0001203311-11-000033.txt : 20110520 0001203311-11-000033.hdr.sgml : 20110520 20110520183113 ACCESSION NUMBER: 0001203311-11-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110518 FILED AS OF DATE: 20110520 DATE AS OF CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON TODD E CENTRAL INDEX KEY: 0001216477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32405 FILM NUMBER: 11862882 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA CENTRAL INDEX KEY: 0001060736 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911874389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4255274000 MAIL ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-05-18 0 0001060736 SEATTLE GENETICS INC /WA SGEN 0001216477 SIMPSON TODD E 21823 30TH DRIVE SE BOTHELL WA 98021 0 1 0 0 Chief Financial Officer Common Stock 2011-05-18 4 M 0 14063 5.2 A 23422 D Common Stock 2011-05-18 4 S 0 14063 18.64 D 9359 D Common Stock 2011-05-18 4 M 0 7187 4.45 A 16546 D Common Stock 2011-05-18 4 S 0 7187 18.64 D 9359 D Non-Qualified Stock Option (right to buy) 4.45 2011-05-18 4 M 0 7187 0 D 2016-09-05 Common Stock 7187 0 D Non-Qualified Stock Option (right to buy) 5.2 2011-05-18 4 M 0 14063 0 D 2015-10-04 Common Stock 14063 145517 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Simpson on December 22, 2010. Shares shall vest at a rate of 25% on 9/06/07 and monthly thereafter until all the shares are fully vested on 9/06/10. Shares shall vest at a rate of 25% on October 4, 2006 and monthly thereafter until all shares are fully vested on October 4, 2009. Todd E. Simpson 2011-05-20