0001078635-13-000002.txt : 20130118 0001078635-13-000002.hdr.sgml : 20130118 20130118133848 ACCESSION NUMBER: 0001078635-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 EFFECTIVENESS DATE: 20130118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA CENTRAL INDEX KEY: 0001078635 IRS NUMBER: 954553859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11829 FILM NUMBER: 13536934 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 893-3000 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 inftable1212.txt WINDWARD CAPITAL MANAGEMENT CO 12/31/12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Capital Management Company Address: 11111 Santa Monica Blvd., Suite 1200 Form 13F File Number: 28-11829 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephan R. Pene Title: Chief Financial Officer Phone: 310 893-3006 Signature, Place, and Date of Signing: /s/ Stephan R. Pene Los Angeles, CA January 18, 2012 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: $251,656,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCENTURE LTD CL A COM G1151C101 6501 97763 SH SOLE 97763 495 166 2497 SH DEFINED 495 2002 AGILENT TECHNOLOGIES COM 00846u101 306 7486 SH SOLE 7486 AIR PRODS & CHEMS INC COM COM 009158106 251 2987 SH SOLE 2987 AMAZON COM INC COM COM 023135106 16780 66886 SH SOLE 66886 270 343 1368 SH DEFINED 270 1098 ANADARKO PETE CORP COM COM 032511107 1055 14200 SH SOLE 14200 APACHE CORP COM COM 037411105 290 3700 SH SOLE 3700 APPLE INC COM 037833100 20301 38147 SH SOLE 38147 143 379 713 SH DEFINED 143 570 BRISTOL MYERS COM 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57 868 SH DEFINED 170 698 RANDGOLD RES LTD ADR ADR 752344309 488 4915 SH SOLE 4915