| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BlackRock Inc. [ BLK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/18/2008 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | M | 15,000 | A | $37.36 | 228,483.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $214.6 | 228,383.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.63 | 228,183.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $214.65 | 228,083.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $214.69 | 227,983.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 500 | D | $214.705 | 227,483.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 700 | D | $214.715 | 226,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 1,000 | D | $214.7275 | 225,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 800 | D | $214.7375 | 224,983.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 500 | D | $214.7425 | 224,483.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 600 | D | $214.745 | 223,883.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $214.77 | 223,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.78 | 223,583.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 700 | D | $214.805 | 222,883.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 400 | D | $214.84 | 222,483.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 500 | D | $214.85 | 221,983.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.88 | 221,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 400 | D | $214.89 | 221,383.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.9125 | 221,183.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.9175 | 220,983.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.95 | 220,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 400 | D | $214.97 | 220,383.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 300 | D | $214.975 | 220,083.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 400 | D | $214.98 | 219,683.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $214.99 | 219,483.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 500 | D | $215 | 218,983.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $215.01 | 218,883.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $215.025 | 218,783.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 100 | D | $215.05 | 218,683.854(1) | D | |||
| Shares of Common Stock (par value $0.01 per share) | 07/18/2008 | S | 200 | D | $215.055 | 218,483.854(1) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Shares of Common Stock (par value $0.01 per share) | $37.36 | 07/18/2008 | M | 15,000 | 12/31/2006 | 10/15/2012 | Common Stock (par value $0.01 per share) | 15,000 | $0.00 | 20,000 | D | ||||
| Explanation of Responses: |
| 1. Includes 215.5845 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes 1,307.7895 shares of Common Stock held in the BlackRock, Inc. Retirement Savings Plan. Also includes (i) 1,987 restricted stock units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan"), vesting on January 31, 2009, (ii) 2,516 restricted stock units granted under the Incentive Plan, vesting in equal installments on January 31, 2009 and January 31, 2010 and (iii) 4,941 restricted stock units granted under the Incentive Plan, vesting in equal installments on January 31, 2009, January 31, 2010 and January 31, 2011. Each restricted stock unit is payable solely by delivery of an equal number of shares of Common Stock. |
| Remarks: |
| This Form 4 is being filed in two parts (part one of two). |
| /s/ Daniel R. Waltcher as Attorney-in-Fact for Bennett W. Golub | 07/22/2008 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||