-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4gejgJ6Nczt4dpk1j3HcaY4hMPX1KKdftyjKRSyiP//Gi72rjbU8xft1Yz8xohq CR4XaGqeBzGsE5O8jGEyHg== 0000950005-10-000090.txt : 20100216 0000950005-10-000090.hdr.sgml : 20100215 20100216163718 ACCESSION NUMBER: 0000950005-10-000090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTCLIFF CAPITAL MANAGEMENT LLC/CA CENTRAL INDEX KEY: 0001057396 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07054 FILM NUMBER: 10608662 BUSINESS ADDRESS: STREET 1: 200 7TH AVE SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 4084770422 MAIL ADDRESS: STREET 1: 200 SEVENTH AVE STREET 2: SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95602 13F-HR 1 e10039_form13f.txt FORM 13F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment / /; Amendment Number: This Amendment (Check only one): / / is a restatement / / adds new holdings entries. Institutional Investment Manager Filing this Report: WESTCLIFF CAPITAL MANAGEMENT, LLC 200 Seventh Avenue, Suite 105 Santa Cruz, CA 95062 Form 13F File Number: 028-07054 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: RICHARD S. SPENCER III Managing Member of Westcliff Capital Management, LLC 831-477-4412 Signature, Place and Date of Signing: /s/ Richard S. Spencer III - ------------------------------------- Richard S. Spencer III Santa Cruz, CA 02/16/2010 Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total (x$1000): $82,862 List of Other Included Managers: None Westcliff Capital Management, LLC FORM 13F INFORMATION TABLE 12/31/2009
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGERS SOLE SHARED NONE - --------------------------- -------- --------- ---------- -------- --- ---- ------- ------ ------ ------ ---- - -------------------------------------------------------------------------------------------------------------------- agnico-eagle mines ltd COM 008474108 1,106 20475 SH Sole 20475 axt inc COM 00246W103 805 247750 SH Sole 247750 barrick gold corp COM 067901108 1,240 31495 SH Sole 31495 big lots inc COM 089302103 801 27630 SH Sole 27630 brigham exploration co COM 109178103 4,080 301140 SH Sole 301140 brooks automation inc COM 114340102 264 30760 SH Sole 30760 calfrac well services ltd COM CA1295841 1,909 96450 SH Sole 96450 carrizo oil & co inc COM 144577103 2,036 76812 SH Sole 76812 ce franklin ltd COM 125151100 2,350 349254 SH Sole 349254 complete production services COM 20453E109 2,652 203988 SH Sole 203988 comstock res inc COM 205768203 1,069 26350 SH Sole 26350 continental resources inc COM 212015101 817 19048 SH Sole 19048 eagle bulk shipping inc COM Y2187A101 777 156920 SH Sole 156920 energy fuels inc COM 292671104 143 602530 SH Sole 602530 ethan allen interiors inc COM 297602104 1,254 93440 SH Sole 93440 evergreen energy inc COM 30024B104 215 641253 SH Sole 641253 evergreen energy inc-warrants COM 30024B104 5543562 SH Sole 5543562 excel maritime carriers ltd COM V3267N107 785 127400 SH Sole 127400 exco resources inc COM 269279402 1,898 89400 SH Sole 89400 flow intl corp COM 343468104 849 275540 SH Sole 275540 forest oil corp COM 346091705 602 27050 SH Sole 27050 genco shipping & trading ltd COM Y2685T107 921 41150 SH Sole 41150 goldcorp inc COM 380956409 1,274 32390 SH Sole 32390 goodrich pete corp COM 382410405 1,387 56980 SH Sole 56980 gse systems inc warrants COM 36227K106 - 76527 SH Sole 76527 heidrick & struggles intl COM 422819102 1,687 53990 SH Sole 53990 hercules offshore inc COM 427093109 1,223 255875 SH Sole 255875 kaydon corp COM 486587108 261 7290 SH Sole 7290 kinross gold corp COM 496902404 1,181 64195 SH Sole 64195 korn ferry intl COM 500643200 1,501 90980 SH Sole 90980 mks instruments inc COM 55306N104 812 46660 SH Sole 46660 newmont mining corp COM 651639106 1,074 22705 SH Sole 22705 omnivision technologies COM 682128103 1,364 93960 SH Sole 93960 orion energy systems inc COM 686275108 1,255 285767 SH Sole 285767 paladin res nl COM Q7264T104 171 45420 SH Sole 45420 paragon shipping inc cl a COM 69913R309 906 199070 SH Sole 199070 petrohawk energy corp COM 716495106 1,760 73370 SH Sole 73370 pioneer drilling co COM 723655106 2,877 364174 SH Sole 364174 pioneer nat res co COM 723787107 1,850 38410 SH Sole 38410 precision drilling corp COM 740215108 2,183 301158 SH Sole 301158 ram energy resources inc COM 75130P109 441 215140 SH Sole 215140 rf micro devices inc COM 749941100 1,468 307710 SH Sole 307710 rogers corp COM 775133101 493 16280 SH Sole 16280 rosetta resources inc COM 777779307 1,899 95330 SH Sole 95330 sanmina sci corp COM 800907206 837 75870 SH Sole 75870 shoe carnival inc COM 824889109 953 46560 SH Sole 46560 skechers usa inc-cl a COM 830566105 948 32240 SH Sole 32240 skyworks solutions inc COM 83088M102 758 53390 SH Sole 53390 smith intl inc COM 832110100 308 11330 SH Sole 11330 spherion corp COM 848420105 416 74070 SH Sole 74070 st mary ld & expl co COM 792228108 2,326 67920 SH Sole 67920 standard microsystems corp COM 853626109 585 28170 SH Sole 28170 superior well svcs inc COM 86837X105 2,654 186132 SH Sole 186132 support.com inc COM 86858W101 1,342 508233 SH Sole 508233 swift energy co COM 870738101 1,506 62840 SH Sole 62840 tbs international limited com COM G86975151 967 131599 SH Sole 131599 tesco corp COM 88157K101 1,375 106480 SH Sole 106480 treasur island rty tr unit COM 894626209 637 1274742 SH Sole 1274742 trican well svc ltd COM 895945103 983 73630 SH Sole 73630 trinidad drilling ltd COM CA8963561 850 126580 SH Sole 126580 triquint semiconductor inc COM 89674K103 1,284 213960 SH Sole 213960 trueblue inc COM 89785X101 1,699 114701 SH Sole 114701 twin disc inc COM 901476101 1,287 123319 SH Sole 123319 txco res inc COM 87311M102 11 70240 SH Sole 70240 uex corp COM 902666106 288 275570 SH Sole 275570 union drilling inc COM 90653P105 1,746 279379 SH Sole 279379 ur energy inc COM 91688R108 400 521650 SH Sole 521650 uranium energy corp com COM 916896103 1,427 377466 SH Sole 377466 uranium energy corp warrants COM 916896103 140 208333 SH Sole 208333 w & t offshore inc COM 92922P106 166 14170 SH Sole 14170 weatherford international ltd COM H27013103 180 10040 SH Sole 10040 whiting petroleum corp COM 966387102 993 13900 SH Sole 13900 xtreme coil drilling corp COM 98417D102 287 72220 SH Sole 72220 xyratex ltd COM G98268108 1,867 140307 SH Sole 140307 REPORT SUMMARY 74 DATA RECORDS 82,862 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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