-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PSuhx1u71Een9fmJ0k5HNP8BKLtvMpV3fVGmoRMXvV+hYva6IqUEZheP1r3lDwzY bWC9KcychyAH+h1Qa7HNwQ== 0001127602-09-022853.txt : 20091118 0001127602-09-022853.hdr.sgml : 20091118 20091118125134 ACCESSION NUMBER: 0001127602-09-022853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091117 FILED AS OF DATE: 20091118 DATE AS OF CHANGE: 20091118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERTHIAUME DOUGLAS A CENTRAL INDEX KEY: 0001082257 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14010 FILM NUMBER: 091192723 MAIL ADDRESS: STREET 1: 34 MAPLE STREET CITY: MILFORD STATE: MA ZIP: 01757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WATERS CORP /DE/ CENTRAL INDEX KEY: 0001000697 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133668640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34 MAPLE ST CITY: MILFORD STATE: MA ZIP: 01757 BUSINESS PHONE: 5084782000 MAIL ADDRESS: STREET 1: 34 MAPLE STREET CITY: MILFORD STATE: MA ZIP: 01757 FORMER COMPANY: FORMER CONFORMED NAME: WCD INVESTORS INC /DE/ DATE OF NAME CHANGE: 19960605 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-17 0001000697 WATERS CORP /DE/ WAT 0001082257 BERTHIAUME DOUGLAS A 34 MAPLE STREET MILFORD MA 01757 1 1 CHAIRMAN, PRESIDENT & CEO Common Stock 2009-11-17 2009-11-17 4 M 0 40000 23.0625 A 2378620 D Common Stock 2009-11-17 2009-11-17 4 S 0 40000 60.511 D 2338620 D Common Stock 34918.94 I By 401k Plan Common Stock 25252 I By Family Trust Common Stock 306359.14 I By Limited Partnership Interests Common Stock 69000 I By Wife Stock Option (Right to Buy) 23.0625 2009-11-17 2009-11-17 4 M 0 40000 0 D 2000-12-09 2009-12-09 Common Stock 40000 0 D Price range $60.40 - $60.70. Full information regarding the number of shares sold at each separate price to be provided upon request. The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Douglas A. Berthiaume 2009-11-18 -----END PRIVACY-ENHANCED MESSAGE-----