EX-99.(5)(Z) 3 f3114d3.htm AMENDMENT TO SELECTED DEALER AGREEMENT
 

                                                                                                                                                              UBS Asset Management

(Americas) Inc.

  

 

January 8, 2020 

 

  

  

UBS Financial Services Inc. 

1200 Harbor Boulevard 

Weehawken, NJ 07086 

  

Re:  Amendment to Selected Dealer Agreement for UBS Series Funds (formerly known as UBS Money Series) – Investor Series Adding UBS Select ESG Prime Investor Fund  

  

Dear Sir or Madam:   

  

We wish to amend "Schedule A – List of Funds" to the Selected Dealer Agreement dated September 18, 2008, between UBS Financial Services Inc. and UBS Asset Management (US) Inc. (“UBS AM-US”) with respect to the Investor Series of UBS Series Funds (formerly known as UBS Money Series), as previously amended (the "Agreement").  The purpose of this amendment is to add a new fund, namely UBS Select ESG Prime Investor Fund, by replacing Schedule A to the Agreement with the revised Schedule A that is attached to this letter. 

  

Please indicate your acceptance of these changes by executing two copies of this letter, returning one to us and retaining one copy for your record.  Upon your acceptance, Schedule A will be replaced with the revised version attached below, effective as of January 21, 2020. 

  

Regards,  

  

UBS ASSET MANAGEMENT (US) INC. 

  

By: /s/ Keith A. Weller   By:  /s/ Ken Goldfarb 

Name: Keith A. Weller                   Name: Ken Goldfarb 

Title: Executive Director                Title: Director 

  

Accepted and Agreed to: 

  

UBS FINANCIAL SERVICES INC. 

  

By: /s/ Traci Simpson                                                     By:  /s/ Melanie Selwyn 

Name: Traci Simpson                                                     Name: Melanie Selwyn 

Title: Executive Director                Title: Director 

 

(Amended and Restated Schedule A to Selected Dealer Agreement dated as of September 18, 2008, as amended, pertaining to UBS Series Funds (formerly known as UBS Money Series) – Investor Series.  This revised Schedule A is effective as of January 21, 2020.) 

  

  

SCHEDULE A 

  

LIST OF FUNDS 

  

  

UBS Select Prime Investor Fund 

UBS Select Treasury Investor Fund 

UBS Tax-Free Investor Fund 

UBS Prime Investor Fund 

UBS Select Government Investor Fund 

UBS Select ESG Prime Investor Fund