-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRXpRH62D1K1k1dHBIwqSeud7ORnBCyWiUg9ThEBoP8Dv2dQA3YLy1ZGIt57ZgkR KmbWP2dGbzZz9me9QaJeAw== 0001209191-08-064924.txt : 20081209 0001209191-08-064924.hdr.sgml : 20081209 20081209175149 ACCESSION NUMBER: 0001209191-08-064924 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081205 FILED AS OF DATE: 20081209 DATE AS OF CHANGE: 20081209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYCE JOSEPH E CENTRAL INDEX KEY: 0000939959 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51368 FILM NUMBER: 081239350 BUSINESS ADDRESS: BUSINESS PHONE: 914-961-1000 MAIL ADDRESS: STREET 1: 612 EAST GRASSY SPRAIN ROAD CITY: YONKERS STATE: NY ZIP: 10710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TBS INTERNATIONAL LTD CENTRAL INDEX KEY: 0001065648 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 980225954 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COMMERCE BLDG STREET 2: CHANCERY LANE CITY: HAMILTON BERMUDA STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412959230 MAIL ADDRESS: STREET 1: COMMERCE BLDG STREET 2: CHANCERY LANE CITY: HAMILTON BERMUDA STATE: D0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: TBS SHIPPING INTERNATIONAL LTD DATE OF NAME CHANGE: 19980709 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2008-12-05 2008-12-09 0 0001065648 TBS INTERNATIONAL LTD TBSI 0000939959 ROYCE JOSEPH E 612 EAST GRASSY SPRAIN ROAD YONKERS NY 10710 1 1 1 0 President and CEO Class A Common Shares, par value $0.01 per shares 2008-12-05 4 P 0 92706 4.3069 A 92706 I By spouse Elaine M. Royce Class A Common Shares, par value $0.01 per shares 0 D Class A Common Shares, par value $0.01 per shares 1446208 I By the Joseph E. Royce 2005 Irrevocable Trust Class A Common Shares, par value $0.01 per shares 1446208 I By the Elaine M. Royce 2005 Irrevocable Trust Class B Common Shares, par value $0.01 per share Class A Common Shares 796472 796472 D Class B Common Shares, par value $0.01 per share Class A Common Shares 745726 745726 I By spouse Elaine M. Royce Class B Common Shares, par value $0.01 per share Class A Common Shares 546786 546786 I By the Elaine M. Royce 2005 Irrevocable Trust Class B Common Shares, par value $0.01 per share Class A Common Shares 1770032 1770032 I By the Elaine M. Royce 2006 Qualified Grantor Retained Annuity Trust Class B Common Shares, par value $0.01 per share Class A Common Shares 546786 546786 I By the Joseph E. Royce 2005 Irrevocable Trust Class B Common Shares, par value $0.01 per share Class A Common Shares 1719287 1719287 I By the Joseph E. Royce 2006 Qualified Grantor Retained Annuity Trust Mr. Royce previously reported indirect beneficial ownership of 684,890 Class A shares and 1,327,200 Class B shares that were owned by Treetops Holdings LLC. He disclaimed beneficial ownership of these shares. Mr. Royce's spouse, Ms. Elaine M. Royce, previously acted as trustee for the Jeanine Royce 1997 Trust and the Laura Royce 1997 Trust, which jointly own Treetops Holdings LLC. Effective May 6, 2008, Ms. Royce resigned as trustee of the Royce 1997 trusts, and Deutsche Bank Trust Company Delaware succeeded as independent trustee, and therefore these shares are no longer reported as indirectly beneficially owned. The Form 4 previously filed on 12/9/08 erroneously stated that 92,706 Class A common shares were purchased by Mr. Joseph Royce, but these shares were purchased by Ms. Elaine Royce rather than Mr. Royce. Class B Common Shares are convertible into Class A Common Shares on a one-for-one basis at any time and have no expiration date. /s/ Tara C. DeMakes Name: Tara C. DeMakes as Attorney-in-Fact 2008-12-09 -----END PRIVACY-ENHANCED MESSAGE-----