-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AP2vlq5gDufdHEjcHUij82WAW3TlwVKxl+WV67q9EdfhOOPo9odhyX6Op5hZu1kD qYLkVCBNbd0XK2M6IzocVw== 0001019687-02-001416.txt : 20021126 0001019687-02-001416.hdr.sgml : 20021126 20020802090007 ACCESSION NUMBER: 0001019687-02-001416 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20020802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOESIS CORP CENTRAL INDEX KEY: 0001080244 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07694 FILM NUMBER: 02717824 BUSINESS ADDRESS: STREET 1: 610 NEWPORT CENTER DRIVE STREET 2: SUITE 1240 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497200130 MAIL ADDRESS: STREET 2: 620 NEWPORT CTR DR STE 885 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR/A 1 noesis_063001.txt THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 07/20/01 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON 08/14/02. United States Securities and Exchange Commission Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2001 Check here if Amendment: [ X ] Amendment number: [ 1 ] This Amendment (check only one): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Noesis Corporation Address: 610 Newport Center Drive, Suite 1240 Newport Beach, California 92660 13F File Number: 28-7694 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steve Mizusawa Title: Vice President and Chief Financial Officer Phone: (949) 720-0130 Signature, Place, and Date of Signing: /s/ Steve Mizusawa ------------------------------------------- Newport Beach, California July 31, 2002 Report Type (check only one): [ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 FORM 13F SUMMARY PAGE NOESIS CORPORATION. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 66 Form 13F Information Value Total (thousands): $43,675 Confidential Information has been omitted from the public Form 13F and filed separately with the Commission. 2 FORM 13F Page 3 of 4 Name of Reporting Manager: Noesis Corporation -------- --------- Quarter Ended June 30, 2001 Noesis Corporation FORM 13F June 29, 2001
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMETEK INC NEW COM COM 031100100 290 9500 SH Sole 9500 APPLERA CORP COM APPLIED BIOSY COM 038020103 241 9000 SH Sole 9000 BANK OF NEW YORK CO INC COM 064057102 778 16200 SH Sole 16200 BEAZER HOMES USA INC COM 07556q105 483 7600 SH Sole 7600 BELLSOUTH CORP COM 079860102 246 6100 SH Sole 6100 BLACK HILLS CORP COM 092113109 845 21000 SH Sole 21000 CADENCE DESIGN SYSTEMS INC COM 127387108 1202 64500 SH Sole 64500 CANADIAN PACIFIC LTD NEW COM 135923100 601 15500 SH Sole 15500 CARDINAL HEALTH INC COM 14149y108 759 11000 SH Sole 11000 CATERPILLAR INC COM 149123101 1171 23400 SH Sole 23400 CENTERPOINT PROPERTIES TRUST COM 151895109 1034 20600 SH Sole 20600 COLGATE PALMOLIVE CO COM 194162103 407 6900 SH Sole 6900 COMPAQ COMPUTER CORP COM 204493100 1264 82500 SH Sole 82500 CONSECO INC COM COM 208464107 204 14700 SH Sole 14700 DOLE FOOD CO INC COM 256605106 539 28300 SH Sole 28300 DOVER CORP COM 260003108 369 9800 SH Sole 9800 DUKE ENERGY CORP FORMERLY DUKE COM 264399106 1315 33700 SH Sole 33700 EQUITABLE RESOURCES INC COM 294549100 690 20700 SH Sole 20700 FREEPORT MCMORAN COPPER & GOLD COM 35671d857 802 72600 SH Sole 72600 GENRAD INC COM 372447102 170 28300 SH Sole 28300 HAEMONETICS CORP-MASS COM 405024100 339 11100 SH Sole 11100 HELMERICH & PAYNE INC COM 423452101 1171 38000 SH Sole 38000 HOME DEPOT INC COM COM 437076102 940 20200 SH Sole 20200 IDACORP INC COM 451107106 241 6900 SH Sole 6900 INPUT/OUTPUT INC COM 457652105 192 15100 SH Sole 15100 INTERNATIONAL PAPER CO COM 460146103 1189 33300 SH Sole 33300 INTL GAME TECHNOLOGY COM 459902102 502 8000 SH Sole 8000 KEYSPAN ENERGY COM 49337w100 1197 32800 SH Sole 32800 KINDER MORGAN INC KANS COM 49455p101 1105 22000 SH Sole 22000 KLM ROYAL DUTCH AIRLINES AMERI COM 482516309 385 21800 SH Sole 21800 LOEWS CORP COM 540424108 670 10400 SH Sole 10400 LOWES COS INC COM COM 548661107 1320 18200 SH Sole 18200 MATSUSHITA ELECTRIC INDUSTRIAL COM 576879209 717 45400 SH Sole 45400 MCCLATCHY CO-CL A (FORM MCCLAT COM 579489105 813 20800 SH Sole 20800 MDU RES GROUP INC COM COM 552690109 1120 35400 SH Sole 35400 NATIONAL CITY CORP COM 635405103 231 7500 SH Sole 7500 NIKE INC-CL B COM 654106103 344 8200 SH Sole 8200 NL INDUSTRIES INC NEW COM 629156407 245 17700 SH Sole 17700 NORTEL NETWORKS CORP COM 656568102 215 23800 SH Sole 23800 OAKLEY INC COM 673662102 512 27700 SH Sole 27700 ONEOK INC NEW COM 682680103 333 16900 SH Sole 16900 OVERSEAS SHIPHOLDING GROUP INC COM 690368105 519 17000 SH Sole 17000 PEPSIAMERICAS INC COM 71343p200 428 32200 SH Sole 32200 PERKINELMER INC COM 714046109 264 9600 SH Sole 9600 RADIAN GROUP INC COM 750236101 1254 31000 SH Sole 31000 RAYTHEON CO COM NEW COM 755111507 1118 42100 SH Sole 42100 RAYTHEON CO-CL B COM 755111408 855 32200 SH Sole 32200 RYLAND GROUP INC COM 783764103 273 5400 SH Sole 5400 SCHERING PLOUGH CORP COM COM 806605101 1036 28600 SH Sole 28600 SEITEL INC NEW COM 816074306 369 28200 SH Sole 28200 STATE STREET CORP COM 857477103 539 10900 SH Sole 10900 TAUBMAN CENTERS INC COM 876664103 318 22700 SH Sole 22700 TEXAS INSTRUMENTS INC COM 882508104 1212 38000 SH Sole 38000 THERMO ELECTRON CORP COM 883556102 1356 61600 SH Sole 61600 THREE FIVE SYSTEMS INC COM 88554l108 441 24500 SH Sole 24500 TIMBERLAND CO CL A COM 887100105 525 13300 SH Sole 13300 TOMMY HILFIGER CORP-ORD COM g8915z102 1140 81400 SH Sole 81400 TOYS R US INC COM 892335100 557 22500 SH Sole 22500 TRIBUNE CO NEW COM 896047107 408 10200 SH Sole 10200 UNISOURCE ENERGY CORP COM 909205106 751 32700 SH Sole 32700 UNIT CORP COM 909218109 601 37900 SH Sole 37900 UNIVERSAL CORP-VA COM 913456109 631 15900 SH Sole 15900 WEINGARTEN REALTY INVESTORS SB COM 948741103 346 7900 SH Sole 7900 BP AMOCO P L C SPONSORED ADR ADR 055622104 1012 20300 SH Sole 20300 TOTAL FINA S.A. ADS REPSTG 1/2 ADR 89151e109 281 4000 SH Sole 4000 TUBOS DE ACERO DE MEXICO SA AD ADR 898592506 250 19800 SH Sole 19800 REPORT SUMMARY 66 DATA RECORDS 43675 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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