-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DMAzlmTVmCIXbFqymKxheLqDLEOKOT7fN6aku0oqOcnxv/zKnxDyr/peTGaWOKJt HlhiL8cDyro8TK9NZ5o/kw== 0001056868-09-000007.txt : 20091110 0001056868-09-000007.hdr.sgml : 20091110 20091109174102 ACCESSION NUMBER: 0001056868-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001056868 IRS NUMBER: 911723315 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07018 FILM NUMBER: 091169696 BUSINESS ADDRESS: STREET 1: 600 UNIVERSITY ST STREET 2: SUITE 2304 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2064476200 MAIL ADDRESS: STREET 1: 600 UNIVERSITY ST STREET 2: SUITE 2304 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 qe093009.txt QUARTER ENDING 093009 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if amended: [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] add new holdings entries. Institutional Investment Manager Filing this Report: Name: Summit Capital Management, LLC Address: 600 University Street, Suite 2304 Seattle, WA 98101 Form 13F File Number: 28-7018 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lisa M. Burke Title: Chief Compliance Officer Phone No.: 509-747-0409 Signature, Place, and Date of Signing: Lisa M. Burke Seattle, Washington November 9, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $227,366,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- -------- ---------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- --------- -------- --- ---- ---------- -------- ------- ------ -------- ABBOTT LABORATORIES COM 002824100 2845 57500 SH SOLE 57500 ADAMS EXPRESS COMPANY COM 006212104 636 65077 SH SOLE 65077 ALCOA INC COM 013817101 5792 441500 SH SOLE 441500 AMERICAN SCIENCE & ENGINEERI COM 029429107 708 10400 SH SOLE 10400 AMGEN INC COM 031162100 15803 262385 SH SOLE 262385 ARCH COAL INC COM 039380100 2124 96000 SH SOLE 96000 BARCLAYS AGRICULTURE LSTOCK ETF COM 06739h743 3549 130004 SH SOLE 130004 BARCLAYS IPATH SP 500 VIX COM 06740c527 1120 22397 SH SOLE 22397 BARRICK GOLD CORP COM 067901108 9850 259900 SH SOLE 259900 BH GLOBAL LIMITED COM g1091g113 5030 475843 SH SOLE 475843 BLACKROCK STRATGC DIV ACHVRS TR COM 09249Y107 2000 227800 SH SOLE 227800 CHINAEDU CORP-ADR SPONS ADR 16945L107 646 92322 SH SOLE 92322 CLOUGH GLOBAL OPPORTUNITIES COM 18914E106 770 60725 SH SOLE 60725 COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 3600 223850 SH SOLE 223850 CONOCOPHILLIPS COM 20825C104 8676 192122 SH SOLE 192122 CURRENCY SHARES CANADIAN DOLLAR TR CDN DOLLAR 23129X105 208 2230 SH SOLE 2230 DETREX CORP COM 250685104 1296 647949 SH SOLE 647949 DRYSHIPS INC COM 0Y2109Q10 304 45900 SH SOLE 45900 DWS DREMAN VALUE INCOME EDGE COM 23339M204 2679 239667 SH SOLE 239667 DYNEGY INC-CL A COM 26817G102 58 22700 SH SOLE 22700 EMERITUS CORP COM 291005106 701 31938 SH SOLE 31938 EQUITY RESIDENT PPTYS SH BEN INT 29476L107 844 27500 SH SOLE 27500 EXELON CORP COM 30161N101 6138 123700 SH SOLE 123700 FIDELITY NATIONAL FINL-A CL A 31620R105 528 35000 SH SOLE 35000 GABELLI DIVIDEND & INCOME TRUST COM 36242H104 4182 337569 SH SOLE 337569 GABELLI GLOBAL DEAL FUND COM 36245G103 2826 190401 SH SOLE 190401 GENERAL ELECTRIC CO COM 369604103 6438 392072 SH SOLE 392072 GILEAD SCIENCES INC COM 375558103 1511 32500 SH SOLE 32500 H & H HEALTHCARE FD SH BEN INT 404052102 623 55027 SH SOLE 55027 HRPT PROPERTIES TR 6.50% SER D PFD CONV D 40426W507 9901 535177 SH SOLE 535177 INTEL CORP COM 458140100 294 15000 SH SOLE 15000 INTREPID POTASH INC COM 46121Y102 1533 65000 SH SOLE 65000 IPATH DJ-UBS GRAINS SUBINDEX COM 06739h305 2484 69624 SH SOLE 69624 ISHARES BARCLAYS TIPS BOND COM 464287176 720 7000 SH SOLE 7000 ISHARES SILVER TRUST COM 46428Q109 1514 92400 SH SOLE 92400 ISILON SYS INC COM COM 46432l104 1826 299342 SH SOLE 299342 KANSAS CITY SOUTHERN COM NEW 485170302 265 10000 SH SOLE 10000 KEY TRONIC CORP COM 493144109 44 18624 SH SOLE 18624 KRAFT FOODS INC COM 50075N104 4229 161000 SH SOLE 161000 MATRIX SERVICE CO COM 576853105 326 30000 SH SOLE 30000 MICROSOFT CORP COM 594918104 28594 1111747 SH SOLE 1111747 MONSANTO CO COM 61166W101 6211 80246 SH SOLE 80246 NASDAQ OMX GROUP/THE COM 631103108 1053 50000 SH SOLE 50000 NEWMONT MINING CORP COM 651639106 6880 156300 SH SOLE 156300 NEXEN INC COM 65334H102 1905 84400 SH SOLE 84400 NRG ENERGY INC COM 629377508 1607 57000 SH SOLE 57000 OLD MUTUAL CLAYMORE LONG-SRT COM 68003N103 421 54165 SH SOLE 54165 PACCAR INC COM COM 693718108 2749 72900 SH SOLE 72900 PENGROWTH ENERGY TRUST COM 706902509 2476 235605 SH SOLE 235605 PENN WEST ENERGY TR UNIT TR UNIT 707885109 2077 131125 SH SOLE 131125 PETROLEUM & RESOURCE CORP COM 716549100 1174 50471 SH SOLE 50471 PIMCO FLOATING RATE STRATEGY COM 72201J104 584 58900 SH SOLE 58900 PLAINS EXPLORATION & PRODUCT COM 726505100 1618 58500 SH SOLE 58500 POWERSHARES DB AGRICULTURE COM 73936B408 1400 55000 SH SOLE 55000 PROCTER & GAMBLE CO COM 742718109 597 10300 SH SOLE 10300 PROSHARES ULTRA SHORT 100 FUND COM 74347R875 537 23299 SH SOLE 23299 PROSHARES ULTRA SHORT 500 FUND COM 74347R883 3129 77466 SH SOLE 77466 PROSHARES ULTRASHORT 2000 COM 74347R834 574 20000 SH SOLE 20000 PROSHARES ULTRASHORT S&P500 COM 74347R883 404 10000 SH SOLE 10000 PUBLIC STORAGE - DEP SHARES A COM A 74460d729 801 31186 SH SOLE 31186 PUTNAM MANAGED MUNI INCOME TR COM 746823103 119 17378 SH SOLE 17378 PUTNAM PREMIER INCOME TRUST SH BEN INT 746853100 192 32801 SH SOLE 32801 RED LION HOTELS CORP COM 756764106 346 60122 SH SOLE 60122 RMR ASIA PACIFIC REAL ESTATE COM 76970B101 536 30992 SH SOLE 30992 SAFEWAY INC COM 786514208 4212 213600 SH SOLE 213600 SHAW GROUP INC COM 820280105 642 20000 SH SOLE 20000 SOUTHWEST AIRLS CO COM 844741108 2172 226200 SH SOLE 226200 SPDR GOLD TRUST COM 78463V107 8580 86800 SH SOLE 86800 SPRINT NEXTEL CORP COM SER I 852061100 395 100000 SH SOLE 100000 STREETTRACKS GOLD TRUST COM 78463V107 741 7500 SH SOLE 7500 SYMANTEC CORP COM 871503108 1565 95000 SH SOLE 95000 TAKE-TWO INTERACTIVE SOFTWRE COM 874054109 504 45000 SH SOLE 45000 TCW STRATEGIC INCOME FD COM 872340104 253 59721 SH SOLE 59721 UNITED HEALTHCARE CORP COM 91324P102 361 14400 SH SOLE 14400 UNITED STATES STEEL CORP COM 912909108 271 6100 SH SOLE 6100 UNITEDHEALTH GROUP INC COM 91324P102 1502 60000 SH SOLE 60000 US BANCORP COM NEW 902973304 514 23500 SH SOLE 23500 VAN KAMPEN SENIOR INCOME TRUST COM 920961109 166 41995 SH SOLE 41995 VERAMARK TECHNOLOGIES INC COM 923351100 555 1540290 SH SOLE 1540290 VERIZON COMMUNICATIONS INC COM 92343V104 3227 106600 SH SOLE 106600 WEATHERFORD INTL LTD COM H27013103 4905 236600 SH SOLE 236600 WESTERN REFINING INC COM 959319104 129 20000 SH SOLE 20000 WEYERHAEUSER CO COM COM 962166104 4462 121750 SH SOLE 121750 YAHOO! INC COM 984332106 1549 87000 SH SOLE 87000 YAMANA GOLD INC COM 98462Y100 5275 492500 SH SOLE 492500 ZWEIG FUND INC COM 989834106 4404 1372111 SH SOLE 1372111 ZWEIG TOTAL RETURN FUND COM 989837109 380 100765 SH SOLE 100765
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