-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, De+LkAzzOFPMZDvoUmRlF+qfQegk4yj8nXZNfAkDfgCOPn+goWqGGEoQ/PUDSKt5 yItrMmhkSzlZ1ec4XwC3Sg== 0001082339-10-000001.txt : 20100205 0001082339-10-000001.hdr.sgml : 20100205 20100205115058 ACCESSION NUMBER: 0001082339-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001082339 IRS NUMBER: 931052371 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04387 FILM NUMBER: 10576222 BUSINESS ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-283-1600 MAIL ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company Common Stock 88579y101 257 3112.01 SH SOLE 3092.01 20.00 AT&T Common Stock 00206R102 213 7613.31 SH SOLE 7490.31 123.00 Abbott Labs Common Stock 002824100 2546 47152.89 SH SOLE 46427.89 725.00 Aegon N.V. - American Reg Shr Common Stock 007924103 163 25466.00 SH SOLE 4497.00 20969.00 Aflac, Inc. Common Stock 001055102 1732 37458.00 SH SOLE 36858.00 600.00 Alcatel Lucent Common Stock 013904305 186 56110.00 SH SOLE 13106.00 43004.00 Altria Group Common Stock 02209s103 1740 88629.62 SH SOLE 87544.62 1085.00 Alumina Ltd Spon ADR Common Stock 022205108 81 12353.00 SH SOLE 784.00 11569.00 Anglogold Limited Spons ADR Common Stock 035128206 311 7742.00 SH SOLE 1712.00 6030.00 Apple Computer Common Stock 037833100 727 3448.00 SH SOLE 3044.00 404.00 Arris Group Common Stock 04269Q100 146 12772.00 SH SOLE 2410.00 10362.00 Automatic Data Processing Common Stock 053015103 1532 35781.13 SH SOLE 35211.13 570.00 BP Amoco PLC ADR Common Stock 055622104 1910 32946.28 SH SOLE 28183.28 4763.00 Bank of America Corp Common Stock 060505104 172 11424.00 SH SOLE 9924.00 1500.00 Barrick Gold Corp Common Stock 067901108 543 13784.00 SH SOLE 4314.00 9470.00 Baxter Int'l Common Stock 071813109 1373 23397.66 SH SOLE 23014.66 383.00 Becton Dickinson Common Stock 075887109 1518 19250.38 SH SOLE 18965.38 285.00 Berkshire Hathaway Cl A Common Stock 084670108 1984 2000.00 SH SOLE 2000.00 Berkshire Hathaway Cl B Common Stock 084670702 217 66.00 SH SOLE 66.00 Bristol-Myers Squibb Co Common Stock 110122108 1545 61194.84 SH SOLE 59244.84 1950.00 Bucyrus Int'l Common Stock 118759109 237 4202.00 SH SOLE 310.00 3892.00 CSX Corp Common Stock 126408103 1711 35275.53 SH SOLE 33885.53 1390.00 Cabot Oil & Gas Corp Common Stock 127097103 212 4860.00 SH SOLE 211.00 4649.00 Carrefour SA Common Stock 144430105 281 29160.00 SH SOLE 6173.00 22987.00 Chevron Corp Common Stock 166764100 1902 24705.21 SH SOLE 23985.21 720.00 Cisco Systems Common Stock 17275R102 295 12335.00 SH SOLE 10725.00 1610.00 Coca-Cola Common Stock 191216100 2108 36979.68 SH SOLE 36309.68 670.00 Colgate-Palmolive Common Stock 194162103 1630 19846.77 SH SOLE 19526.77 320.00 ConocoPhillips Common Stock 20825C104 811 15879.58 SH SOLE 15169.58 710.00 Dai Nippon Printing Co, Ltd Common Stock 233806306 253 19934.00 SH SOLE 1719.00 18215.00 Drugstore.com Common Stock 262241102 198 63925.00 SH SOLE 63925.00 Emerson Electric Common Stock 291011104 1640 38499.52 SH SOLE 37894.52 605.00 Exxon Mobil Corp Common Stock 30231G102 468 6866.26 SH SOLE 6766.26 100.00 Finavera Renewables, Inc. Common Stock 31771g106 13 249738.00SH SOLE 249738.00 First Horizon National Common Stock 320517105 348 25953.00 SH SOLE 25953.00 Forest City Ent CL A Common Stock 345550107 200 17000.00 SH SOLE 17000.00 Fujifilm Holding Corp ADR Common Stock 35958N107 359 11967.00 SH SOLE 2181.00 9786.00 General Dynamics Common Stock 369550108 1531 22465.00 SH SOLE 21635.00 830.00 General Electric Common Stock 369604103 343 22686.49 SH SOLE 22496.49 190.00 Glacier Bancorp New Common Stock 37637Q105 1041 75888.00 SH SOLE 75203.00 685.00 Global Payments Common Stock 37940x102 225 4182.00 SH SOLE 770.00 3412.00 Gold Fields Ltd ADS Common Stock 38059T106 251 19165.00 SH SOLE 4226.00 14939.00 Google, Inc. Common Stock 38259P508 246 396.00 SH SOLE 311.00 85.00 H. J. Heinz Co Common Stock 423074103 1680 39290.61 SH SOLE 38680.61 610.00 Harris Corp Common Stock 413875105 1420 29853.00 SH SOLE 29373.00 480.00 Honeywell Int'l Common Stock 438516106 1743 44456.78 SH SOLE 43701.78 755.00 Int'l Business Machines Common Stock 459200101 1984 15154.08 SH SOLE 14904.08 250.00 Intel Corp Common Stock 458140100 3681 180463.21SH SOLE 178698.21 1765.00 Ivanhoe Mines Common Stock 46579N103 151 10322.00 SH SOLE 1899.00 8423.00 JP Morgan Chase & Co Common Stock 46625H100 1432 34355.00 SH SOLE 33055.00 1300.00 Johnson and Johnson Common Stock 478160104 2439 37860.28 SH SOLE 37369.28 491.00 Jones Soda Co Common Stock 48023p106 40 93965.00 SH SOLE 93965.00 Kao Corp. Common Stock 485537302 315 13490.00 SH SOLE 2960.00 10530.00 Kimberly Clark Corp Common Stock 494368103 1631 25601.65 SH SOLE 25201.65 400.00 Kinder Morgan Management LLC Common Stock EKE55U103 0 74664.00 SH SOLE 74664.00 Kinross Gold Corp Common Stock 496902404 321 17464.00 SH SOLE 3795.00 13669.00 Korean Elec Pwr 1 ADR rep 1/2 Common Stock 500631106 250 17194.00 SH SOLE 3338.00 13856.00 Kraft Foods, Inc. Common Stock 50075N104 390 14344.00 SH SOLE 14334.00 10.00 L-3 Communications Holdings Common Stock 502424104 1493 17166.01 SH SOLE 16916.01 250.00 Lockheed Martin Corp. Common Stock 539830109 1213 16100.62 SH SOLE 15840.62 260.00 MGM Mirage Common Stock 552953101 104 11452.00 SH SOLE 11452.00 Magna Int'l Cl A Common Stock 559222401 206 4070.00 SH SOLE 875.00 3195.00 McCormick & Company Common Stock 579780206 2159 59751.23 SH SOLE 58851.23 900.00 McDonald's Corp Common Stock 580135101 2082 33350.67 SH SOLE 32826.67 524.00 Medtronic, Inc. Common Stock 585055106 2014 45802.56 SH SOLE 44871.56 931.00 Merck & Co Common Stock 58933y105 283 7756.00 SH SOLE 6712.00 1044.00 Microsoft Corp Common Stock 594918104 55555 1822673.27SH SOLE 1818987.27 3686.00 Mitsui Sumitomo Ins Group Hold Common Stock 60684v108 186 14625.00 SH SOLE 3209.00 11416.00 Newcrest Mining Ltd S/ADR Common Stock 651191108 230 7235.00 SH SOLE 1446.00 5789.00 Nexen Common Stock 65334H102 277 11559.00 SH SOLE 2590.00 8969.00 Nike Cl B Common Stock 654106103 1645 24894.03 SH SOLE 24509.03 385.00 Nippon T&T ADR Common Stock 654624105 408 20646.00 SH SOLE 4700.00 15946.00 Nokia Corp ADR Common Stock 654902204 270 21034.00 SH SOLE 4860.00 16174.00 Novartis AG ADR Common Stock 66987V109 401 7367.00 SH SOLE 1652.00 5715.00 Oilsands Quest Common Stock 678046103 21 18672.00 SH SOLE 18672.00 Panasonic Corp. Common Stock 69832a205 171 11912.00 SH SOLE 2163.00 9749.00 Pepsico Common Stock 713448108 2231 36690.12 SH SOLE 36107.12 583.00 Philip Morris Int'l Common Stock 718172109 2722 56483.97 SH SOLE 55823.97 660.00 Pixelworks Common Stock 72581M107 30 10000.00 SH SOLE 10000.00 Procter & Gamble Co Common Stock 742718109 1511 24920.36 SH SOLE 24441.36 479.00 Radisys Corp Common Stock 750459109 153 16000.00 SH SOLE 16000.00 Raytheon Company Common Stock 755111507 2143 41603.46 SH SOLE 40918.46 685.00 Royal Dutch Shell ADR Cl B Common Stock 780259107 352 6061.00 SH SOLE 1462.00 4599.00 SK Telecom ADR Common Stock 78440P108 393 24159.00 SH SOLE 5216.00 18943.00 Saga Sammy Holdings, Inc. ADR Common Stock 815794102 156 52309.00 SH SOLE 13601.00 38708.00 Sanofi Aventis Sponsored ADR Common Stock 80105N105 2470 62900.48 SH SOLE 53615.48 9285.00 Sekisui House ADR Common Stock 816078307 172 19119.00 SH SOLE 4656.00 14463.00 Sempra Energy Common Stock 816851109 901 16100.70 SH SOLE 15900.70 200.00 Seven & I Holdings Unsponsored Common Stock svndy 331 8121.00 SH SOLE 1926.00 6195.00 Shiseido Co ADR Common Stock 824841407 319 16671.00 SH SOLE 3626.00 13045.00 Siemens Ag-Spons Adr Common Stock 826197501 256 2797.00 SH SOLE 631.00 2166.00 Starbucks Corp Common Stock 855244109 836 36251.00 SH SOLE 34030.00 2221.00 Sumitomo Trust & Banking ADR Common Stock 865625206 127 26191.00 SH SOLE 6650.00 19541.00 Swisscom AG Spons ADR Common Stock 871013108 286 7465.00 SH SOLE 471.00 6994.00 Telecom Italia Sav ADR Common Stock 87927Y201 315 28602.00 SH SOLE 7372.00 21230.00 Total S.A. Common Stock 89151e109 1340 20928.03 SH SOLE 20603.03 325.00 URS Corp Common Stock 903236107 202 4530.00 SH SOLE 1760.00 2770.00 United Technologies Common Stock 913017109 1641 23641.00 SH SOLE 23236.00 405.00 United Utilities Group PLC ADS Common Stock 91311E102 192 12012.00 SH SOLE 3285.00 8727.00 Verizon Communications Common Stock 92343V104 2080 62773.56 SH SOLE 61558.56 1215.00 Vodafone Group PLC ADR Common Stock 92857W209 342 14823.97 SH SOLE 3337.97 11486.00 Wacoal Corp ADR Common Stock 930004205 212 3858.00 SH SOLE 956.00 2902.00 Wal-Mart Stores, Inc. Common Stock 931142103 1556 29119.51 SH SOLE 28364.51 755.00 White Energy Co. Ltd Common Stock q9763g104 328 152000.00SH SOLE 152000.00 Wolters Kluwer NV Spons ADR Common Stock 977874205 298 13553.00 SH SOLE 2687.00 10866.00 Yum! Brands Common Stock 988498101 1979 56599.00 SH SOLE 55674.00 925.00 Eaton Vance RM DV EQ 27829G106 167 10000.0000SH SOLE 10000.0000 Energy Select Sector SPDR 81369y506 510 8939.4842SH SOLE 8939.4842 Jefferies TR/J CRB Global Comm 00162q304 3683 85843.0000SH SOLE 85843.0000 MS Emerging Markets Domestic D 617477104 1222 89355.9942SH SOLE 89355.9942 Partner's Group Private Equity partnersg 100 100000.0000SH SOLE 100000.0000 PowerShares Water Resource 73935X575 412 24463.4890SH SOLE 24463.4890 Powershares DB Commodity Index 240225102 272 11029.0000SH SOLE 11029.0000 SPDR Gold Trust 78463v107 2065 19239.0000SH SOLE 18939.0000 300.0000 SPDR S&P Dividend ETF 78464a763 1034 22356.5590SH SOLE 21266.5590 1090.0000 SPDR S&P Midcap 400 ETF Trust 78467y107 290 2203.7109SH SOLE 2203.7109 SPDR Trust Unit SR 1 78462F103 4654 41759.3386SH SOLE 41759.3386 Tortoise Energy Infrastructure 89147L100 2002 64537.3004SH SOLE 64262.3004 275.0000 Vanguard Dividend Appreciation 921908844 9977 212913.8532SH SOLE 211790.0103 1123.8429 Vanguard Emerging Mkts Stock I 922042858 21484 523999.6639SH SOLE 515297.6639 8702.0000 Vanguard FTSE All-World Ex-US 922042775 5579 127924.3360SH SOLE 127524.3360 400.0000 Vanguard Growth ETF 922908736 433 8160.0000SH SOLE 8160.0000 Vanguard Index Fds Ext Mkt VIP 922908652 831 19294.2630SH SOLE 19294.2630 Vanguard Large Cap ETF 922908637 559 11035.0000SH SOLE 11035.0000 Vanguard Small-Cap ETF 922908751 5842 101862.2650SH SOLE 101862.2650 iShares DJ Select Dividend Ind 464287168 371 8452.7210SH SOLE 8452.7210 iShares Lehman 1-3 Yr Treasury 464287457 392 4723.0000SH SOLE 4723.0000 iShares Lehman US Tst Inflatio 464287176 1266 12186.3473SH SOLE 12186.3473 iShares MSCI Australia 464286103 256 11211.6650SH SOLE 11211.6650 iShares MSCI EAFE Index 464287465 1942 35122.0240SH SOLE 35122.0240 iShares MSCI Emerging Markets 464287234 12058 290557.1956SH SOLE 285455.1956 5102.0000 iShares MSCI Japan 464286848 118 12100.0000SH SOLE 12100.0000 iShares Russell 1000 Growth In 464287614 4393 88127.3416SH SOLE 87782.3416 345.0000 iShares Russell 1000 Index Fun 464287622 276 4500.0000SH SOLE 4500.0000 iShares Russell 1000 Value Ind 464287598 355 6191.0000SH SOLE 6191.0000 iShares Russell 2000 Index Fun 464287655 3014 48266.3343SH SOLE 46666.3343 1600.0000 iShares Russell 2000 Value Ind 464287630 442 7611.4770SH SOLE 7611.4770 iShares Russell Midcap Growth 464287481 242 5340.6850SH SOLE 5340.6850 iShares Russell Midcap Index F 464287499 11167 135339.4845SH SOLE 133744.4845 1595.0000 iShares S&P 500 Index Fund 464287200 571 5105.0000SH SOLE 5105.0000 iShares S&P 500/BARRA Value In 464287408 359 6764.8440SH SOLE 6764.8440 iShares S&P Midcap 400 Index F 464287507 3181 43928.8871SH SOLE 40228.8871 3700.0000 iShares S&P Small-Cap 600/VAL 464287879 607 10396.1948SH SOLE 10396.1948 iShares Trust 464288257 275 6508.0000SH SOLE 6508.0000 Flagstar Bancorp Rights Exp Warrants 337930994 0 14092 SH SOLE 14092
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