FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
QUICKSILVER RESOURCES INC [ KWK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/02/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.01 par value | 09/02/2004 | S | 100 | D | $29.66 | 173,080(1) | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 100 | D | $29.67 | 172,980 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 14,100 | D | $29.69 | 158,880 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 23,900 | D | $29.7 | 134,980 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 2,900 | D | $29.71 | 132,080 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 1,600 | D | $29.72 | 130,480 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 8,600 | D | $29.73 | 121,880 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 9,600 | D | $29.74 | 112,280 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 6,400 | D | $29.75 | 105,880 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 700 | D | $29.76 | 105,180 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 400 | D | $29.78 | 104,780 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 500 | D | $29.79 | 104,280 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 1,100 | D | $29.8 | 103,180 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 5,700 | D | $29.9 | 97,480 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 800 | D | $29.91 | 96,680 | D | |||
Common Stock, $.01 par value | 09/02/2004 | S | 1,600 | D | $29.98 | 95,080 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 6,600 | D | $29.8 | 88,480 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 5,900 | D | $29.83 | 82,580 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 800 | D | $29.84 | 81,780 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 1,500 | D | $29.85 | 80,280 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 800 | D | $29.86 | 79,480 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 900 | D | $29.87 | 78,580 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 4,700 | D | $29.88 | 73,880 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 9,900 | D | $29.89 | 63,980 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 5,800 | D | $29.9 | 58,180 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 700 | D | $29.91 | 57,480 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 1,500 | D | $29.92 | 55,980 | D | |||
Common Stock, $.01 par value | 09/03/2004 | S | 6,600 | D | $29.93 | 49,380 | D | |||
Common Stock, $.01 par value | 09/07/2004 | X | 8,334 | A | $8.02 | 57,714 | D | |||
Common Stock, $.01 par value | 09/07/2004 | X | 200,000 | A | $3.5625 | 257,714 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option(2) | $16.515(3) | 01/07/2005(4) | 01/07/2010 | Common Stock, $.01 par value | 27,340(3) | 27,340(3) | D | ||||||||
Stock Option(2) | $11.04(5) | 02/11/2004(6) | 02/11/2008 | Common Stock, $.01 par value | 9,180(5) | 9,180(5) | D | ||||||||
Stock Option(2) | $8.02(7) | 09/07/2004 | X | 8,334 | 12/04/2004(8) | 12/04/2006 | Common Stock, $.01 par value | 4,166(7) | (9) | 4,166(7) | D | ||||
Stock Option(2) | $3.5625(10) | 09/07/2004 | X | 200,000 | 07/01/2001(11) | 07/01/2005 | Common Stock, $.01 par value | 200,000(10) | (9) | 0(10) | D |
Explanation of Responses: |
1. On June 30, 2004, the common stock of Quicksilver Resources split 2-for-1 effected in the form of a stock dividend, resulting in the reporting person's acquisition of 86,590 additional shares of common stock. |
2. Represents a right to buy. |
3. This option was previously reported as covering 13,670 shares at an exercise price of $33.03 per share, but was adjusted to reflect the stock split on June 30, 2004. |
4. The stock option vests in five equal annual installments beginning on January 7, 2005, with full vesting on January 7, 2009. |
5. This option was previously reported as covering 4,590 shares at an exercise price of $22.08 per share, but was adjusted to reflect the stock split on June 30, 2004. |
6. The stock option vests in three equal annual installments beginning on February 11, 2004, with full vesting on February 11, 2006. |
7. This option was previously reported as covering 6,250 shares at an exercise price of $16.04 per share, but was adjusted to reflect the stock split on June 30, 2004. |
8. The stock option vests in three equal annual installments beginning on December 4, 2002, with full vesting on December 4, 2004. As reported on this Form 4, the reporting person has exercised the stock option for the 8,334 shares that vested as of December 4, 2003. The stock option will vest as to the remaining 4,166 shares on December 4, 2004. |
9. Not applicable. |
10. This option was previously reported as covering 100,000 shares at an exercise price of $7.125 per share, but was adjusted to reflect the stock split on June 30, 2004. |
11. The stock option vested in three equal annual installments beginning on July 1, 2001, with full vesting on July 1, 2003. |
Jeff Cook | 09/07/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |