FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CONSOL ENERGY INC [ CNX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 02/11/2005 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Shares | 04/30/2004 | J | 38(10) | A | $28.78 | 69,070 | D | ||||||||
Common Shares | 05/14/2004 | J | 40(10) | A | $27.86 | 69,110 | D | ||||||||
Common Shares | 05/28/2004 | J | 36(10) | A | $30.33 | 69,146 | D | ||||||||
Common Shares | 05/28/2004 | J | 52(11) | A | $30.39 | 69,198 | D | ||||||||
Common Shares | 06/14/2004 | J | 36(10) | A | $30.86 | 69,234 | D | ||||||||
Common Shares | 06/25/2004 | J | 31(10) | A | $35.82 | 69,265 | D | ||||||||
Common Shares | 07/09/2004 | J | 30(10) | A | $36.74 | 69,295 | D | ||||||||
Common Shares | 07/23/2004 | J | 30(10) | A | $36.59 | 69,325 | D | ||||||||
Common Shares | 08/06/2004 | J | 35(10) | A | $31.98 | 69,360 | D | ||||||||
Common Shares | 08/20/2004 | J | 32(10) | A | $34.21 | 69,392 | D | ||||||||
Common Shares | 09/03/2004 | J | 33(10) | A | $33.53 | 69,425 | D | ||||||||
Common Shares | 09/17/2004 | J | 32(10) | A | $34.74 | 69,457 | D | ||||||||
Common Shares | 09/02/2004 | J | 49(11) | A | $33.34 | 69,506 | D | ||||||||
Common Shares | 10/01/2004 | J | 32(10) | A | $35.09 | 69,538 | D | ||||||||
Common Shares | 10/15/2004 | J | 32(10) | A | $34.04 | 69,570 | D | ||||||||
Common Shares | 10/29/2004 | J | 31(10) | A | $35.76 | 69,601 | D | ||||||||
Common Shares | 11/12/2004 | J | 29(10) | A | $37.6 | 68,630 | D | ||||||||
Common Shares | 11/26/2004 | J | 26(10) | A | $42.86 | 69,656 | D | ||||||||
Common Shares | 11/29/2004 | J | 38(11) | A | $43.32 | 69,694 | D | ||||||||
Common Shares | 12/10/2004 | J | 28(10) | A | $39.91 | 69,722 | D | ||||||||
Common Shares | 12/23/2004 | J | 27(10) | A | $41.61 | 69,749 | D | ||||||||
Common Shares - Restricted | 05/28/2004 | J | 199(12) | A | $30.85 | 69,943 | D | ||||||||
Common Shares - Restricted | 09/02/2004 | J | 185(12) | A | $33.54 | 70,128 | D | ||||||||
Common Shares - Restricted | 11/29/2004 | J | 145(12) | A | $42.59 | 70,273 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Options | $16 | 04/29/1999(1) | 04/29/2009 | Common Shares | 120,000 | 120,000 | D | |||||||
Stock Options | $18.81 | 10/25/2000(2) | 10/25/2010 | Common Shares | 120,000 | 240,000 | D | |||||||
Stock Options | $26.53 | 10/25/2001(3) | 10/25/2011 | Common Shares | 120,000 | 360,000 | D | |||||||
Stock Options | $30.18 | 03/01/2001(4) | 03/01/2011 | Common Shares | 100 | 360,100 | D | |||||||
Stock Options | $13.61 | 09/10/2002(5) | 09/10/2012 | Common Shares | 120,000 | 480,100 | D | |||||||
Stock Options | $17.2 | 04/30/2003(6) | 04/30/2013 | Common Shares | 100 | 480,200 | D | |||||||
Stock Options | $17.2 | 04/30/2003(7) | 04/30/2013 | Common Shares | 120,000 | 600,200 | D | |||||||
Stock Options | $30.78 | 04/27/2004(8) | 04/27/2014 | Common Shares | 66,770 | 666,970 | D | |||||||
Stock Options | $30.78 | 04/27/2004(9) | 04/27/2014 | Common Shares | 100 | 667,070 | D |
Explanation of Responses: |
1. Original Stock Option grant provided that Stock Options will vest 25% per year beginning April 29, 2000. |
2. Original Stock Option grant provided that Stock Options will vest 25% per year beginning October 25, 2001. |
3. Original Stock Option grant provided that Stock Options will vest 25% per year beginning October 25, 2002. |
4. Stock Option grant vested on March 1, 2002. |
5. Original Stock Option grant provided that Stock Options will vest 25% per year beginning September 10, 2003. |
6. Stock Options grant vests 100% on April 30, 2004. |
7. Original Stock Option grant provided that Stock Options will vest 25% per year beginning April 30, 2004. |
8. Original Stock Option grant provided that Stock Options will vest 25% per year beginning April 27, 2005. |
9. Stock Option grant vests 100% on April 27, 2005. |
10. Shares acquired through Company Investment Plan - exempt transaction. Not required to be reported on Form 4. |
11. Shares acquired through dividend reinvestment pursuant to employee investment plan. Transaction not required to be reported on Form 4. |
12. Dividend reinvestment on restricted shares grant pursuant to employee benefit plan. |
Remarks: |
ALL TRANSACTION ARE EXEMPT UNDER SECTION 16(b) - AQUISITIONS THROUGH EMPLOYEE BENEFIT PLAN. REPORTING NOT REQUIRED ON FORM 4. FORM AMENDED TO ADD FOOTNOTE 12 AND CORRECT GENERAL REMARKS. |
J. Brett Harvey by P. M. Greene, his attorney in fact | 02/11/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |