-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Is9rIwLdodjuI4ZZIBLN68ojubiGGzhwozVJXovDBmeCw8/UfZiGTJYE1xw39pXe Iswb6HQku+4P4Egs5kzdAA== 0000909012-03-000099.txt : 20030211 0000909012-03-000099.hdr.sgml : 20030211 20030211161511 ACCESSION NUMBER: 0000909012-03-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030211 EFFECTIVENESS DATE: 20030211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABN AMRO ASSET MANAGEMENT USA LLC CENTRAL INDEX KEY: 0001078235 IRS NUMBER: 360884183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04391 FILM NUMBER: 03550408 BUSINESS ADDRESS: STREET 1: 161 N. CLARK STREET STREET 2: 9TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3128842000 MAIL ADDRESS: STREET 1: 161 N. CLARK STREET STREET 2: 9TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ABN AMRO ASSET MANAGEMENT USA INC DATE OF NAME CHANGE: 19990203 13F-HR 1 t300070.txt ABN AMRO ASSET MANAGEMENT USA LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: ABN AMRO ASSET MANAGEMENT (USA) LLC Address: 161 N. Clark Street, 9th Floor Chicago, IL 60601 13F File Number: 28-4391 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Heather Birmingham Title: Assistant Vice President Phone: 312-884-2366 Signature, Place, and Date of Signing Heather Birmingham Chicago, IL February 10, 2003 ------------------ ----------- ----------------- Report Type (Check only one.) [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 01 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: 1,032,811 (X1000) List of Other Included Managers: LaSalle Bank N.A. 28-1147 12/31/02 Page 1
FORM 13F REPORTING MANAGER: ABN AMRO Asset Management Holdings, Inc. ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 --------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVEST DISC. MANA- VOTING AUTHORITY OF NUMBER MKT VALUE PRINCIPAL SOLE SHARED OTHER GERS SOLE SHARED NONE CLASS (000's) AMOUNT (A) (B) (C) (A) (B) (C) --------------------------------------------------------------------------------------------------------------------------------- AFLAC INC Common 00105510 7,408 245,950 SH X 1 218,850 27,100 AMB PROPERTY CORP Common 00163T10 18,048 659,635 SH X 1 26,385 633,250 AOL TIME WARNER INC Common 00184A10 1,468 112,035 SH X 1 83,575 28,460 ABBOTT LABORATORIES Common 00282410 2,970 74,260 SH X 1 30,740 43,520 AEGON NV ORD AMER REG Common 00792410 170 13,249 SH X 1 13,249 AIR PRODUCTS AND CHEMICALS, INC Common 00915810 201 4,700 SH X 1 4,700 ALBERTSONS INC Common 01310410 243 10,928 SH X 1 10,928 ALEXANDRIA REAL ESTATE EQUITIES Common 01527110 17,582 412,725 SH X 1 17,775 394,950 ALTERA CORP Common 02144110 362 29,380 SH X 1 6,080 23,300 ALTRIA GROUP INC Common 02209S10 812 20,035 SH X 1 20,035 AMERICAN INTERNAT'L GROUP Common 02687410 9,537 164,864 SH X 1 141,255 23,609 AMGEN INC Common 03116210 1,348 27,880 SH X 1 21,480 6,400 ANALOG DEVICES Common 03265410 592 24,800 SH X 1 20,160 4,640 APACHE CORP Common 03741110 1,266 22,215 SH X 1 18,178 4,037 APARTMENT INVT & MNGT CO Common 03748R10 25,074 668,985 SH X 1 22,385 646,600 ARCHSTONE COMMUNITIES TRUST Common 03958310 26,819 1,139,300 SH X 1 41,900 1,097,400 ARDEN REALTY GROUP INC Common 03979310 1,982 89,500 SH X 1 89,500 AUTOMATIC DATA PROCESSING INC Common 05301510 1,870 47,634 SH X 1 22,830 24,804 AVALONBAY COMMUNITIES INC Common 05348410 18,394 469,961 SH X 1 19,424 450,537 BP PLC AMERICAN Common 05562210 316 7,772 SH X 1 3,084 4,688 BANK OF AMERICA CORP Common 06050510 223 3,200 SH X 1 3,200 BANK ONE CORP Common 06423A10 2,082 56,976 SH X 1 4,381 52,595 BIOMET INC Common 09061310 1,018 35,530 SH X 1 29,120 6,410 BLOCK H & R INC Common 09367110 8,390 208,718 SH X 1 174,100 34,618 BOARDWALK EQUITIES INC. Common 09661310 12,258 1,278,225 SH X 1 49,500 1,228,725 BOSTON PROPERTIES INC Common 10112110 19,725 535,135 SH X 1 18,585 516,550 BROOKFIELD PROPERTIES CORP Common 11290010 15,477 766,200 SH X 1 20,700 745,500 CBL & ASSOCIATES PROPERTIES Common 12483010 18,695 466,800 SH X 1 17,700 449,100 CVS CORPORATION Common 12665010 2,799 112,090 SH X 1 96,015 16,075 CALPINE CORPORATION Common 13134710 233 71,600 SH X 1 58,650 12,950 CAPITAL ONE FINANCIAL CORP Common 14040H10 653 21,960 SH X 1 18,380 3,580 CARDINAL HEALTH INC Common 14149Y10 13,970 236,022 SH X 1 209,033 26,989 CATELLUS DEVELOPMENT CORPORATION Common 14911110 12,119 610,550 SH X 1 17,300 593,250 CENTERPOINT PROPERTIES CORP Common 15189510 15,029 262,975 SH X 1 11,100 251,875 CENTURYTEL INC Common 15670010 340 11,586 SH X 1 11,586 CHEVRON TEXACO CORP Common 16676410 1,425 21,434 SH X 1 17,201 4,233 CISCO SYSTEMS INC Common 17275R10 9,641 735,960 SH X 1 630,854 105,106 CINTAS CORP Common 17290810 8,529 186,425 SH X 1 160,045 26,380 CLAYTON HOMES INC Common 18419010 407 33,442 SH X 1 33,442 CLOROX CO Common 18905410 693 16,800 SH X 1 16,800 COACH INC Common 18975410 427 12,962 SH X 1 5,660 7,302 COCA COLA CO Common 19121610 1,490 33,995 SH X 1 2,850 31,145 COLGATE-PALMOLIVE CO Common 19416210 894 17,060 SH X 1 4,450 12,610 COLONIAL PROPERTIES TRUST Common 19587210 8,716 256,800 SH X 1 10,700 246,100 CRESCENT REAL ESTATE Common 22575610 3,681 221,200 SH X 1 221,200 DELL COMPUTER CORP Common 24702510 9,669 361,610 SH X 1 309,620 51,990 DEVELOPERS DIVERS REALTY CORP Common 25159110 8,968 407,800 SH X 1 18,200 389,600 DEVRY INC Common 25189310 589 35,490 SH X 1 29,040 6,450 DOVER CORP Common 26000310 4,583 157,170 SH X 1 132,200 24,970 DUKE REALTY CORP Common 26441150 24,610 966,982 SH X 1 35,280 931,702 EMC CORPORATION Common 26864810 3,199 521,010 SH X 1 458,830 62,180 EASTGROUP PROPERTIES Common 27727610 1,994 78,200 SH X 1 78,200 ECOLAB INC Common 27886510 8,436 170,430 SH X 1 150,410 20,020 ELAN FINANCE Convert 284129AC 2,558 5,500,000 SH X 1 5,500,000 ELECTRONIC DATA SYS CORP Common 28566110 2,422 131,390 SH X 1 122,840 8,550 EMERSON ELECTRIC CO Common 29101110 1,373 27,000 SH X 1 19,450 7,550 EQUITY OFFICE PROPERTIES TRUST Common 29474110 41,258 1,651,627 SH X 1 58,484 1,593,143 EQUITY RESIDENTIAL PROPS TR Common 29476L10 20,650 840,100 SH X 1 26,500 813,600 ESSEX PROPERTY TRUST INC Common 29717810 3,898 76,650 SH X 1 4,700 71,950 FREDDIE MAC Common 31340030 10,849 183,720 SH X 1 158,920 24,800 FANNIE MAE Common 31358610 3,872 60,185 SH X 1 55,005 5,180 FIFTH THIRD BANCORP Common 31677310 7,941 135,630 SH X 1 118,470 17,160 FIRST INDUSTRIAL REALTY TR Common 32054K10 1,721 61,450 SH X 1 61,450 FIRST VA BKS INC Common 33747710 314 8,437 SH X 1 8,437 FOREST LABS INC. Common 34583810 471 4,800 SH X 1 2,000 2,800 FRANKLIN RESOURCES INC. Common 35461310 256 7,500 SH X 1 600 6,900 GABLES RESIDENTIAL TRUST Common 36241810 5,867 235,350 SH X 1 7,200 228,150 GENERAL DYNAMICS CORP Common 36955010 2,980 37,540 SH X 1 34,250 3,290 GENERAL ELECTRIC CO Common 36960410 13,039 535,485 SH X 1 428,465 107,020 GENERAL GROWTH PROPERTIES Common 37002110 28,042 539,275 SH X 1 20,200 519,075 GENTEX CORP Common 37190110 944 29,850 SH X 1 26,260 3,590 GILLETTE COMPANY Common 37576610 1,397 46,004 SH X 1 3,800 42,204 GREAT LAKES REIT INC Common 39075210 1,424 85,500 SH X 1 85,500 HARLEY-DAVIDSON INC Common 41282210 12,902 279,259 SH X 1 229,145 50,114 HERITAGE PROPERTY INVEST Common 42725M10 11,414 457,100 SH X 1 17,200 439,900 HERSHEY FOODS CORP Common 42786610 821 12,175 SH X 1 2,500 9,675 HIGHWOODS PROPERTIES INC Common 43128410 1,792 81,100 SH X 1 81,100 HOME DEPOT INC Common 43707610 3,927 163,477 SH X 1 134,779 28,698 HOST MARRIOTT CORP Common 44107P10 311 35,100 SH X 1 35,100 HOUSEHOLD INTERNATIONAL INC Common 44181510 764 27,486 SH X 1 19,176 8,310 ILLINOIS TOOL WORKS INC. Common 45230810 8,153 125,705 SH X 1 105,505 20,200 INTEL CORP Common 45814010 5,781 371,260 SH X 1 312,300 58,960 INTERNATIONAL BUSINESS MACHINES Common 45920010 9,807 126,547 SH X 1 110,637 15,910 INTERPUBLIC GROUP COS INC Common 46069010 363 25,764 SH X 1 4,900 20,864 ISHARES S&P SMALLCAP 600 Common 46428780 391 4,010 SH X 1 3,900 110 JOHNSON & JOHNSON Common 47816010 9,045 168,410 SH X 1 124,340 44,070 JOHNSON CONTROLS INC. Common 47836610 9,113 113,665 SH X 1 96,965 16,700 KIMBERLY-CLARK CORP Common 49436810 1,194 25,156 SH X 1 18,900 6,256 KIMCO REALTY CORP Common 49446R10 17,811 581,287 SH X 1 24,700 556,587 KOHLS CORP Common 50025510 8,084 144,480 SH X 1 131,120 13,360 LIBERTY PROPERTY TRUST Common 53117210 10,802 338,200 SH X 1 9,800 328,400 ELI LILLY & CO Common 53245710 203 3,200 SH X 1 1,200 2,000 LINEAR TECHNOLOGY CORP Common 53567810 319 12,400 SH X 1 12,400 LOCKHEED MARTIN CORPORATION Common 53983010 266 4,600 SH X 1 4,600 LOWE'S COMPANIES INC Common 54866110 2,763 73,680 SH X 1 60,630 13,050 MBNA CORP Common 55262L10 4,934 259,420 SH X 1 223,720 35,700 MACK-CALI REALTY CORP Common 55448910 2,815 92,900 SH X 1 92,900 MARSH & MCLENNAN COS Common 57174810 5,944 128,635 SH X 1 114,235 14,400 MAY DEPARTMENT STORES CO Common 57777810 371 16,125 SH X 1 16,125 MCDONALDS CORP Common 58013510 217 13,500 SH X 1 4,400 9,100 MEDTRONIC INC Common 58505510 14,215 311,726 SH X 1 226,271 85,455 MELLON FINANCIAL CORP Common 58551A10 3,252 124,550 SH X 1 106,950 17,600 MERCK & CO INC Common 58933110 11,130 196,610 SH X 1 167,680 28,930 MERRILL LYNCH & CO Common 59018810 1,105 29,110 SH X 1 22,290 6,820 MICROSOFT CORP Common 59491810 11,180 216,242 SH X 1 182,717 33,525 MID AMERICA APARTMENT COMM Common 59522J10 2,086 85,300 SH X 1 85,300 S & P 400 MID-CAP DEP RECPT Common 59563510 540 6,863 SH X 1 161 6,702 MILLS CORP Common 60114810 5,547 189,075 SH X 1 6,425 182,650 NEW PLAN EXCEL Common 64805310 2,690 140,900 SH X 1 140,900 NEWELL RUBBERMAID INC Common 65122910 342 11,270 SH X 1 11,270 NORTHERN TRUST CORP Common 66585910 629 17,955 SH X 1 16,215 1,740 OMNICARE INC Convert 681904AD 1,206 1,265,000 SH X 1 1,125,000 140,000 OMNICOM GROUP Common 68191910 6,330 97,980 SH X 1 86,800 11,180 ORACLE CORP Common 68389X10 5,998 555,375 SH X 1 498,550 56,825 PACTIV CORPORATION Common 69525710 89,626 4,100,000 SH X 1 4,100,000 PAN PACIFIC RETAIL PPTYS INC Common 69806L10 16,203 443,550 SH X 1 15,200 428,350 PAYCHEX INC Common 70432610 587 21,025 SH X 1 8,148 12,877 PFIZER INC Common 71708110 11,121 363,797 SH X 1 284,710 79,087 PITNEY BOWES INC. Common 72447910 724 22,160 SH X 1 1,760 20,400 PRAXAIR INC. Common 74005P10 6,429 111,280 SH X 1 98,930 12,350 PRECISION CASTPARTS CORP Common 74018910 640 26,385 SH X 1 21,135 5,250 PROLOGIS TRUST Common 74341010 24,072 957,150 SH X 1 39,700 917,450 PROVIDIAN FINANCIAL CORP Common 74406A10 68 10,500 SH X 1 10,500 PUBLIC STORAGE Common 74460D10 13,118 406,000 SH X 1 21,500 384,500 QUALCOMM INC Common 74752510 1,604 44,080 SH X 1 31,710 12,370 RAMCO-GERSHENSON PROPERTIES Common 75145220 1,205 61,000 SH X 1 61,000 ROCKY SHOES & BOOTS INC Common 77483010 696 132,900 SH X 1 132,900 SL GREEN REALTY CORP Common 78440X10 16,849 533,200 SH X 1 23,400 509,800 S & P 500 DEPOSITORY RECEIPT Common 78462F10 6,831 77,419 SH X 1 41,604 35,815 SAFEWAY INC Common 78651420 865 37,032 SH X 1 27,878 9,154 SARA LEE CORP Common 80311110 209 9,287 SH X 1 3,774 5,513 SCHERING-PLOUGH CORP Common 80660510 1,149 51,763 SH X 1 38,183 13,580 CHARLES SCHWAB CORP Common 80851310 4,641 427,710 SH X 1 367,745 59,965 SIMON PROPERTY GROUP INC Common 82880610 25,951 761,705 SH X 1 26,400 735,305 SOUTHWEST AIRLINES Common 84474110 5,597 402,695 SH X 1 346,500 56,195 STARBUCKS CORP Common 85524410 6,848 336,040 SH X 1 295,950 40,090 STARWOOD HOTELS &RESORTS WOR Common 85590A20 262 11,050 SH X 1 11,050 STATE STREET CORPORATION Common 85747710 1,896 48,610 SH X 1 40,380 8,230 SUN MICROSYSTEMS INC Common 86681010 42 13,600 SH X 1 13,600 SYSCO CORP Common 87182910 15,562 522,380 SH X 1 451,800 70,580 TJX COMPANIES INC Common 87254010 4,475 229,240 SH X 1 195,400 33,840 TMP WORLDWIDE Common 87294110 735 64,960 SH X 1 45,000 19,960 TANGER FACTORY OUTLET CENTER Common 87546510 1,252 40,400 SH X 1 40,400 TARGET CORP Common 87612E10 3,504 116,810 SH X 1 94,760 22,050 TEXAS INSTRUMENTS INC Common 88250810 3,481 231,900 SH X 1 203,650 28,250 THERMO ELECTRON Convert 883556AH 1,244 1,260,000 SH X 1 1,130,000 130,000 3M COMPANY Common 88579Y10 419 3,400 SH X 1 1,000 2,400 TOWN & COUNTRY Common 89208110 2,119 100,450 SH X 1 100,450 TYCO INTERNATIONAL LTD Common 90212410 388 22,729 SH X 1 16,179 6,550 US BANCORP DEL NEW Common 90297330 2,084 98,195 SH X 1 87,940 10,255 VALSPAR CORP Common 92035510 712 16,108 SH X 1 16,108 VERITAS SOFTWARE CORP Common 92343610 403 25,810 SH X 1 21,190 4,620 VERIZON COMMUNICATIONS Common 92343V10 1,076 27,774 SH X 1 22,112 5,662 VORNADO REALTY TRUST Common 92904210 24,522 659,200 SH X 1 29,300 629,900 WACHOVIA CORP Common 92990310 226 6,200 SH X 1 6,200 WAL-MART STORES INC Common 93114210 8,354 165,395 SH X 1 135,145 30,250 WALGREEN CO. Common 93142210 6,074 208,080 SH X 1 175,360 32,720 WASHINGTON MUTUAL INC Common 93932210 206 5,975 SH X 1 3,200 2,775 WATSON PHARMACEUTICALS INC Common 94268310 577 20,420 SH X 1 16,210 4,210 WEINGARTEN REALTY INVST Common 94874110 9,696 263,037 SH X 1 10,300 252,737 WELLS FARGO CO Common 94974610 2,145 45,760 SH X 1 34,065 11,695 WYETH Common 98302410 404 10,800 SH X 1 1,500 9,300 XILINX INC Common 98391910 310 15,070 SH X 1 13,250 1,820 ORIENT EXPRESS HOTELS LTD Common G6774310 352 26,100 SH X 1 26,100 GRAND TOTAL 1,032,811
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