 SOLE 30000 0 0 TELLABS INC COM common 879664100 276 60000 SOLE 60000 0 0 TEMPLE-INLAND INC COM common 879868107 275 9280 SOLE 9280 0 0 TENARIS S A SPONSORED ADR common 88031M109 1486 32500 SOLE 32500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR common 881624209 1135 23550 SOLE 23550 0 0 THERMO FISHER SCIENTIFIC INC common 883556102 5121 79546 SOLE 79546 0 0 3M COMPANY COM common 88579Y101 8590 90568 SOLE 90568 0 0 TIME WARNER INC (NEW) common 887317303 24 681 SOLE 681 0 0 TIME WARNER CABLE INC (NEW) common 88732J207 13 171 SOLE 171 0 0 TOYOTA MOTOR CORP ADR common 892331307 787 9550 SOLE 9550 0 0 THE TRAVELERS COS INC COM common 89417E109 1793 30725 SOLE 30725 0 0 UNION PACIFIC CORP COM common 907818108 3402 32594 SOLE 32594 0 0 VALE SA ADR common 91912E105 551 17270 SOLE 17270 0 0 VALE SA CL A PFD ADR common 91912E204 1783 61600 SOLE 61600 0 0 VANGUARD DIVIDEND APPRECIATION INDEX ETF common 921908844 960 17150 SOLE 17150 0 0 VANGUARD ENERGY ETF common 92204A306 2804 25365 SOLE 25365 0 0 VECTREN CORP COM common 92240G101 751 26964 SOLE 26964 0 0 VEOLIA ENVIRONNEMENT ADR common 92334N103 566 20000 SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM common 92343V104 270 7,256 SOLE 7,256 0 0 VODAFONE GROUP PLC SPONSORED ADR (NEW) common 92857W209 23 875 SOLE 875 0 0 WAL-MART STORES INC COM common 931142103 162 3,050 SOLE 3,050 0 0 WALGREEN CO COM common 931422109 32 765 SOLE 765 0 0 WATERS CORP COM common 941848103 203 2,130 SOLE 2,130 0 0 WELLS FARGO & CO common 949746101 4,318 153,910 SOLE 153,910 0 0 WISCONSIN ENERGY CORP COM common 976657106 1,417 45,200 SOLE 45,200 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND common 97717W851 722 20,000 SOLE 20,000 0 0 YUM BRANDS INC COM common 988498101 165 3,000 SOLE 3,000 0 0 ZHONGPIN INC common 98952K107 524 50,000 SOLE 50,000 0 0 ACCENTURE PLC common G1151C101 1,208 20,000 SOLE 20,000 0 0 MAN WAH HOLDINGS LTD ORD common G5800U107 255 250,000 SOLE 250,000 0 0 ACE LIMITED (NEW) common H0023R105 1,400 21,275 SOLE 21,275 0 0 WEATHERFORD INTERNATIONAL LTD (NEW) common H27013103 460 24,540 SOLE 24,540 0 0