-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L6DwGJ5cgAMgC+I2Hq0ZfjrwntpicqQtNi5Wj+XGS9VBmcmPwnK94E+y/3ZScT8e U0mqdr66pGTrjMJrXHGLTg== 0001056569-10-000018.txt : 20100216 0001056569-10-000018.hdr.sgml : 20100215 20100216160700 ACCESSION NUMBER: 0001056569-10-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100211 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT LP CENTRAL INDEX KEY: 0001056569 IRS NUMBER: 133269993 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06940 FILM NUMBER: 10607691 BUSINESS ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124837000 MAIL ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT, LLC DATE OF NAME CHANGE: 20080506 FORMER COMPANY: FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT INC DATE OF NAME CHANGE: 19990325 13F-HR 1 f4q13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Loeb Arbitrage Management LP Address: 61 Broadway New York, NY 10006 Form 13F File Number: 28-6940 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David S. Hampson Title: Senior Vice President Phone: 212-483-7086 Signature, Place and Date of Signing: /s/ David S. Hampson New York, NY February 16, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total (Thousands): 241,263 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-1159 Loeb Offshore Management LP Please note that confidential information has been omitted from this report and filed separately with the Securities and Exchange Commission.
NAME OF ISSUER TITLE CUSIP VALUE SHRS OR SH/PUT INVST OTHER VOTING AUTHORITY OF CLASS (x1000) PRN AMT PRN/CALL DISCR MANAGER SOLE SHARED OTHER BPW ACQUISITION CORP COM 055637102 23088 2192552 SH Defined 02 2192552 UAL CORP 4 06/30/21 Note 902549AH7 13716 15500 PRN Defined 02 15500 BURLINGTON NORTHERN SANTA FE COM 12189T104 12271 124431 SH Defined 02 124431 Asia Special Situation Acq COM G0538M105 9539 959682 SH Defined 02 959682 CABELA'S INC COM 126804301 8583 601885 SH Defined 02 601885 CF INDUSTRIES HOLDINGS INC COM 125269100 7589 83600 SH Defined 02 83600 USEC INC 3 10/01/14 Note 90333EAC2 7067 11000 PRN Defined 02 11000 CHINA MED TECH 4 08/15/13 CMT Note 169483AC8 6596 10438 PRN Defined 02 10438 BLACK & DECKER CORP COM 091797100 6259 96548 SH Defined 02 96548 CIT GROUP INC COM 125581801 5384 195000 SH Defined 02 195000 AFFILIATED COMPUTER SVCS-A COM 008190100 5265 88208 SH Defined 02 88208 LEAR CORP COM 521865204 5054 74722 SH Defined 02 74722 VARIAN INC COM 922206107 4860 94296 SH Defined 02 94296 ASSURANT INC COM 04621X108 4809 163125 SH Defined 02 163125 SUNOCO INC COM 86764P109 4742 181700 SH Defined 02 181700 ENCORE ACQUISITION CO COM 29255W100 4635 96513 SH Defined 02 96513 FERRO CORP 6 08/15/13 Note 315405AL4 4487 5000 PRN Defined 02 5000 XTO ENERGY INC COM 98385X106 3722 80000 SH Defined 02 80000 YOUBET.COM INC COM 987413101 3335 1166150 SH Defined 02 1166150 SOLITARIO EXPLORATION & ROY COM 8342EP107 3306 1437255 SH Defined 02 1437255 SPARTAN STORES 3 05/15/27 Note 846822AE4 3175 4000 PRN Defined 02 4000 REYNOLDS AMERICAN INC COM 761713106 2914 55005 SH Defined 02 55005 SAVVIS INC 3 05/15/12 Note 805423AA8 2913 3250 PRN Defined 02 3250 ALLION HEALTHCARE INC COM 019615103 2908 444000 SH Defined 02 444000 BANK OF AMERICA CORP COM 060505104 2825 187600 SH Defined 02 187600 TALBOTS INC COM 874161102 2484 278800 SH Defined 02 278800 3COM CORP COM 885535104 2460 328000 SH Defined 02 328000 BRISTOL-MYERS SQUIBB CO COM 110122108 2208 87457 SH Defined 02 87457 Wells Fargo Co 7.5% Series L COM 949746804 2186 2381 SH Defined 02 2381 ATLANTIC TELE-NETWORK INC COM 049079205 2144 39115 SH Defined 02 39115 HEADWATERS INC 2 02/01/14 Note 42210PAD4 2102 3000 PRN Defined 02 3000 FINANCIAL FEDERAL CORP COM 317492106 2093 76101 SH Defined 02 76101 MPS GROUP INC COM 553409103 2023 147212 SH Defined 02 147212 HARLEYSVILLE NATIONAL CORP COM 412850109 1752 273258 SH Defined 02 273258 FIRST CHESTER COUNTY CORP COM 31947W100 1702 186000 SH Defined 02 186000 ICT GROUP INC COM 44929Y101 1686 103350 SH Defined 02 103350 CHARMING SHOPPES 1 05/01/14 Note 161133AE3 1674 2250 PRN Defined 02 2250 HORIZON LINES 4 08/15/12 Note 44044KAB7 1616 2000 PRN Defined 02 2000 CANDELA CORP COM 136907102 1608 537745 SH Defined 02 537745 HJ HEINZ CO COM 423074103 1595 37300 SH Defined 02 37300 CIGNA CORP COM 125509109 1545 43800 SH Defined 02 43800 CHENIERE ENERGY 2 08/01/12 Note 16411RAE9 1515 3000 PRN Defined 02 3000 FACET BIOTECH CORP COM 30303Q103 1499 85400 SH Defined 02 85400 WELLPOINT INC COM 94973V107 1440 24700 SH Defined 02 24700 CYPRESS BIOSCIENCE INC COM 232674507 1414 245984 SH Defined 02 245984 DIEDRICH COFFEE INC COM 253675201 1337 38357 SH Defined 02 38357 FIRST KEYSTONE FINANCIAL INC COM 320655103 1318 113331 SH Defined 02 113331 RUBIO'S RESTAURANTS INC COM 78116B102 1259 176610 SH Defined 02 176610 PEPSIAMERICAS INC COM 71343P200 1173 40074 SH Defined 02 40074 INTERSTATE HOTELS & RESORTS COM 46088S106 1144 520122 SH Defined 02 520122 NII HOLDINGS 3 06/15/12 Note 62913FAJ1 1142 1250 PRN Defined 02 1250 GENESIS LEASE LTD-ADS COM 37183T107 1142 127879 SH Defined 02 127879 AIRVANA INC COM 00950V101 1137 150000 SH Defined 02 150000 EARTHLINK INC COM 270321102 1133 136500 SH Defined 02 136500 MAXYGEN INC COM 577776107 1056 173632 SH Defined 02 173632 TERRA INDUSTRIES INC COM 880915103 966 30000 SH Defined 02 30000 SUN MICROSYSTEMS INC COM 866810203 958 102300 SH Defined 02 102300 BJ SERVICES CO COM 055482103 911 49000 SH Defined 02 49000 ICO INC COM 449293109 903 124043 SH Defined 02 124043 SILICON STORAGE TECHNOLOGY COM 827057100 902 353793 SH Defined 02 353793 MERRIMAC INDUSTRIES INC COM 590262101 876 55054 SH Defined 02 55054 SARA LEE CORP COM 803111103 873 71702 SH Defined 02 71702 GRAPHIC PACKAGING HOLDING CO COM 388689101 866 249700 SH Defined 02 249700 INTERNATIONAL ROYALTY CORP COM 460277106 863 120000 SH Defined 02 120000 IMS HEALTH INC COM 449934108 842 40000 SH Defined 02 40000 ON2 TECHNOLOGIES INC COM 68338A107 830 1360017 SH Defined 02 1360017 JAVELIN PHARMACEUTICALS INC COM 471894105 793 610000 SH Defined 02 610000 I2 TECHNOLOGIES INC COM 465754208 764 40000 SH Defined 02 40000 GANDER MOUNTAIN CO COM 36471P207 752 147503 SH Defined 02 147503 WASTE SERVICES INC COM 941075202 744 81646 SH Defined 02 81646 DU PONT (E.I.) DE NEMOURS COM 263534109 725 21535 SH Defined 02 21535 LEGGETT & PLATT INC COM 524660107 706 34591 SH Defined 02 34591 LIBERTY MEDIA-STARZ SERIES A COM 53071M708 701 15200 SH Defined 02 15200 VERIZON COMMUNICATIONS INC COM 92343V104 701 21159 SH Defined 02 21159 ELI LILLY & CO COM 532457108 699 19585 SH Defined 02 19585 CAMPBELL SOUP CO COM 134429109 698 20650 SH Defined 02 20650 MCDONALD'S CORP COM 580135101 698 11174 SH Defined 02 11174 KIMBERLY-CLARK CORP COM 494368103 693 10873 SH Defined 02 10873 PAYCHEX INC COM 704326107 690 22526 SH Defined 02 22526 PHILIP MORRIS INTERNATIONAL COM 718172109 681 14125 SH Defined 02 14125 PAIN THERAPEUTICS INC COM 69562K100 662 123537 SH Defined 02 123537 ECTEL LTD COM M29925100 640 515773 SH Defined 02 515773 ALLIED CAPITAL CORP COM 01903Q108 614 170000 SH Defined 02 170000 Franklin Elec Publishers Inc COM 353515109 604 244632 SH Defined 02 244632 UNITEDHEALTH GROUP INC COM 91324P102 534 17524 SH Defined 02 17524 INTL ABSORBENTS INC COM 45885E203 530 115414 SH Defined 02 115414 TWO HARBORS INVESTMENTS- CW12 Warrant 90187B119 515 1198837 SH Defined 02 1198837 WTS RETAIL OPP INVS CORP Warrant 76131N119 508 445304 SH Defined 02 445304 CITIGROUP INC COM 172967101 497 150000 SH Defined 02 150000 SAUER-DANFOSS INC COM 804137107 480 40000 SH Defined 02 40000 PAMRAPO BANCORP INC COM 697738102 475 60994 SH Defined 02 60994 SINOENERGY CORP COM 82935B202 471 255752 SH Defined 02 255752 CHATTEM INC COM 162456107 467 5000 SH Defined 02 5000 CLEARWATER PAPER CORP COM 18538R103 446 8120 SH Defined 02 8120 CORRIENTE RESOURCES INC-A COM 22027E409 407 50000 SH Defined 02 50000 ZILOG INC COM 989524301 385 108798 SH Defined 02 108798 MEAD JOHNSON NUTRITION CO COM 582839106 364 8330 SH Defined 02 8330 TRIMERIS INC COM 896263100 346 133153 SH Defined 02 133153 TII NETWORK TECHNOLOGIES INC COM 872479209 341 275002 SH Defined 02 275002 TFS FINANCIAL CORP COM 87240R107 333 27500 SH Defined 02 27500 INFOGROUP INC COM 45670G108 320 40000 SH Defined 02 40000 FGX INTERNATIONAL HOLDINGS COM G3396L102 311 15900 SH Defined 02 15900 MERCURY GENERAL CORP COM 589400100 291 7400 SH Defined 02 7400 BPW ACQ CORP-CW14 Warrant 055637110 283 314800 SH Defined 02 314800 SUNOCO INC Put 86764P109 273 1817 SH Defined 02 1817 TECHTEAM GLOBAL INC COM 878311109 266 35000 SH Defined 02 35000 CANO PETROLEUM INC. COM 137801106 266 271181 SH Defined 02 271181 TM ENTERTAINMENT AND MEDIA INC COM 169442100 244 23000 SH Defined 02 23000 QUIXOTE CORP COM 749056107 229 36000 SH Defined 02 36000 HUMANA INC COM 444859102 219 5000 SH Defined 02 5000 QUADRAMED CORP COM 74730W507 210 25000 SH Defined 02 25000 CALIFORNIA MICRO DEVICES CP COM 130439102 207 44000 SH Defined 02 44000 RESOLUTE ENERGY CORP Warrant 76116A116 198 86255 SH Defined 02 86255 CARDIONET INC COM 14159L103 178 30000 SH Defined 02 30000 FORTUNET INC COM 34969Q100 174 102846 SH Defined 02 102846 DITECH NETWORKS INC COM 25500T108 122 96768 SH Defined 02 96768 MERIDIAN RESOURCE CORP COM 58977Q109 106 400000 SH Defined 02 400000 AXG US Warrant 049162118 87 396718 SH Defined 02 396718 CHATTEM INC Call 162456107 67 50 SH Defined 02 50 OVERTURE ACQUISITION CO-CW13 Warrant G6830P118 65 270495 SH Defined 02 270495 MIND CTI LTD COM M70240102 24 26339 SH Defined 02 26339 WLBC US Warrant 961443116 18 29900 SH Defined 02 29900 3COM CORP Call 885535104 13 500 SH Defined 02 500 TRIAN ACQUISITION I CORP-CW13 Warrant 89582E116 0 499800 SH Defined 02 0 iShares MSCI Japan Index Fund Put 464286848 11 350 SH Defined 02 350
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